Castle Creek Arbitrage’s Rocket Internet Growth Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share RKTA.WS Stock Holding History

Castle Creek Arbitrage’s Portfolio RKTA.WS Stock Details RKTA.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-148,841	Closed	-$9K	–	653
2022 Q3	$9K	Hold	148,841	–	–	﹤0.01%	556
2022 Q2	$25K	Hold	148,841	–	–	﹤0.01%	497
2022 Q1	$57K	Hold	148,841	–	–	﹤0.01%	514
2021 Q4	$112K	Hold	148,841	–	–	0.01%	519
2021 Q3	$118K	Hold	148,841	–	–	0.01%	479
2021 Q2	$196K	Buy	+148,841	New	+$175K	0.01%	463

Other funds holding RKTA.WS

SCM

Segantii Capital Management Hong Kong $1.54B AUM 16.73% 1-Year Est. Return

RCM

Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return

PAM

PSquared Asset Management Zurich, Switzerland $287M AUM 58.62% 1-Year Est. Return

ETH

Exos TFP Holdings New York $162M AUM 16.08% 1-Year Est. Return

DCM

Dupont Capital Management Wilmington, Delaware $2.18M AUM 50.81% 1-Year Est. Return

Castle Creek Arbitrage's RKTA.WS Position: Q4 2022 in Review

Castle Creek Arbitrage sold out of Rocket Internet Growth Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share (RKTA.WS) in Q4 2022, closing a stake of 148,841 shares — an estimated $9K sold.

Castle Creek Arbitrage first reported a position in RKTA.WS in Q2 2021 and held it in 6 quarters. The position peaked at $196K in Q2 2021. 6 funds tracked by Wall St. Rank hold RKTA.WS as of Q4 2022.

Castle Creek Arbitrage reported no remaining Rocket Internet Growth Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share position as of Q4 2022 after selling out during the quarter.
Castle Creek Arbitrage sold 148,841 Rocket Internet Growth Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share shares in Q4 2022, an estimated $9K.
Castle Creek Arbitrage first reported a position in Rocket Internet Growth Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share in Q2 2021 and held it in 6 quarters.
Castle Creek Arbitrage's Rocket Internet Growth Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share position peaked at $196K in Q2 2021.
6 funds tracked by Wall St. Rank held Rocket Internet Growth Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share as of Q4 2022.

Based on Castle Creek Arbitrage's 13F filing for Q4 2022, filed 14 Feb 2023.