Castle Creek Arbitrage’s Rockley Photonics Holdings Limited Warrants, each warrant exercisable for one ordinary share at an exercise price of $11.50 RKLY.WS Stock Holding History

Castle Creek Arbitrage’s Portfolio RKLY.WS Stock Details RKLY.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-25,099	Closed	-$31K	–	703
2021 Q4	$31K	Sell	25,099 -22,400	-47%	-$42.5K	﹤0.01%	640
2021 Q3	$114K	Buy	+47,499	New	+$106K	0.01%	483

Other funds holding RKLY.WS

Senvest Management New York $3.01B AUM 35.7% 1-Year Est. Return

Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return

CVI Holdings Wilmington, Delaware $116M AUM 5.68% 1-Year Est. Return

MYDA Advisors Woodmere, New York $608M AUM 77.08% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

PFM

Privium Fund Management Amsterdam, Netherlands $480M AUM 77.45% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Castle Creek Arbitrage's RKLY.WS Position: Q1 2022 in Review

Castle Creek Arbitrage sold out of Rockley Photonics Holdings Limited Warrants, each warrant exercisable for one ordinary share at an exercise price of $11.50 (RKLY.WS) in Q1 2022, closing a stake of 25,099 shares — an estimated $31K sold.

Castle Creek Arbitrage first reported a position in RKLY.WS in Q3 2021 and held it in 2 quarters. The position peaked at $114K in Q3 2021. 7 funds tracked by Wall St. Rank hold RKLY.WS as of Q1 2022.

Castle Creek Arbitrage reported no remaining Rockley Photonics Holdings Limited Warrants, each warrant exercisable for one ordinary share at an exercise price of $11.50 position as of Q1 2022 after selling out during the quarter.
Castle Creek Arbitrage sold 25,099 Rockley Photonics Holdings Limited Warrants, each warrant exercisable for one ordinary share at an exercise price of $11.50 shares in Q1 2022, an estimated $31K.
Castle Creek Arbitrage first reported a position in Rockley Photonics Holdings Limited Warrants, each warrant exercisable for one ordinary share at an exercise price of $11.50 in Q3 2021 and held it in 2 quarters.
Castle Creek Arbitrage's Rockley Photonics Holdings Limited Warrants, each warrant exercisable for one ordinary share at an exercise price of $11.50 position peaked at $114K in Q3 2021.
7 funds tracked by Wall St. Rank held Rockley Photonics Holdings Limited Warrants, each warrant exercisable for one ordinary share at an exercise price of $11.50 as of Q1 2022.

Based on Castle Creek Arbitrage's 13F filing for Q1 2022, filed 16 May 2022.