Castle Creek Arbitrage’s M3-Brigade Acquisition III Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant MBSC.U Stock Holding History

Castle Creek Arbitrage’s Portfolio MBSC.U Stock Details MBSC.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-350,000	Closed	-$3.53M	–	598
2022 Q3	$3.53M	Hold	350,000	–	–	0.2%	150
2022 Q2	$3.5M	Hold	350,000	–	–	0.19%	152
2022 Q1	$3.51M	Hold	350,000	–	–	0.18%	162
2021 Q4	$3.5M	Buy	+350,000	New	+$3.51M	0.17%	160

Other funds holding MBSC.U

SIA

Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

PCM

Prelude Capital Management New York $1.31B AUM 62.01% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Wealthspring Capital West Harrison, New York $448M AUM 8.38% 1-Year Est. Return

SAM

Silverback Asset Management Chapel Hill, North Carolina $699M AUM 72.42% 1-Year Est. Return

Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Castle Creek Arbitrage's MBSC.U Position: Q4 2022 in Review

Castle Creek Arbitrage sold out of M3-Brigade Acquisition III Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant (MBSC.U) in Q4 2022, closing a stake of 350,000 shares — an estimated $3.53M sold.

Castle Creek Arbitrage first reported a position in MBSC.U in Q4 2021 and held it in 4 quarters. The position peaked at $3.53M in Q3 2022. 8 funds tracked by Wall St. Rank hold MBSC.U as of Q4 2022.

Castle Creek Arbitrage reported no remaining M3-Brigade Acquisition III Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant position as of Q4 2022 after selling out during the quarter.
Castle Creek Arbitrage sold 350,000 M3-Brigade Acquisition III Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant shares in Q4 2022, an estimated $3.53M.
Castle Creek Arbitrage first reported a position in M3-Brigade Acquisition III Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant in Q4 2021 and held it in 4 quarters.
Castle Creek Arbitrage's M3-Brigade Acquisition III Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant position peaked at $3.53M in Q3 2022.
8 funds tracked by Wall St. Rank held M3-Brigade Acquisition III Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant as of Q4 2022.

Based on Castle Creek Arbitrage's 13F filing for Q4 2022, filed 14 Feb 2023.