Castle Creek Arbitrage’s Heliogen, Inc. Redeemable Warrants, Each whole warrant is exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50 HLGN.WS Stock Holding History

Castle Creek Arbitrage’s Portfolio HLGN.WS Stock Details HLGN.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-233,177	Closed	-$7.44K	–	231
2023 Q3	$7.44K	Hold	233,177	–	–	﹤0.01%	197
2023 Q2	$9.93K	Hold	233,177	–	–	﹤0.01%	274
2023 Q1	$9.21K	Hold	233,177	–	–	﹤0.01%	357
2022 Q4	$18.2K	Hold	233,177	–	–	﹤0.01%	334
2022 Q3	$51K	Hold	233,177	–	–	﹤0.01%	438
2022 Q2	$64K	Hold	233,177	–	–	﹤0.01%	431
2022 Q1	$282K	Sell	233,177 -30,000	-11%	-$29.2K	0.01%	399
2021 Q4	$453K	Buy	+263,177	New	+$447K	0.02%	393

Other funds holding HLGN.WS

LMR Partners London, United Kingdom $45.4B AUM 60.68% 1-Year Est. Return

SBLIC

Security Benefit Life Insurance Company Topeka, Kansas $182M AUM 31.21% 1-Year Est. Return

Altshuler Shaham Tel Aviv, Israel $5.54B AUM 44.68% 1-Year Est. Return

Castle Creek Arbitrage's HLGN.WS Position: Q4 2023 in Review

Castle Creek Arbitrage sold out of Heliogen, Inc. Redeemable Warrants, Each whole warrant is exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50 (HLGN.WS) in Q4 2023, closing a stake of 233,177 shares — an estimated $7.44K sold.

Castle Creek Arbitrage first reported a position in HLGN.WS in Q4 2021 and held it in 8 quarters. The position peaked at $453K in Q4 2021. 3 funds tracked by Wall St. Rank hold HLGN.WS as of Q4 2023.

Castle Creek Arbitrage reported no remaining Heliogen, Inc. Redeemable Warrants, Each whole warrant is exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50 position as of Q4 2023 after selling out during the quarter.
Castle Creek Arbitrage sold 233,177 Heliogen, Inc. Redeemable Warrants, Each whole warrant is exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50 shares in Q4 2023, an estimated $7.44K.
Castle Creek Arbitrage first reported a position in Heliogen, Inc. Redeemable Warrants, Each whole warrant is exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50 in Q4 2021 and held it in 8 quarters.
Castle Creek Arbitrage's Heliogen, Inc. Redeemable Warrants, Each whole warrant is exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50 position peaked at $453K in Q4 2021.
3 funds tracked by Wall St. Rank held Heliogen, Inc. Redeemable Warrants, Each whole warrant is exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50 as of Q4 2023.

Based on Castle Creek Arbitrage's 13F filing for Q4 2023.