Castle Creek Arbitrage’s Forum Merger III Corporation Units FIIIU Stock Holding History

Castle Creek Arbitrage’s Portfolio FIIIU Stock Details FIIIU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-500,000	Closed	-$5.22M	–	338
2020 Q3	$5.22M	Buy	+500,000	New	+$5.09M	0.4%	45

Other funds holding FIIIU

Kepos Capital New York $61.3M AUM 12.13% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BCM

Bluefin Capital Management New York $156M AUM 18.47% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

FIA

FNY Investment Advisers New York $278M AUM 98.95% 1-Year Est. Return

Castle Creek Arbitrage's FIIIU Position: Q4 2020 in Review

Castle Creek Arbitrage sold out of Forum Merger III Corporation Units (FIIIU) in Q4 2020, closing a stake of 500,000 shares — an estimated $5.22M sold.

Castle Creek Arbitrage first reported a position in FIIIU in Q3 2020 and held it in 1 quarter. The position peaked at $5.22M in Q3 2020. 8 funds tracked by Wall St. Rank hold FIIIU as of Q4 2020.

Castle Creek Arbitrage reported no remaining Forum Merger III Corporation Units position as of Q4 2020 after selling out during the quarter.
Castle Creek Arbitrage sold 500,000 Forum Merger III Corporation Units shares in Q4 2020, an estimated $5.22M.
Castle Creek Arbitrage first reported a position in Forum Merger III Corporation Units in Q3 2020 and held it in 1 quarter.
Castle Creek Arbitrage's Forum Merger III Corporation Units position peaked at $5.22M in Q3 2020.
8 funds tracked by Wall St. Rank held Forum Merger III Corporation Units as of Q4 2020.

Based on Castle Creek Arbitrage's 13F filing for Q4 2020, filed 16 Feb 2021.