Carroll Financial Associates’s Innovator US Small Cap Power Buffer ETF October KOCT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-1,880	Closed	-$48K	–	1698
2020 Q4	$48K	Sell	1,880 -6,810	-78%	-$174K	﹤0.01%	706
2020 Q3	$208K	Sell	8,690 -19,790	-69%	-$474K	0.02%	337
2020 Q2	$681K	Buy	+28,480	New	+$681K	0.06%	183