Carroll Financial Associates’s Innovator US Small Cap Power Buffer ETF October KOCT Stock Holding History

Carroll Financial Associates’s Portfolio KOCT Stock Details KOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-1,880	Closed	-$48K	–	1696
2020 Q4	$48K	Sell	1,880 -6,810	-78%	-$172K	﹤0.01%	706
2020 Q3	$208K	Sell	8,690 -19,790	-69%	-$486K	0.02%	337
2020 Q2	$681K	Buy	+28,480	New	+$646K	0.06%	183

Other funds holding KOCT

TWM

Tradition Wealth Management Edina, Minnesota $1.41B AUM 19.71% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

DFA

DHJJ Financial Advisors Naperville, Illinois $347M AUM 22.07% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

BFA

Beacon Financial Advisory Cleveland, Ohio $443M AUM 17.02% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

ACM

Arlington Capital Management Arlington Heights, Illinois $161M AUM 38.38% 1-Year Est. Return

ISG

Investment Security Group Denver, Colorado $252M AUM 28.26% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Carroll Financial Associates's KOCT Position: Q1 2021 in Review

Carroll Financial Associates sold out of Innovator US Small Cap Power Buffer ETF October (KOCT) in Q1 2021, closing a stake of 1,880 shares — an estimated $48K sold.

Carroll Financial Associates first reported a position in KOCT in Q2 2020 and held it in 3 quarters. The position peaked at $681K in Q2 2020. 33 funds tracked by Wall St. Rank hold KOCT as of Q1 2021.

Carroll Financial Associates reported no remaining Innovator US Small Cap Power Buffer ETF October position as of Q1 2021 after selling out during the quarter.
Carroll Financial Associates sold 1,880 Innovator US Small Cap Power Buffer ETF October shares in Q1 2021, an estimated $48K.
Carroll Financial Associates first reported a position in Innovator US Small Cap Power Buffer ETF October in Q2 2020 and held it in 3 quarters.
Carroll Financial Associates's Innovator US Small Cap Power Buffer ETF October position peaked at $681K in Q2 2020.
33 funds tracked by Wall St. Rank held Innovator US Small Cap Power Buffer ETF October as of Q1 2021.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.