CK

Carnick & Kubik Portfolio holdings

AUM $334M
1-Year Est. Return 1.55%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+1.55%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$156M
AUM Growth
+$13.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
416
New
Increased
Reduced
Closed

Top Buys

1
+$22.2M
2
+$887K
3
+$845K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$768K
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$514K

Top Sells

1
+$3.13M
2
+$1.16M
3
+$1.13M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.07M
5
HSIC icon
Henry Schein
HSIC
+$997K

Sector Composition

1 Energy 17.82%
2 Healthcare 10.2%
3 Technology 7.28%
4 Consumer Discretionary 6.59%
5 Communication Services 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCTY
151
DELISTED
SolarCity Corporation
SCTY
– –
-90
TWC
152
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-16
UDF
153
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
– –
-301
DOC
154
DELISTED
PHYSICIANS REALTY TRUST
DOC
– –
-200
MNR
155
DELISTED
Monmouth Real Estate Investment Corp
MNR
– –
-1,800
SNDS
156
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
– –
-300
PSEC icon
157
Prospect Capital
PSEC
$1.24B
– –
-320
PSF icon
158
Cohen & Steers Select Preferred & Income Fund
PSF
$247M
– –
-350
QAI icon
159
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$787M
– –
-360
QCOM icon
160
Qualcomm
QCOM
$147B
– –
-1,650
QVAL icon
161
Alpha Architect US Quantitative Value ETF
QVAL
$494M
– –
-500
RCI icon
162
Rogers Communications
RCI
$19.5B
– –
-500
REGN icon
163
Regeneron Pharmaceuticals
REGN
$83B
– –
-247
RF icon
164
Regions Financial
RF
$26.8B
– –
-350
RLY icon
165
State Street Multi-Asset Real Return ETF
RLY
$705M
– –
-500
RMT
166
Royce Micro-Cap Trust
RMT
$619M
– –
-745
ROK icon
167
Rockwell Automation
ROK
$46.7B
– –
-275
ROP icon
168
Roper Technologies
ROP
$38.6B
– –
-412
RSP icon
169
Invesco S&P 500 Equal Weight ETF
RSP
$84.7B
– –
-480
RSPF icon
170
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$303M
– –
-1,085
RSPS icon
171
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$266M
– –
-975
RWX icon
172
State Street SPDR Dow Jones International Real Estate ETF
RWX
$299M
– –
-2,300
SA
173
Seabridge Gold
SA
$3.2B
– –
-1,000
SAFT icon
174
Safety Insurance
SAFT
$1.19B
– –
-400
SAM icon
175
Boston Beer
SAM
$2.63B
– –
-215
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7
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