CK

Carnick & Kubik Portfolio holdings

AUM $334M
1-Year Est. Return 1.55%
This Quarter Est. Return
1 Year Est. Return
+1.55%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$156M
AUM Growth
+$13.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
416
New
Increased
Reduced
Closed

Top Buys

1
+$22.2M
2
+$887K
3
+$845K
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$768K
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$514K

Top Sells

1
+$3.13M
2
+$1.16M
3
+$1.13M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.07M
5
HSIC icon
Henry Schein
HSIC
+$997K

Sector Composition

1 Energy 17.82%
2 Healthcare 10.2%
3 Technology 7.28%
4 Consumer Discretionary 6.59%
5 Communication Services 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCTY
151
DELISTED
SolarCity Corporation
SCTY
– –
-90
TWC
152
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-16
UDF
153
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
– –
-301
DOC
154
DELISTED
PHYSICIANS REALTY TRUST
DOC
– –
-200
MNR
155
DELISTED
Monmouth Real Estate Investment Corp
MNR
– –
-1,800
SNDS
156
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
– –
-300
PID icon
157
Invesco International Dividend Achievers ETF
PID
$877M
– –
-2,250
PM icon
158
Philip Morris
PM
$239B
– –
-350
PPG icon
159
PPG Industries
PPG
$21.6B
– –
-16
PSEC icon
160
Prospect Capital
PSEC
$1.27B
– –
-320
PSF icon
161
Cohen & Steers Select Preferred & Income Fund
PSF
$250M
– –
-350
QAI icon
162
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$714M
– –
-360
QCOM icon
163
Qualcomm
QCOM
$183B
– –
-1,650
QVAL icon
164
Alpha Architect US Quantitative Value ETF
QVAL
$404M
– –
-500
RCI icon
165
Rogers Communications
RCI
$20.2B
– –
-500
REGN icon
166
Regeneron Pharmaceuticals
REGN
$69.1B
– –
-247
RF icon
167
Regions Financial
RF
$21.8B
– –
-350
RLY icon
168
State Street Multi-Asset Real Return ETF
RLY
$589M
– –
-500
RMT
169
Royce Micro-Cap Trust
RMT
$532M
– –
-745
ROK icon
170
Rockwell Automation
ROK
$42B
– –
-275
ROP icon
171
Roper Technologies
ROP
$48.1B
– –
-412
RSP icon
172
Invesco S&P 500 Equal Weight ETF
RSP
$73.8B
– –
-480
RSPF icon
173
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$316M
– –
-1,085
RSPS icon
174
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$236M
– –
-975
RWX icon
175
SPDR Dow Jones International Real Estate ETF
RWX
$300M
– –
-2,300
5 6
7
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