CK

Carnick & Kubik Portfolio holdings

AUM $334M
1-Year Est. Return 1.55%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+1.55%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$156M
AUM Growth
+$13.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
416
New
Increased
Reduced
Closed

Top Buys

1
+$22.2M
2
+$887K
3
+$845K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$768K
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$514K

Top Sells

1
+$3.13M
2
+$1.16M
3
+$1.13M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.07M
5
HSIC icon
Henry Schein
HSIC
+$997K

Sector Composition

1 Energy 17.82%
2 Healthcare 10.2%
3 Technology 7.28%
4 Consumer Discretionary 6.59%
5 Communication Services 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MON
276
DELISTED
Monsanto Co
MON
– –
-1,487
PXR
277
DELISTED
Invesco Emerging Markets Infrastructure ETF
PXR
– –
-490
CASC
278
DELISTED
Cascadian Therapeutics, Inc.
CASC
– –
-25
BWLD
279
DELISTED
Buffalo Wild Wings, Inc.
BWLD
– –
-600
AXN
280
DELISTED
Aoxing Pharmaceutical Company Inc.
AXN
– –
-150
CAB
281
DELISTED
Cabela's Inc
CAB
– –
-2,650
DD
282
DELISTED
Du Pont De Nemours E I
DD
– –
-20
WFM
283
DELISTED
Whole Foods Market Inc
WFM
– –
-801
OKS
284
DELISTED
Oneok Partners LP
OKS
– –
-600
HVPW
285
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
– –
-5,900
ARWR icon
286
Arrowhead Research
ARWR
$9.03B
– –
-75
ABT icon
287
Abbott
ABT
$193B
– –
-440
ADI icon
288
Analog Devices
ADI
$157B
– –
-9,475
AGG icon
289
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-88
AMAT icon
290
Applied Materials
AMAT
$256B
– –
-800
ARKK icon
291
ARK Innovation ETF
ARKK
$6.46B
– –
-300
AWK icon
292
American Water Works
AWK
$24.3B
– –
-30
BAC icon
293
Bank of America
BAC
$408B
– –
-2,525
BGR icon
294
BlackRock Energy and Resources Trust
BGR
$379M
– –
-3,700
BIIB icon
295
Biogen
BIIB
$29.5B
– –
-200
BLW icon
296
BlackRock Limited Duration Income Trust
BLW
$532M
– –
-500
BOND icon
297
PIMCO Active Bond Exchange-Traded Fund
BOND
$7.21B
– –
-9,063
BRO icon
298
Brown & Brown
BRO
$24.8B
– –
-8,800
C icon
299
Citigroup
C
$214B
– –
-90
CAT icon
300
Caterpillar
CAT
$340B
– –
-300
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