Carnick & Kubik’s U.S. Equity High Volatility Put Write Index Fund HVPW Stock Holding History

Carnick & Kubik’s Portfolio HVPW Stock Details HVPW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	$118K	Buy	+5,900	New	+$117K	0.04%	492
2015 Q4	–	Sell	-5,900	Closed	-$124K	–	389
2015 Q3	$124K	Buy	+5,900	New	+$129K	0.09%	158

Other funds holding HVPW

UIC

Uniplan Investment Counsel Milwaukee, Wisconsin $974M AUM 21.37% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

FEG

Financial Enhancement Group Anderson, Indiana $839M AUM 18.63% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

SFM

Signet Financial Management Parsippany, New Jersey $892M AUM 23.24% 1-Year Est. Return

Carnick & Kubik's HVPW Position: Q1 2016 in Review

Carnick & Kubik opened a new position in U.S. Equity High Volatility Put Write Index Fund (HVPW) in Q1 2016: 5,900 shares worth $118K. The stake represents 0.04% of the portfolio and ranks #492 among its holdings. This is a return to the name: Carnick & Kubik previously reported a position in HVPW as recently as Q3 2015.

Carnick & Kubik first reported a position in HVPW in Q3 2015 and has held it in 2 quarters since. The position peaked at $124K in Q3 2015. 32 funds tracked by Wall St. Rank hold HVPW as of Q1 2016.

Carnick & Kubik held 5,900 shares of U.S. Equity High Volatility Put Write Index Fund worth $118K as of Q1 2016.
U.S. Equity High Volatility Put Write Index Fund was a new Carnick & Kubik position in Q1 2016.
U.S. Equity High Volatility Put Write Index Fund made up 0.04% of Carnick & Kubik's portfolio in Q1 2016, its #492 holding.
Carnick & Kubik first reported a position in U.S. Equity High Volatility Put Write Index Fund in Q3 2015 and has held it in 2 quarters since.
Carnick & Kubik's U.S. Equity High Volatility Put Write Index Fund position peaked at $124K in Q3 2015.
32 funds tracked by Wall St. Rank held U.S. Equity High Volatility Put Write Index Fund as of Q1 2016.

Based on Carnick & Kubik's 13F filing for Q1 2016, filed 12 May 2016.