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CG

Carlyle Group Portfolio holdings

AUM $10.6B
1-Year Est. Return 11.25%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+11.25%
3 Year Est. Return
-0.47%
5 Year Est. Return
-4.92%
10 Year Est. Return
+7.54%
AUM
$3.76B
AUM Growth
-$1.99B
Cap. Flow
-$2.18B
Cap. Flow %
-58%
Top 10 Hldgs %
92.04%
Holding
26
New
1
Increased
1
Reduced
1
Closed
8

Top Buys

Rank Stock Value
1
NTB icon
Bank of N.T. Butterfield & Son
NTB
+$185M
2
USAC icon
USA Compression Partners
USAC
+$6.21M

Top Sells

Rank Stock Value
1
AXTA icon
Axalta
AXTA
+$1.1B
2
VISN
Vistance Networks Inc
VISN
+$649M
3
NXPI icon
NXP Semiconductors
NXPI
+$501M
4
NKA
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
+$86M
5
DOOR
MASONITE INTERNATIONAL CORP
DOOR
+$17.4M

Sector Composition

Rank Sector Weight
1 Industrials 31.3%
2 Technology 15.8%
3 Energy 14.4%
4 Utilities 7.19%
5 Financials 5.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARP
26
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
– –
-7,593,800
Closed -$4.1M
1
2

Similar funds

SGA
Sustainable Growth Advisers Stamford, Connecticut $10.6B AUM 2.6% 1-Year Est. Return
PF
Phoenix Financial Givatayim, Israel $10.5B AUM 49.21% 1-Year Est. Return
BMSSC
B. Metzler seel. Sohn & Co Frankfurt, Germany $10.8B AUM 21.99% 1-Year Est. Return
EAM
Erste Asset Management Vienna, Austria $10.8B AUM 38.54% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
HTC
Haverford Trust Company Radnor, Pennsylvania $10.9B AUM 18.64% 1-Year Est. Return
CA
Clearstead Advisors Cleveland, Ohio $10.9B AUM 18.41% 1-Year Est. Return
OIA
OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

Carlyle Group's Q3 2016 Portfolio in Review

As of Q3 2016, Carlyle Group held 26 positions worth $3.76B, down 35% from $5.75B the previous quarter. Its ten largest holdings account for 92% of the portfolio.

Carlyle Group withdrew a net $2.18B in Q3 2016, closing 8 positions and reducing 1 holding. Its most notable exit was Axalta, an estimated $1.1B position sold in full.

By sector, the portfolio is most concentrated in Industrials at 31% of assets, up from 19% a quarter earlier, followed by Technology and Energy.

Against the trend, Carlyle Group opened a new position in Bank of N.T. Butterfield & Son worth $189M.

  • Carlyle Group's largest Q3 2016 buy was Bank of N.T. Butterfield & Son: 7,632,569 shares worth $189M.
  • Carlyle Group added most to USA Compression Partners in Q3 2016, an estimated $6.21M increase.
  • Carlyle Group's biggest Q3 2016 reduction was Vistance Networks Inc, cutting an estimated $649M.
  • Carlyle Group fully exited Axalta in Q3 2016, selling an estimated $1.1B.
  • Carlyle Group's ten largest holdings make up 92% of its $3.76B portfolio in Q3 2016.
  • Carlyle Group opened 1 new position and closed 8 in Q3 2016.
  • Carlyle Group's portfolio value fell 35% quarter-over-quarter to $3.76B.

Based on Carlyle Group's 13F filing for Q3 2016, filed 14 Nov 2016.