Carlyle Group’s Axalta AXTA Stock Holding History

Carlyle Group’s Portfolio AXTA Stock Details AXTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-41,621,996	Closed	-$1.1B	–	20
2016 Q2	$1.1B	Sell	41,621,996 -28,190,000	-40%	-$798M	19.21%	2
2016 Q1	$2.04B	Hold	69,811,996	–	–	25.55%	1
2015 Q4	$1.86B	Hold	69,811,996	–	–	24.55%	1
2015 Q3	$1.77B	Sell	69,811,996 -34,500,000	-33%	-$1.03B	12.8%	3
2015 Q2	$3.45B	Sell	104,311,996 -66,000,000	-39%	-$2.18B	20.4%	2
2015 Q1	$4.7B	Hold	170,311,996	–	–	24.86%	2
2014 Q4	$4.43B	Buy	+170,311,996	New	+$4.19B	27.1%	2

Other funds holding AXTA

Berkshire Hathaway Omaha, Nebraska $299B AUM 27.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

IAM

Iridian Asset Management Westport, Connecticut $291M AUM 49.45% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

Diamond Hill Capital Management Columbus, Ohio $12.5B AUM 7.49% 1-Year Est. Return

BlackRock Advisors Wilmington, Delaware $98.8B AUM 15.8% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

DVI

Deccan Value Investors Greenwich, Connecticut $84.6M AUM 57.32% 1-Year Est. Return

SQ Advisors Naples, Florida $1.32B AUM 10.3% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Carlyle Group's AXTA Position: Q3 2016 in Review

Carlyle Group sold out of Axalta (AXTA) in Q3 2016, closing a stake of 41,621,996 shares — an estimated $1.1B sold.

Carlyle Group first reported a position in AXTA in Q4 2014 and held it in 7 quarters. The position peaked at $4.7B in Q1 2015. 291 funds tracked by Wall St. Rank hold AXTA as of Q3 2016.

Carlyle Group reported no remaining Axalta position as of Q3 2016 after selling out during the quarter.
Carlyle Group sold 41,621,996 Axalta shares in Q3 2016, an estimated $1.1B.
Carlyle Group first reported a position in Axalta in Q4 2014 and held it in 7 quarters.
Carlyle Group's Axalta position peaked at $4.7B in Q1 2015.
291 funds tracked by Wall St. Rank held Axalta as of Q3 2016.

Based on Carlyle Group's 13F filing for Q3 2016, filed 14 Nov 2016.