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CG

Carlyle Group Portfolio holdings

AUM $10.6B
1-Year Est. Return 11.25%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+11.25%
3 Year Est. Return
-0.47%
5 Year Est. Return
-4.92%
10 Year Est. Return
+7.54%
AUM
$3.76B
AUM Growth
-$1.99B
Cap. Flow
-$2.18B
Cap. Flow %
-58%
Top 10 Hldgs %
92.04%
Holding
26
New
1
Increased
1
Reduced
1
Closed
8

Top Buys

Rank Stock Value
1
NTB icon
Bank of N.T. Butterfield & Son
NTB
+$185M
2
USAC icon
USA Compression Partners
USAC
+$6.21M

Top Sells

Rank Stock Value
1
AXTA icon
Axalta
AXTA
+$1.1B
2
VISN
Vistance Networks Inc
VISN
+$649M
3
NXPI icon
NXP Semiconductors
NXPI
+$501M
4
NKA
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
+$86M
5
DOOR
MASONITE INTERNATIONAL CORP
DOOR
+$17.4M

Sector Composition

Rank Sector Weight
1 Industrials 31.3%
2 Technology 15.8%
3 Energy 14.4%
4 Utilities 7.19%
5 Financials 5.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VISN
1
Vistance Networks Inc
VISN
$2.74B
$594M 15.8%
19,716,970
-21,500,000
-52% -$649M
BAH icon
2
Booz Allen Hamilton
BAH
$7.82B
$505M 13.45%
15,989,419
– –
USAC icon
3
USA Compression Partners
USAC
$3.78B
$445M 11.85%
23,717,985
+389,671
+2% +$6.21M
PEGI
4
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$381M 10.15%
16,962,546
– –
EVA
5
DELISTED
Enviva Inc.
EVA
$358M 9.52%
13,252,299
– –
WAIR
6
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$313M 8.34%
23,330,184
– –
MPSX
7
DELISTED
Multi Packaging Solutions Intl.
MPSX
$305M 8.11%
21,163,072
– –
TLN
8
DELISTED
Talen Energy Corporation
TLN
$270M 7.19%
19,515,173
– –
NTB icon
9
Bank of N.T. Butterfield & Son
NTB
$2.43B
$189M 5.03%
+7,632,569
New +$185M
XBKS
10
DELISTED
Xenith Bankshares, Inc. Common Stock
XBKS
$97.9M 2.61%
4,239,858
– –
COB
11
DELISTED
CommunityOne Bancorp
COB
$79.9M 2.13%
5,772,376
– –
SFUN
12
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$55.3M 1.47%
246,154
– –
SQBG
13
DELISTED
Sequential Brands Group, Inc.
SQBG
$51M 1.36%
159,245
– –
CIE
14
DELISTED
Cobalt International Energy, Inc
CIE
$43.2M 1.15%
2,321,525
– –
NDRO
15
DELISTED
Enduro Royalty Trust
NDRO
$30.4M 0.81%
8,600,000
– –
CCM
16
Concord Medical Services
CCM
$18.5M
$17.4M 0.46%
436,212
– –
SPN
17
DELISTED
Superior Energy Services, Inc.
SPN
$16.4M 0.44%
91,493
– –
WFT
18
DELISTED
Weatherford International plc
WFT
$5.62M 0.15%
1,000,000
– –
AA icon
19
Alcoa
AA
$11.6B
– –
-233,860
Closed -$5.21M
AXTA icon
20
Axalta
AXTA
$6.92B
– –
-41,621,996
Closed -$1.1B
CREG icon
21
Smart Powerr
CREG
$3.93M
– –
-395
Closed -$892K
NXPI icon
22
NXP Semiconductors
NXPI
$67.3B
– –
-6,394,378
Closed -$501M
DOOR
23
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
– –
-262,688
Closed -$17.4M
SYNH
24
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-96,419
Closed -$3.68M
NKA
25
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
– –
-20,464,250
Closed -$86M
1
2

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PF
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BMSSC
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EAM
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WAM
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HTC
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CA
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OIA
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Carlyle Group's Q3 2016 Portfolio in Review

As of Q3 2016, Carlyle Group held 26 positions worth $3.76B, down 35% from $5.75B the previous quarter. Its ten largest holdings account for 92% of the portfolio.

Carlyle Group withdrew a net $2.18B in Q3 2016, closing 8 positions and reducing 1 holding. Its most notable exit was Axalta, an estimated $1.1B position sold in full.

By sector, the portfolio is most concentrated in Industrials at 31% of assets, up from 19% a quarter earlier, followed by Technology and Energy.

Against the trend, Carlyle Group opened a new position in Bank of N.T. Butterfield & Son worth $189M.

  • Carlyle Group's largest Q3 2016 buy was Bank of N.T. Butterfield & Son: 7,632,569 shares worth $189M.
  • Carlyle Group added most to USA Compression Partners in Q3 2016, an estimated $6.21M increase.
  • Carlyle Group's biggest Q3 2016 reduction was Vistance Networks Inc, cutting an estimated $649M.
  • Carlyle Group fully exited Axalta in Q3 2016, selling an estimated $1.1B.
  • Carlyle Group's ten largest holdings make up 92% of its $3.76B portfolio in Q3 2016.
  • Carlyle Group opened 1 new position and closed 8 in Q3 2016.
  • Carlyle Group's portfolio value fell 35% quarter-over-quarter to $3.76B.

Based on Carlyle Group's 13F filing for Q3 2016, filed 14 Nov 2016.