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Carlson Capital Portfolio holdings
AUM
$494M
1-Year Est. Return
23.45%
This Fund
S&P 500
This Quarter
Est. Return
+7.27%
1 Year Est. Return
+23.45%
3 Year Est. Return
+67.92%
5 Year Est. Return
+173.61%
10 Year Est. Return
+984.16%
AUM
$1.9B
AUM Growth
-$176M
(-8.5%)
Cap. Flow
-$228M
Cap. Flow
% of AUM
-12.04%
Top 10 Holdings %
Top 10 Hldgs %
43.24%
Holding
218
New
66
Increased
45
Reduced
41
Closed
57
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$64.8M |
| 2 |
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
|
+$58.6M |
| 3 |
FIVE9
FIVN
|
+$29.2M |
| 4 |
SNV
Synovus
SNV
|
+$29M |
| 5 |
Truist Financial
TFC
|
+$23.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$125M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$108M |
| 3 |
PRAH
PRA Health Sciences, Inc.
PRAH
|
+$53.6M |
| 4 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$44M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$41.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 25.41% |
| 2 | Technology | 14.62% |
| 3 | Healthcare | 10.32% |
| 4 | Industrials | 10.04% |
| 5 | Communication Services | 8.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SWKH
1
DELISTED
SWK Holdings
SWKH
| $165M | 8.71% |
11,476,333
| – | – |
|
|
INFO
2
DELISTED
IHS Markit Ltd. Common Shares
INFO
| $139M | 7.31% |
1,190,000
-20,352
| -2% | -$2.4M |
|
|
XLNX
3
DELISTED
Xilinx Inc
XLNX
| $133M | 7.03% |
883,184
+78,550
| +10% | +$11.5M |
|
|
HRC
4
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $72M | 3.79% |
+480,000
| New | +$64.8M |
|
|
NUAN
5
DELISTED
Nuance Communications, Inc.
NUAN
| $66M | 3.48% |
1,199,300
-800,700
| -40% | -$44M |
|
|
UFS
6
DELISTED
DOMTAR CORPORATION (New)
UFS
| $62.2M | 3.28% |
1,140,000
+321,000
| +39% | +$17.6M |
|
|
BBL
7
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
| $49.4M | 2.6% |
+975,000
| New | +$58.6M |
|
|
XEC
8
DELISTED
CIMAREX ENERGY CO
XEC
| $45.2M | 2.38% |
518,624
+298,624
| +136% | +$20.7M |
|
|
KSU
9
DELISTED
Kansas City Southern
KSU
| $45.1M | 2.37% |
166,500
+58,500
| +54% | +$16.3M |
|
|
PPD
10
DELISTED
PPD, Inc. Common Stock
PPD
| $43.2M | 2.28% |
922,900
-548,122
| -37% | -$25.4M |
|
|
SNV
11
DELISTED
Synovus
SNV
| $33.7M | 1.78% |
768,219
+686,300
| +838% | +$29M |
|
|
MAGN
12
Magnera Corp
MAGN
$425M
| $33.2M | 1.75% |
181,221
+51,032
| +39% | +$9.89M |
|
|
COHR
13
DELISTED
Coherent Inc
COHR
| $33M | 1.74% |
132,000
-20,923
| -14% | -$5.25M |
|
14
Willis Towers Watson
WTW
$30.2B
| $32.6M | 1.72% |
140,400
-125,000
| -47% | -$27.8M |
|
15
Texas Capital Bancshares
TCBI
$4.25B
| $25.8M | 1.36% |
429,363
+151,900
| +55% | +$9.46M |
|
|
TXNM
16
TXNM Energy Inc
TXNM
$5.99B
| $25.7M | 1.35% |
518,800
-583,403
| -53% | -$28.5M |
|
|
17
FIVE9
FIVN
$2.33B
| $25.6M | 1.35% |
+160,000
| New | +$29.2M |
|
18
State Street
STT
$52.7B
| $24.8M | 1.31% |
292,854
+126,897
| +76% | +$11M |
|
|
PACW
19
DELISTED
PacWest Bancorp
PACW
| $24.7M | 1.3% |
544,142
+93,483
| +21% | +$3.88M |
|
|
20
Truist Financial
TFC
$61.8B
| $24.6M | 1.3% |
+419,963
| New | +$23.5M |
|
21
Western Alliance Bancorporation
WAL
$8.72B
| $24.4M | 1.29% |
224,294
+29,991
| +15% | +$2.92M |
|
|
SBNY
22
DELISTED
Signature Bank
SBNY
| $20.4M | 1.08% |
75,101
-10,670
| -12% | -$2.68M |
|
|
STFC
23
DELISTED
State Auto Financial Corp
STFC
| $20.4M | 1.07% |
+400,000
| New | +$18.9M |
|
|
SCPL
24
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
| $18.6M | 0.98% |
+900,000
| New | +$15.9M |
|
|
TRIL
25
DELISTED
Trillium Therapeutics Inc.
TRIL
| $15.8M | 0.83% |
+900,000
| New | +$10.5M |
|
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Carlson Capital's Q3 2021 Portfolio in Review
As of Q3 2021, Carlson Capital held 218 positions worth $1.9B, down 8.5% from $2.07B the previous quarter. Its ten largest holdings account for 43% of the portfolio.
Carlson Capital withdrew a net $228M in Q3 2021, closing 57 positions and reducing 41 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $125M position sold in full.
By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 23% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Carlson Capital opened a new position in HILL-ROM HOLDINGS, INC. worth $72M.
- Carlson Capital's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 480,000 shares worth $72M.
- Carlson Capital added most to Synovus in Q3 2021, an estimated $29M increase.
- Carlson Capital's biggest Q3 2021 reduction was Nuance Communications, Inc., cutting an estimated $44M.
- Carlson Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $125M.
- Carlson Capital's ten largest holdings make up 43% of its $1.9B portfolio in Q3 2021.
- Carlson Capital opened 66 new positions and closed 57 in Q3 2021.
- Carlson Capital's portfolio value fell 8.5% quarter-over-quarter to $1.9B.
Based on Carlson Capital's 13F filing for Q3 2021, filed 12 Nov 2021.