We are live on ! Find out more
CC

Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+5.74%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$7.89B
AUM Growth
-$144M
Cap. Flow
-$682M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.76%
Holding
353
New
74
Increased
71
Reduced
90
Closed
93

Top Buys

Rank Stock Value
1
STRZA
Starz - Series A
STRZA
+$101M
2
LNKD
LinkedIn Corporation
LNKD
+$93M
3
GS icon
Goldman Sachs
GS
+$91.9M
4
PXD
Pioneer Natural Resource Co.
PXD
+$90.2M
5
ESRX
Express Scripts Holding Company
ESRX
+$79.3M

Top Sells

Rank Stock Value
1
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$231M
2
EMC
EMC CORPORATION
EMC
+$160M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$82.1M
4
MS icon
Morgan Stanley
MS
+$82M
5
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$74.3M

Sector Composition

Rank Sector Weight
1 Financials 18.25%
2 Energy 11.59%
3 Technology 10.64%
4 Communication Services 9.71%
5 Consumer Staples 9.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNKD
1
DELISTED
LinkedIn Corporation
LNKD
$231M 2.93%
1,209,500
+485,000
+67% +$93M
STJ
2
DELISTED
St Jude Medical
STJ
$213M 2.7%
2,676,000
+625,000
+30% +$50.5M
BG icon
3
Bunge Global
BG
$23.6B
$181M 2.29%
3,057,600
-42,600
-1% -$2.65M
NRG icon
4
NRG Energy
NRG
$29.8B
$165M 2.08%
14,679,733
+2,033,595
+16% +$26.5M
CPN
5
DELISTED
Calpine Corporation
CPN
$159M 2.01%
12,555,864
+149,185
+1% +$2.01M
MON
6
DELISTED
Monsanto Co
MON
$156M 1.97%
1,525,000
+582,500
+62% +$61.1M
BAC icon
7
Bank of America
BAC
$435B
$152M 1.93%
9,732,585
-2,501,500
-20% -$37.3M
APC
8
DELISTED
Anadarko Petroleum
APC
$131M 1.66%
2,066,449
+221,012
+12% +$12.3M
GS icon
9
Goldman Sachs
GS
$313B
$130M 1.64%
805,000
+565,000
+235% +$91.9M
AROC icon
10
Archrock
AROC
$6.33B
$121M 1.53%
9,258,249
– –
C icon
11
Citigroup
C
$222B
$117M 1.48%
2,472,900
-277,100
-10% -$12.6M
STRZA
12
DELISTED
Starz - Series A
STRZA
$114M 1.45%
3,671,000
+3,271,000
+818% +$101M
ESRX
13
DELISTED
Express Scripts Holding Company
ESRX
$103M 1.3%
1,459,900
+1,059,900
+265% +$79.3M
PXD
14
DELISTED
Pioneer Natural Resource Co.
PXD
$98.4M 1.25%
+530,130
New +$90.2M
PVTB
15
DELISTED
PrivateBancorp Inc
PVTB
$92.9M 1.18%
2,023,700
+1,402,700
+226% +$63M
CIEN icon
16
Ciena
CIEN
$55.3B
$91.6M 1.16%
4,200,000
+550,000
+15% +$11.5M
TAP icon
17
Molson Coors Class B
TAP
$7.68B
$89.9M 1.14%
818,875
+473,900
+137% +$48.2M
HAL icon
18
Halliburton
HAL
$27.9B
$87M 1.1%
1,937,632
+685,582
+55% +$29.9M
WPX
19
DELISTED
WPX Energy, Inc.
WPX
$84.9M 1.08%
6,439,002
+22,790
+0.4% +$253K
PF
20
DELISTED
Pinnacle Foods, Inc.
PF
$83.8M 1.06%
1,670,859
-743,403
-31% -$36.8M
MPC icon
21
Marathon Petroleum
MPC
$90.3B
$83.5M 1.06%
2,057,356
-598,635
-23% -$24.3M
CMCSA icon
22
Comcast
CMCSA
$79.1B
$82.3M 1.04%
2,480,600
-75,388
-3% -$2.51M
DYN
23
DELISTED
Dynegy, Inc.
DYN
$80.5M 1.02%
6,500,000
+1,016,994
+19% +$14.4M
WFC icon
24
Wells Fargo
WFC
$261B
$80M 1.01%
1,807,130
+699,535
+63% +$33.5M
VZ icon
25
Verizon
VZ
$194B
$78M 0.99%
1,500,063
+261,842
+21% +$14.1M
1
2 3 4 5

Similar funds

ACA
Ascension Capital Advisors Houston, Texas $318M AUM 15.97% 1-Year Est. Return
EFN
Equita Financial Network Fort Washington, Pennsylvania $318M AUM 16.52% 1-Year Est. Return
WIS
Wright Investors Service Shelton, Connecticut $318M AUM 33.9% 1-Year Est. Return
SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
TM
TigerOak Management Albuquerque, New Mexico $317M AUM 25.39% 1-Year Est. Return
GWP
Gen-Wealth Partners Zeeland, Michigan $317M AUM 17.24% 1-Year Est. Return
CPW
Crestmont Private Wealth Houston, Texas $317M AUM 15.31% 1-Year Est. Return
KI
Keewaydin Investments Southampton, New York $317M AUM

Carlson Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Carlson Capital held 353 positions worth $7.89B, down 1.8% from $8.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Carlson Capital withdrew a net $682M in Q3 2016, closing 93 positions and reducing 90 holdings. Its most notable exit was STARWOOD HOTELS & RESORTS WORLDWIDE, INC., an estimated $231M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Energy and Technology.

Against the trend, Carlson Capital opened a new position in Pioneer Natural Resource Co. worth $98.4M.

  • Carlson Capital's largest Q3 2016 buy was Pioneer Natural Resource Co.: 530,130 shares worth $98.4M.
  • Carlson Capital added most to Starz - Series A in Q3 2016, an estimated $101M increase.
  • Carlson Capital's biggest Q3 2016 reduction was Morgan Stanley, cutting an estimated $82M.
  • Carlson Capital fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $231M.
  • Carlson Capital's ten largest holdings make up 21% of its $7.89B portfolio in Q3 2016.
  • Carlson Capital opened 74 new positions and closed 93 in Q3 2016.
  • Carlson Capital's portfolio value fell 1.8% quarter-over-quarter to $7.89B.

Based on Carlson Capital's 13F filing for Q3 2016, filed 14 Nov 2016.