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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+7.27%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$1.9B
AUM Growth
-$176M
Cap. Flow
-$226M
Cap. Flow %
-11.92%
Top 10 Hldgs %
43.24%
Holding
218
New
66
Increased
45
Reduced
41
Closed
57

Top Buys

Rank Stock Value
1
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$64.8M
2
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$58.6M
3
FIVN icon
FIVE9
FIVN
+$29.2M
4
SNV
Synovus
SNV
+$29M
5
TFC icon
Truist Financial
TFC
+$23.5M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$125M
2
WORK
Slack Technologies, Inc.
WORK
+$108M
3
PRAH
PRA Health Sciences, Inc.
PRAH
+$53.6M
4
NUAN
Nuance Communications, Inc.
NUAN
+$44M
5
MXIM
Maxim Integrated Products
MXIM
+$41.5M

Sector Composition

Rank Sector Weight
1 Financials 24.11%
2 Industrials 10.04%
3 Communication Services 7.69%
4 Technology 7.59%
5 Energy 6.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROIC
201
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-195,151
Closed -$3.45M
SUNL
202
DELISTED
Sunlight Financial Holdings, Inc.
SUNL
– –
-4,713
Closed -$942K
HMCOU
203
DELISTED
HumanCo Acquisition Corp. Unit
HMCOU
– –
-349,526
Closed -$3.62M
WBT
204
DELISTED
Welbilt, Inc.
WBT
– –
-375,000
Closed -$8.68M
SAFM
205
DELISTED
Sanderson Farms Inc
SAFM
– –
-35,000
Closed -$6.58M
DIDI
206
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
– –
-35,000
Closed -$495K
RDS.B
207
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-188,600
Closed -$7.32M
CAI
208
DELISTED
CAI International, Inc.
CAI
– –
-215,000
Closed -$12M
CORE
209
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-225,455
Closed -$10.1M
MXIM
210
DELISTED
Maxim Integrated Products
MXIM
– –
-393,867
Closed -$41.5M
USCR
211
DELISTED
U S Concrete, Inc.
USCR
– –
-250,000
Closed -$18.4M
GRSV
212
DELISTED
Gores Holdings V, Inc.
GRSV
– –
-409,079
Closed -$4.13M
ALXN
213
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-679,150
Closed -$125M
WORK
214
DELISTED
Slack Technologies, Inc.
WORK
– –
-2,435,000
Closed -$108M
ALUS
215
DELISTED
Alussa Energy Acquisition Corp
ALUS
– –
-700,000
Closed -$6.94M
WPF
216
DELISTED
Foley Trasimene Acquisition Corp.
WPF
– –
-400,000
Closed -$3.91M
PRAH
217
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-324,397
Closed -$53.6M
HR
218
DELISTED
Healthcare Realty Trust Incorporated
HR
– –
-57,123
Closed -$1.73M
5 6 7 8
9

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Carlson Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Carlson Capital held 218 positions worth $1.9B, down 8.5% from $2.07B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carlson Capital withdrew a net $226M in Q3 2021, closing 57 positions and reducing 41 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $125M position sold in full.

By sector, the portfolio is most concentrated in Financials at 24% of assets, up from 22% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Carlson Capital opened a new position in HILL-ROM HOLDINGS, INC. worth $72M.

  • Carlson Capital's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 480,000 shares worth $72M.
  • Carlson Capital added most to Synovus in Q3 2021, an estimated $29M increase.
  • Carlson Capital's biggest Q3 2021 reduction was Nuance Communications, Inc., cutting an estimated $44M.
  • Carlson Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $125M.
  • Carlson Capital's ten largest holdings make up 43% of its $1.9B portfolio in Q3 2021.
  • Carlson Capital opened 66 new positions and closed 57 in Q3 2021.
  • Carlson Capital's portfolio value fell 8.5% quarter-over-quarter to $1.9B.

Based on Carlson Capital's 13F filing for Q3 2021, filed 12 Nov 2021.