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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+5.74%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$7.89B
AUM Growth
-$144M
Cap. Flow
-$682M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.76%
Holding
353
New
74
Increased
71
Reduced
90
Closed
93

Top Buys

Rank Stock Value
1
STRZA
Starz - Series A
STRZA
+$101M
2
LNKD
LinkedIn Corporation
LNKD
+$93M
3
GS icon
Goldman Sachs
GS
+$91.9M
4
PXD
Pioneer Natural Resource Co.
PXD
+$90.2M
5
ESRX
Express Scripts Holding Company
ESRX
+$79.3M

Top Sells

Rank Stock Value
1
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$231M
2
EMC
EMC CORPORATION
EMC
+$160M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$82.1M
4
MS icon
Morgan Stanley
MS
+$82M
5
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$74.3M

Sector Composition

Rank Sector Weight
1 Financials 18.25%
2 Energy 11.59%
3 Technology 10.64%
4 Communication Services 9.71%
5 Consumer Staples 9.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
201
CVS Health
CVS
$137B
$5.86M 0.07%
+65,850
New +$6.22M
BWLD
202
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$5.81M 0.07%
+41,275
New +$6.42M
BIIB icon
203
Biogen
BIIB
$29.9B
$5.76M 0.07%
18,400
-24,335
-57% -$7.21M
ARMK icon
204
Aramark
ARMK
$15B
$5.63M 0.07%
205,119
+75,898
+59% +$2.01M
SPGI icon
205
S&P Global
SPGI
$126B
$5.36M 0.07%
42,319
-124,673
-75% -$15M
TCBI icon
206
Texas Capital Bancshares
TCBI
$4.31B
$5.29M 0.07%
+96,310
New +$4.85M
TOL icon
207
Toll Brothers
TOL
$14B
$4.93M 0.06%
165,000
+81,700
+98% +$2.36M
ODP
208
DELISTED
ODP
ODP
$4.82M 0.06%
135,000
-110,000
-45% -$3.9M
WFM
209
DELISTED
Whole Foods Market Inc
WFM
$4.6M 0.06%
+162,259
New +$4.99M
PHM icon
210
Pultegroup
PHM
$24.5B
$4.53M 0.06%
226,000
-786,800
-78% -$16.3M
SM icon
211
SM Energy
SM
$7.96B
$3.86M 0.05%
100,000
– –
ADI icon
212
Analog Devices
ADI
$181B
$3.8M 0.05%
58,962
-253,038
-81% -$15.7M
WLL
213
DELISTED
Whiting Petroleum Corporation
WLL
$3.5M 0.04%
1,333
– –
HSNI
214
DELISTED
HSN, Inc.
HSNI
$3.45M 0.04%
+86,700
New +$3.94M
CHRD icon
215
Chord Energy
CHRD
$7.79B
$3.44M 0.04%
300,000
– –
HIO
216
Western Asset High Income Opportunity Fund
HIO
$335M
$3.31M 0.04%
654,945
+321,612
+96% +$1.61M
VTLE
217
DELISTED
Vital Energy
VTLE
$3.23M 0.04%
12,500
– –
FSD
218
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$3.12M 0.04%
200,000
– –
TSLA icon
219
PUT
Tesla
TSLA
$1.24T
$2.75M 0.03%
82,500
+67,500
+450% +$975K
SVU
220
DELISTED
SUPERVALU Inc.
SVU
$2.75M 0.03%
78,714
+50,143
+176% +$1.77M
USFD icon
221
US Foods
USFD
$21.4B
$2.58M 0.03%
109,200
-314,900
-74% -$7.64M
HYI
222
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$2.36M 0.03%
153,333
– –
XLB icon
223
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$2.08M 0.03%
6,000
-9,500
-61% -$229K
X
224
DELISTED
US Steel
X
$2.06M 0.03%
109,310
+24,310
+29% +$502K
AKS
225
DELISTED
AK Steel Holding Corp
AKS
$2.05M 0.03%
425,000
– –
7 8
9
10 11

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EFN
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WIS
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SFCM
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TM
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GWP
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CPW
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Carlson Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Carlson Capital held 353 positions worth $7.89B, down 1.8% from $8.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Carlson Capital withdrew a net $682M in Q3 2016, closing 93 positions and reducing 90 holdings. Its most notable exit was STARWOOD HOTELS & RESORTS WORLDWIDE, INC., an estimated $231M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Energy and Technology.

Against the trend, Carlson Capital opened a new position in Pioneer Natural Resource Co. worth $98.4M.

  • Carlson Capital's largest Q3 2016 buy was Pioneer Natural Resource Co.: 530,130 shares worth $98.4M.
  • Carlson Capital added most to Starz - Series A in Q3 2016, an estimated $101M increase.
  • Carlson Capital's biggest Q3 2016 reduction was Morgan Stanley, cutting an estimated $82M.
  • Carlson Capital fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $231M.
  • Carlson Capital's ten largest holdings make up 21% of its $7.89B portfolio in Q3 2016.
  • Carlson Capital opened 74 new positions and closed 93 in Q3 2016.
  • Carlson Capital's portfolio value fell 1.8% quarter-over-quarter to $7.89B.

Based on Carlson Capital's 13F filing for Q3 2016, filed 14 Nov 2016.