CC

Carlson Capital Portfolio holdings

AUM $176M
1-Year Return 8.55%
This Quarter Return
-1.78%
1 Year Return
+8.55%
3 Year Return
+72.03%
5 Year Return
+273.65%
10 Year Return
+747.49%
AUM
$1.45B
AUM Growth
-$12.5M
Cap. Flow
+$78.5M
Cap. Flow %
5.43%
Top 10 Hldgs %
42.81%
Holding
190
New
39
Increased
42
Reduced
25
Closed
67

Top Buys

1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$74.3M
2
Y
Alleghany Corporation
Y
$65.8M
3
DRE
Duke Realty Corp.
DRE
$49.5M
4
BKI
Black Knight, Inc. Common Stock
BKI
$38.6M
5
TPTX
Turning Point Therapeutics, Inc. Common Stock
TPTX
$31.2M

Top Sells

1
CERN
Cerner Corp
CERN
$77.2M
2
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
$59.1M
3
PNC icon
PNC Financial Services
PNC
$25.7M
4
BBD icon
Banco Bradesco
BBD
$21M
5
WTW icon
Willis Towers Watson
WTW
$15.6M

Sector Composition

1 Financials 35.7%
2 Technology 17.75%
3 Healthcare 12.35%
4 Industrials 8.33%
5 Consumer Discretionary 7.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EXE
176
Expand Energy Corporation Common Stock
EXE
$22.8B
– –
-34,000
Closed -$2.96M
MRO
177
DELISTED
Marathon Oil Corporation
MRO
– –
-298,200
Closed -$7.49M
SPWR
178
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-40,000
Closed -$859K
SLCA
179
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
0
– –
PXD
180
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-19,000
Closed -$4.75M
PDCE
181
DELISTED
PDC Energy, Inc.
PDCE
– –
-30,000
Closed -$2.18M
SMIH
182
DELISTED
Summit Healthcare Acquisition Corp. Class A Ordinary Share
SMIH
– –
-30,000
Closed -$291K
CLR
183
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-65,000
Closed -$3.99M
CERN
184
DELISTED
Cerner Corp
CERN
– –
-825,000
Closed -$77.2M
ZNGA
185
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-6,400,000
Closed -$59.1M
XENT
186
DELISTED
Intersect ENT, Inc
XENT
– –
-155,000
Closed -$4.34M
SV
187
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
– –
-90,000
Closed -$942K
PBCT
188
DELISTED
People's United Financial Inc
PBCT
– –
-697,831
Closed -$14M
SIVB
189
DELISTED
SVB Financial Group
SIVB
– –
-12,500
Closed -$6.99M
SBNY
190
DELISTED
Signature Bank
SBNY
– –
-53,178
Closed -$15.6M
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