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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$7.42B
AUM Growth
-$906M
Cap. Flow
-$1.44B
Cap. Flow %
-19.46%
Top 10 Hldgs %
15.49%
Holding
363
New
83
Increased
71
Reduced
95
Closed
93

Top Buys

Rank Stock Value
1
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$113M
2
CMS icon
CMS Energy
CMS
+$83.9M
3
PEG icon
Public Service Enterprise Group
PEG
+$72.1M
4
MOLXA
MOLEX INC CL-A
MOLXA
+$69.4M
5
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$61.6M

Top Sells

Rank Stock Value
1
NRG icon
NRG Energy
NRG
+$197M
2
FON
SPRINT CORP FON COM
FON
+$125M
3
EQR icon
Equity Residential
EQR
+$87.7M
4
HCA icon
HCA Healthcare
HCA
+$73.1M
5
NEE icon
NextEra Energy
NEE
+$69M

Sector Composition

Rank Sector Weight
1 Energy 16.78%
2 Financials 10.24%
3 Technology 9.8%
4 Healthcare 9.41%
5 Utilities 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIS icon
176
Oil States International
OIS
$522M
$13.5M 0.18%
+227,579
New +$12.4M
EEM icon
177
iShares MSCI Emerging Markets ETF
EEM
$28.5B
$13.4M 0.18%
+329,300
New +$13M
IQV icon
178
IQVIA
IQV
$34.7B
$13.3M 0.18%
296,540
+178,840
+152% +$7.9M
NEU icon
179
NewMarket
NEU
$7.17B
$13.2M 0.18%
45,929
-4,371
-9% -$1.21M
COV
180
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$13M 0.17%
212,580
-167,612
-44% -$10.2M
TSS
181
DELISTED
Total System Services, Inc.
TSS
$12.9M 0.17%
+439,330
New +$12.1M
KDN
182
DELISTED
KAYDON CORP
KDN
$12.8M 0.17%
+359,737
New +$11.1M
AVGO icon
183
Broadcom
AVGO
$1.82T
$12.7M 0.17%
+2,958,800
New +$11.4M
MO icon
184
Altria Group
MO
$122B
$12.6M 0.17%
+367,850
New +$13M
TRI icon
185
Thomson Reuters
TRI
$39.4B
$12.6M 0.17%
+310,676
New +$12.4M
DF
186
DELISTED
Dean Foods Company
DF
$12.5M 0.17%
650,200
+275,200
+73% +$5.57M
JNJ icon
187
Johnson & Johnson
JNJ
$635B
$12.5M 0.17%
144,510
-83,810
-37% -$7.52M
KMB icon
188
Kimberly-Clark
KMB
$36.4B
$12.5M 0.17%
+138,218
New +$12.8M
MPWR icon
189
Monolithic Power Systems
MPWR
$65.5B
$12.5M 0.17%
411,588
-677,600
-62% -$19M
LRCX icon
190
Lam Research
LRCX
$382B
$12.4M 0.17%
2,431,370
-3,350,700
-58% -$16.4M
GRA
191
DELISTED
W.R. Grace & Co.
GRA
$12.4M 0.17%
+142,391
New +$11.8M
ROC
192
DELISTED
ROCKWOOD HLDGS INC
ROC
$12M 0.16%
+179,470
New +$11.8M
SWN
193
DELISTED
Southwestern Energy Company
SWN
$12M 0.16%
329,500
-108,670
-25% -$4.12M
TCO
194
DELISTED
Taubman Centers Inc.
TCO
$11.9M 0.16%
176,160
+11,873
+7% +$852K
FDO
195
DELISTED
FAMILY DOLLAR STORES
FDO
$11.8M 0.16%
163,190
-211,800
-56% -$14.9M
PTC icon
196
PTC
PTC
$13.7B
$11.2M 0.15%
392,300
-282,000
-42% -$7.67M
MESG
197
DELISTED
XURA INC COM (DE)
MESG
$11.1M 0.15%
348,498
– –
AJRD
198
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$11M 0.15%
685,000
+101,464
+17% +$1.66M
EMC
199
DELISTED
EMC CORPORATION
EMC
$10.7M 0.14%
418,552
-295,600
-41% -$7.68M
PAAS icon
200
Pan American Silver
PAAS
$18.6B
$10.6M 0.14%
1,002,500
-2,397,500
-71% -$29.2M
6 7
8
9 10

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Carlson Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Carlson Capital held 363 positions worth $7.42B, down 11% from $8.33B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Carlson Capital withdrew a net $1.44B in Q3 2013, closing 93 positions and reducing 95 holdings. Its most notable exit was SPRINT CORP FON COM, an estimated $125M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, up from 14% a quarter earlier, followed by Financials and Technology.

Against the trend, Carlson Capital opened a new position in CMS Energy worth $81.3M.

  • Carlson Capital's largest Q3 2013 buy was CMS Energy: 3,088,950 shares worth $81.3M.
  • Carlson Capital added most to ELAN CORP ADS(RP1 ORD4IRISH PN in Q3 2013, an estimated $113M increase.
  • Carlson Capital's biggest Q3 2013 reduction was NRG Energy, cutting an estimated $197M.
  • Carlson Capital fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $125M.
  • Carlson Capital's ten largest holdings make up 15% of its $7.42B portfolio in Q3 2013.
  • Carlson Capital opened 83 new positions and closed 93 in Q3 2013.
  • Carlson Capital's portfolio value fell 11% quarter-over-quarter to $7.42B.

Based on Carlson Capital's 13F filing for Q3 2013, filed 13 Nov 2013.