CC

Carlson Capital Portfolio holdings

AUM $176M
1-Year Return 8.55%
This Quarter Return
+4.99%
1 Year Return
+8.55%
3 Year Return
+72.03%
5 Year Return
+273.65%
10 Year Return
+747.49%
AUM
$1.32B
AUM Growth
-$126M
Cap. Flow
-$78.2M
Cap. Flow %
-5.93%
Top 10 Hldgs %
41.9%
Holding
160
New
39
Increased
39
Reduced
26
Closed
42

Top Buys

1
CCXI
ChemoCentryx, Inc.
CCXI
$38.7M
2
LHCG
LHC Group LLC
LHCG
$38.5M
3
JPM icon
JPMorgan Chase
JPM
$35.1M
4
COWN
Cowen Inc. Class A Common Stock
COWN
$34.8M
5
USB icon
US Bancorp
USB
$30.6M

Top Sells

1
Y
Alleghany Corporation
Y
$75.8M
2
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$74.3M
3
COHR
Coherent Inc
COHR
$46.8M
4
BAC icon
Bank of America
BAC
$38.8M
5
VG
Vonage Holdings Corporation
VG
$38.2M

Sector Composition

1 Financials 33.75%
2 Technology 20.97%
3 Industrials 9.32%
4 Consumer Discretionary 7.75%
5 Energy 5.53%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TPTX
151
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
– –
-415,000
Closed -$31.2M
RBAC
152
DELISTED
RedBall Acquisition Corp.
RBAC
– –
-168,397
Closed -$1.68M
MTOR
153
DELISTED
MERITOR, Inc.
MTOR
– –
-335,000
Closed -$12.2M
PRPB
154
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
– –
-301,543
Closed -$3.01M
SRRA
155
DELISTED
Sierra Oncology, Inc. Common Stock
SRRA
– –
-145,000
Closed -$7.97M
COHR
156
DELISTED
Coherent Inc
COHR
– –
-175,911
Closed -$46.8M
CCMP
157
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-105,000
Closed -$18.3M
NLSN
158
DELISTED
Nielsen Holdings plc
NLSN
– –
-200,000
Closed -$4.64M
VG
159
DELISTED
Vonage Holdings Corporation
VG
– –
-2,030,000
Closed -$38.2M
BHVN
160
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-510,000
Closed -$74.3M
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