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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+7.27%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$1.9B
AUM Growth
-$176M
Cap. Flow
-$226M
Cap. Flow %
-11.92%
Top 10 Hldgs %
43.24%
Holding
218
New
66
Increased
45
Reduced
41
Closed
57

Top Buys

Rank Stock Value
1
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$64.8M
2
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$58.6M
3
FIVN icon
FIVE9
FIVN
+$29.2M
4
SNV
Synovus
SNV
+$29M
5
TFC icon
Truist Financial
TFC
+$23.5M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$125M
2
WORK
Slack Technologies, Inc.
WORK
+$108M
3
PRAH
PRA Health Sciences, Inc.
PRAH
+$53.6M
4
NUAN
Nuance Communications, Inc.
NUAN
+$44M
5
MXIM
Maxim Integrated Products
MXIM
+$41.5M

Sector Composition

Rank Sector Weight
1 Financials 24.11%
2 Industrials 10.04%
3 Communication Services 7.69%
4 Technology 7.59%
5 Energy 6.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APTV icon
151
Aptiv
APTV
$12.3B
$968K 0.05%
+6,500
New +$1.01M
KIM icon
152
Kimco Realty
KIM
$17.5B
$887K 0.05%
42,750
-308,050
-88% -$6.59M
XYZ
153
PUT
Block Inc
XYZ
$48.9B
$740K 0.04%
+300
New +$77.1K
RUN icon
154
Sunrun
RUN
$2.26B
$559K 0.03%
+12,700
New +$606K
CTRA
155
CALL
DELISTED
Coterra Energy
CTRA
$539K 0.03%
+1,400
New +$24K
QS icon
156
PUT
QuantumScape Corp
QS
$3.05B
$380K 0.02%
+1,000
New +$22.8K
HMCOW
157
DELISTED
HumanCo Acquisition Corp. Warrant
HMCOW
$370K 0.02%
349,025
+174,763
+100% +$185K
GLD icon
158
CALL
SPDR Gold Trust
GLD
$131B
$355K 0.02%
+2,500
New +$418K
SMIH
159
DELISTED
Summit Healthcare Acquisition Corp. Class A Ordinary Share
SMIH
$293K 0.02%
+30,000
New +$288K
AJRD
160
CALL
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$288K 0.02%
+1,250
New +$55.8K
DNMR
161
PUT
DELISTED
Danimer Scientific, Inc.
DNMR
$228K 0.01%
+31
New +$22.8K
AAP icon
162
Advance Auto Parts
AAP
$3.53B
– –
-31,345
Closed -$6.43M
AVB icon
163
AvalonBay Communities
AVB
$27.5B
– –
-33,254
Closed -$6.94M
BKR icon
164
Baker Hughes
BKR
$58.3B
– –
-452,320
Closed -$10.3M
CHPT icon
165
ChargePoint
CHPT
$134M
– –
-1,666
Closed -$1.16M
CMA
166
DELISTED
Comerica
CMA
– –
-181,393
Closed -$12.9M
CNI icon
167
Canadian National Railway
CNI
$78.5B
– –
-66,094
Closed -$6.97M
COF icon
168
Capital One
COF
$128B
– –
-8,669
Closed -$1.34M
COP icon
169
ConocoPhillips
COP
$144B
– –
-135,000
Closed -$8.22M
DAR icon
170
Darling Ingredients
DAR
$9.32B
– –
-36,621
Closed -$2.47M
DELL icon
171
Dell
DELL
$239B
– –
-390,654
Closed -$19.7M
ENPH icon
172
Enphase Energy
ENPH
$4.63B
– –
-32,000
Closed -$5.88M
GEVO icon
173
Gevo
GEVO
$353M
– –
-55,902
Closed -$406K
GWW icon
174
W.W. Grainger
GWW
$64.2B
– –
-18,597
Closed -$8.14M
HAL icon
175
Halliburton
HAL
$26.1B
– –
-181,800
Closed -$4.2M
5 6
7
8 9

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Carlson Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Carlson Capital held 218 positions worth $1.9B, down 8.5% from $2.07B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carlson Capital withdrew a net $226M in Q3 2021, closing 57 positions and reducing 41 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $125M position sold in full.

By sector, the portfolio is most concentrated in Financials at 24% of assets, up from 22% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Carlson Capital opened a new position in HILL-ROM HOLDINGS, INC. worth $72M.

  • Carlson Capital's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 480,000 shares worth $72M.
  • Carlson Capital added most to Synovus in Q3 2021, an estimated $29M increase.
  • Carlson Capital's biggest Q3 2021 reduction was Nuance Communications, Inc., cutting an estimated $44M.
  • Carlson Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $125M.
  • Carlson Capital's ten largest holdings make up 43% of its $1.9B portfolio in Q3 2021.
  • Carlson Capital opened 66 new positions and closed 57 in Q3 2021.
  • Carlson Capital's portfolio value fell 8.5% quarter-over-quarter to $1.9B.

Based on Carlson Capital's 13F filing for Q3 2021, filed 12 Nov 2021.