We are live on ! Find out more
CC

Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+5.74%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$7.89B
AUM Growth
-$144M
Cap. Flow
-$682M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.76%
Holding
353
New
74
Increased
71
Reduced
90
Closed
93

Top Buys

Rank Stock Value
1
STRZA
Starz - Series A
STRZA
+$101M
2
LNKD
LinkedIn Corporation
LNKD
+$93M
3
GS icon
Goldman Sachs
GS
+$91.9M
4
PXD
Pioneer Natural Resource Co.
PXD
+$90.2M
5
ESRX
Express Scripts Holding Company
ESRX
+$79.3M

Top Sells

Rank Stock Value
1
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$231M
2
EMC
EMC CORPORATION
EMC
+$160M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$82.1M
4
MS icon
Morgan Stanley
MS
+$82M
5
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$74.3M

Sector Composition

Rank Sector Weight
1 Financials 18.25%
2 Energy 11.59%
3 Technology 10.64%
4 Communication Services 9.71%
5 Consumer Staples 9.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBL
151
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$14.7M 0.19%
483,900
– –
LUV icon
152
Southwest Airlines
LUV
$22.1B
$14.7M 0.19%
+377,400
New +$14.3M
LVLT
153
DELISTED
Level 3 Communications Inc
LVLT
$14.5M 0.18%
+313,335
New +$15.9M
ISBC
154
DELISTED
Investors Bancorp, Inc.
ISBC
$14.4M 0.18%
1,200,192
-900,000
-43% -$10.4M
LLY icon
155
Eli Lilly
LLY
$1.07T
$14.3M 0.18%
+178,329
New +$14.3M
AME icon
156
Ametek
AME
$55.5B
$14.2M 0.18%
297,500
-52,600
-15% -$2.51M
VOYA icon
157
Voya Financial
VOYA
$8.94B
$13.9M 0.18%
483,215
-38,485
-7% -$1.05M
HCA icon
158
HCA Healthcare
HCA
$84.8B
$13.8M 0.17%
+181,850
New +$13.9M
DAL icon
159
Delta Air Lines
DAL
$55.9B
$13.7M 0.17%
347,500
+71,100
+26% +$2.69M
VRNT
160
DELISTED
Verint Systems
VRNT
$12.9M 0.16%
673,113
+26,893
+4% +$484K
AAP icon
161
Advance Auto Parts
AAP
$3.37B
$12.7M 0.16%
85,440
+5,095
+6% +$814K
CCK icon
162
Crown Holdings
CCK
$12.8B
$12.7M 0.16%
222,409
+116,309
+110% +$6.23M
SHW icon
163
Sherwin-Williams
SHW
$78.3B
$12.5M 0.16%
135,660
-26,454
-16% -$2.57M
LITE icon
164
Lumentum
LITE
$59.4B
$12.1M 0.15%
+289,898
New +$9.54M
K
165
DELISTED
Kellanova
K
$12.1M 0.15%
165,927
-246,388
-60% -$18.9M
BATS
166
DELISTED
Bats Global Markets, Inc.
BATS
$12.1M 0.15%
+400,000
New +$10.3M
GDDY icon
167
GoDaddy
GDDY
$12.3B
$12M 0.15%
348,098
-35,100
-9% -$1.12M
KMB icon
168
Kimberly-Clark
KMB
$36.4B
$12M 0.15%
+95,125
New +$12.3M
TPH
169
DELISTED
Tri Pointe Homes
TPH
$11.8M 0.15%
891,609
-4,952,970
-85% -$65.5M
EFX icon
170
Equifax
EFX
$20.3B
$11.6M 0.15%
+86,550
New +$11.5M
CE icon
171
Celanese
CE
$5.09B
$10.9M 0.14%
164,000
-46,000
-22% -$3.01M
NYRT
172
DELISTED
New York REIT, Inc.
NYRT
$10.7M 0.14%
116,450
-15,050
-11% -$1.44M
DG icon
173
Dollar General
DG
$25.9B
$10.6M 0.13%
+152,100
New +$12.9M
ADSK icon
174
Autodesk
ADSK
$44.3B
$10.5M 0.13%
144,897
-266,000
-65% -$16.8M
ICLR icon
175
Icon
ICLR
$12.8B
$10.4M 0.13%
+134,400
New +$10.1M
5 6
7
8 9

Similar funds

ACA
Ascension Capital Advisors Houston, Texas $318M AUM 15.97% 1-Year Est. Return
EFN
Equita Financial Network Fort Washington, Pennsylvania $318M AUM 16.52% 1-Year Est. Return
WIS
Wright Investors Service Shelton, Connecticut $318M AUM 33.9% 1-Year Est. Return
SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
TM
TigerOak Management Albuquerque, New Mexico $317M AUM 25.39% 1-Year Est. Return
GWP
Gen-Wealth Partners Zeeland, Michigan $317M AUM 17.24% 1-Year Est. Return
CPW
Crestmont Private Wealth Houston, Texas $317M AUM 15.31% 1-Year Est. Return
KI
Keewaydin Investments Southampton, New York $317M AUM

Carlson Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Carlson Capital held 353 positions worth $7.89B, down 1.8% from $8.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Carlson Capital withdrew a net $682M in Q3 2016, closing 93 positions and reducing 90 holdings. Its most notable exit was STARWOOD HOTELS & RESORTS WORLDWIDE, INC., an estimated $231M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Energy and Technology.

Against the trend, Carlson Capital opened a new position in Pioneer Natural Resource Co. worth $98.4M.

  • Carlson Capital's largest Q3 2016 buy was Pioneer Natural Resource Co.: 530,130 shares worth $98.4M.
  • Carlson Capital added most to Starz - Series A in Q3 2016, an estimated $101M increase.
  • Carlson Capital's biggest Q3 2016 reduction was Morgan Stanley, cutting an estimated $82M.
  • Carlson Capital fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $231M.
  • Carlson Capital's ten largest holdings make up 21% of its $7.89B portfolio in Q3 2016.
  • Carlson Capital opened 74 new positions and closed 93 in Q3 2016.
  • Carlson Capital's portfolio value fell 1.8% quarter-over-quarter to $7.89B.

Based on Carlson Capital's 13F filing for Q3 2016, filed 14 Nov 2016.