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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$7.42B
AUM Growth
-$906M
Cap. Flow
-$1.44B
Cap. Flow %
-19.46%
Top 10 Hldgs %
15.49%
Holding
363
New
83
Increased
71
Reduced
95
Closed
93

Top Buys

Rank Stock Value
1
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$113M
2
CMS icon
CMS Energy
CMS
+$83.9M
3
PEG icon
Public Service Enterprise Group
PEG
+$72.1M
4
MOLXA
MOLEX INC CL-A
MOLXA
+$69.4M
5
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$61.6M

Top Sells

Rank Stock Value
1
NRG icon
NRG Energy
NRG
+$197M
2
FON
SPRINT CORP FON COM
FON
+$125M
3
EQR icon
Equity Residential
EQR
+$87.7M
4
HCA icon
HCA Healthcare
HCA
+$73.1M
5
NEE icon
NextEra Energy
NEE
+$69M

Sector Composition

Rank Sector Weight
1 Energy 16.78%
2 Financials 10.24%
3 Technology 9.8%
4 Healthcare 9.41%
5 Utilities 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
151
Philip Morris
PM
$301B
$16.8M 0.23%
+193,895
New +$17M
WOOF
152
DELISTED
VCA Inc.
WOOF
$16.4M 0.22%
598,120
+403,920
+208% +$11.3M
AAPL icon
153
Apple
AAPL
$4.89T
$16.4M 0.22%
+964,320
New +$16M
ATHL
154
DELISTED
ATHLON ENERGY INC COM
ATHL
$16.3M 0.22%
+499,200
New +$14.6M
EXPE icon
155
Expedia Group
EXPE
$31.2B
$16.3M 0.22%
+315,000
New +$16.8M
TROW icon
156
T. Rowe Price
TROW
$25B
$16.2M 0.22%
225,765
+41,065
+22% +$3.04M
TCBI icon
157
Texas Capital Bancshares
TCBI
$4.31B
$16.2M 0.22%
353,102
-64,372
-15% -$2.96M
DOLE
158
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
$15.9M 0.21%
1,167,000
-743,000
-39% -$9.85M
SU icon
159
Suncor Energy
SU
$77.7B
$15.6M 0.21%
435,100
+343,600
+376% +$11.4M
GPI icon
160
Group 1 Automotive
GPI
$3.94B
$15.5M 0.21%
199,490
-505,310
-72% -$37.7M
TNL icon
161
Travel + Leisure Co
TNL
$4.54B
$15.4M 0.21%
559,017
-854,773
-60% -$23.4M
LNT icon
162
Alliant Energy
LNT
$19.4B
$15.4M 0.21%
+619,660
New +$15.8M
SHW icon
163
Sherwin-Williams
SHW
$78.3B
$15.1M 0.2%
+248,880
New +$14.6M
INTU icon
164
Intuit
INTU
$81.1B
$14.9M 0.2%
+224,280
New +$14.5M
GDX icon
165
VanEck Gold Miners ETF
GDX
$23B
$14.8M 0.2%
593,300
-9,500
-2% -$253K
OPTR
166
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
$14.8M 0.2%
+1,177,400
New +$15.6M
SXC icon
167
SunCoke Energy
SXC
$757M
$14.8M 0.2%
870,043
+20,000
+2% +$318K
CHD icon
168
Church & Dwight Co
CHD
$23.1B
$14.6M 0.2%
+487,460
New +$15M
YUM icon
169
Yum! Brands
YUM
$41B
$14.3M 0.19%
+279,368
New +$14.5M
HBAN icon
170
Huntington Bancshares
HBAN
$35.1B
$14.2M 0.19%
1,718,280
-1,798,014
-51% -$15.2M
LVNTA
171
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$14.1M 0.19%
651,208
-48,840
-7% -$1.05M
WY icon
172
Weyerhaeuser
WY
$17.3B
$14M 0.19%
488,420
+12,390
+3% +$351K
CTB
173
DELISTED
Cooper Tire & Rubber Co.
CTB
$13.9M 0.19%
450,000
+125,000
+38% +$4.07M
PIR
174
DELISTED
Pier 1 Imports, Inc.
PIR
$13.8M 0.19%
35,451
-24,245
-41% -$11M
XEC
175
DELISTED
CIMAREX ENERGY CO
XEC
$13.8M 0.19%
143,320
-173,360
-55% -$14M
5 6
7
8 9

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WIS
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SFCM
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TM
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GWP
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CPW
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Carlson Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Carlson Capital held 363 positions worth $7.42B, down 11% from $8.33B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Carlson Capital withdrew a net $1.44B in Q3 2013, closing 93 positions and reducing 95 holdings. Its most notable exit was SPRINT CORP FON COM, an estimated $125M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, up from 14% a quarter earlier, followed by Financials and Technology.

Against the trend, Carlson Capital opened a new position in CMS Energy worth $81.3M.

  • Carlson Capital's largest Q3 2013 buy was CMS Energy: 3,088,950 shares worth $81.3M.
  • Carlson Capital added most to ELAN CORP ADS(RP1 ORD4IRISH PN in Q3 2013, an estimated $113M increase.
  • Carlson Capital's biggest Q3 2013 reduction was NRG Energy, cutting an estimated $197M.
  • Carlson Capital fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $125M.
  • Carlson Capital's ten largest holdings make up 15% of its $7.42B portfolio in Q3 2013.
  • Carlson Capital opened 83 new positions and closed 93 in Q3 2013.
  • Carlson Capital's portfolio value fell 11% quarter-over-quarter to $7.42B.

Based on Carlson Capital's 13F filing for Q3 2013, filed 13 Nov 2013.