CC

Carlson Capital Portfolio holdings

AUM $176M
This Quarter Return
+4.07%
1 Year Return
+8.55%
3 Year Return
+72.03%
5 Year Return
+273.65%
10 Year Return
+747.49%
AUM
$1.46B
AUM Growth
+$1.46B
Cap. Flow
-$229M
Cap. Flow %
-15.74%
Top 10 Hldgs %
35.93%
Holding
200
New
56
Increased
38
Reduced
40
Closed
47

Top Buys

1
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
$59.1M
2
CERN
Cerner Corp
CERN
$32.7M
3
FHN icon
First Horizon
FHN
$29.1M
4
ATVI
Activision Blizzard Inc.
ATVI
$28M
5
CCMP
CMC Materials, Inc. Common Stock
CCMP
$28M

Top Sells

1
XLNX
Xilinx Inc
XLNX
$158M
2
INFO
IHS Markit Ltd. Common Shares
INFO
$108M
3
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$104M
4
NUAN
Nuance Communications, Inc.
NUAN
$75.2M
5
CMA icon
Comerica
CMA
$25.5M

Sector Composition

1 Financials 33.47%
2 Technology 16.95%
3 Industrials 9.44%
4 Energy 8.34%
5 Consumer Discretionary 6.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SHEL icon
126
Shell
SHEL
$215B
$1.92M 0.13%
+35,000
New +$1.92M
HWC icon
127
Hancock Whitney
HWC
$5.33B
$1.91M 0.13%
+36,600
New +$1.91M
JWSM.U
128
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
$1.9M 0.13%
192,488
– –
PTEN icon
129
Patterson-UTI
PTEN
$2.24B
$1.88M 0.13%
121,300
-198,700
-62% -$3.08M
RBAC
130
DELISTED
RedBall Acquisition Corp.
RBAC
$1.67M 0.11%
168,397
– –
IOVA icon
131
Iovance Biotherapeutics
IOVA
$807M
$1.67M 0.11%
+100,000
New +$1.67M
DAR icon
132
Darling Ingredients
DAR
$5.37B
$1.61M 0.11%
+20,000
New +$1.61M
PBF icon
133
PBF Energy
PBF
$3.16B
$1.46M 0.1%
+60,000
New +$1.46M
ALB icon
134
Albemarle
ALB
$9.99B
$1.44M 0.1%
6,500
-5,719
-47% -$1.26M
QURE icon
135
uniQure
QURE
$896M
$1.42M 0.1%
78,396
– –
EQT icon
136
EQT Corp
EQT
$32.4B
$1.38M 0.09%
+40,000
New +$1.38M
SNFCA icon
137
Security National Financial
SNFCA
$246M
$1.3M 0.09%
130,000
-69,233
-35% -$692K
LTRN icon
138
Lantern Pharma
LTRN
$44.1M
$1.2M 0.08%
167,300
+42,300
+34% +$302K
MTDR icon
139
Matador Resources
MTDR
$6.27B
$1.14M 0.08%
21,600
-51,100
-70% -$2.71M
SV
140
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
$942K 0.06%
+90,000
New +$942K
SPWR
141
DELISTED
SunPower Corporation Common Stock
SPWR
$859K 0.06%
40,000
-80,000
-67% -$1.72M
MEIP icon
142
MEI Pharma
MEIP
$160M
$313K 0.02%
520,000
+330,000
+174% +$199K
SMIH
143
DELISTED
Summit Healthcare Acquisition Corp. Class A Ordinary Share
SMIH
$291K 0.02%
30,000
– –
XCUR icon
144
Exicure
XCUR
$35.4M
$279K 0.02%
1,400,000
+200,000
+17% +$39.9K
EIGR
145
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$224K 0.02%
27,000
-55,000
-67% -$456K
HMCOW
146
DELISTED
HumanCo Acquisition Corp. Warrant
HMCOW
$124K 0.01%
389,025
+50,000
+15% +$15.9K
AMD icon
147
Advanced Micro Devices
AMD
$264B
– –
0
– –
APTV icon
148
Aptiv
APTV
$17.3B
– –
-12,000
Closed -$1.98M
BX icon
149
Blackstone
BX
$134B
– –
-22,400
Closed -$2.9M
CBOE icon
150
Cboe Global Markets
CBOE
$24.7B
– –
-103,016
Closed -$13.4M
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