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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+7.27%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$1.9B
AUM Growth
-$176M
Cap. Flow
-$226M
Cap. Flow %
-11.92%
Top 10 Hldgs %
43.24%
Holding
218
New
66
Increased
45
Reduced
41
Closed
57

Top Buys

Rank Stock Value
1
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$64.8M
2
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$58.6M
3
FIVN icon
FIVE9
FIVN
+$29.2M
4
SNV
Synovus
SNV
+$29M
5
TFC icon
Truist Financial
TFC
+$23.5M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$125M
2
WORK
Slack Technologies, Inc.
WORK
+$108M
3
PRAH
PRA Health Sciences, Inc.
PRAH
+$53.6M
4
NUAN
Nuance Communications, Inc.
NUAN
+$44M
5
MXIM
Maxim Integrated Products
MXIM
+$41.5M

Sector Composition

Rank Sector Weight
1 Financials 24.11%
2 Industrials 10.04%
3 Communication Services 7.69%
4 Technology 7.59%
5 Energy 6.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVN icon
126
Devon Energy
DVN
$50.9B
$2.38M 0.13%
+66,900
New +$1.9M
PDCE
127
DELISTED
PDC Energy, Inc.
PDCE
$2.37M 0.12%
+50,000
New +$2.08M
LMACA
128
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
$2.27M 0.12%
225,000
+125,000
+125% +$1.27M
FCX icon
129
Freeport-McMoran
FCX
$91.2B
$2.15M 0.11%
66,100
+41,100
+164% +$1.45M
MAR icon
130
Marriott International
MAR
$99B
$2.08M 0.11%
+14,043
New +$1.96M
HLT icon
131
Hilton Worldwide
HLT
$72.5B
$2.07M 0.11%
+15,663
New +$1.98M
EQT icon
132
EQT Corp
EQT
$33B
$2.05M 0.11%
100,000
-50,000
-33% -$967K
QURE icon
133
uniQure
QURE
$2.93B
$2.03M 0.11%
63,396
-31,394
-33% -$957K
KRG icon
134
Kite Realty
KRG
$5.88B
$1.96M 0.1%
+96,100
New +$1.95M
NESR
135
National Energy Services Reunited Corp
NESR
$2.67B
$1.94M 0.1%
155,000
+15,000
+11% +$183K
JWSM.U
136
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
$1.93M 0.1%
192,488
– –
TSLA icon
137
PUT
Tesla
TSLA
$1.22T
$1.86M 0.1%
6,672
+72
+1% +$16.9K
SNFCA icon
138
Security National Financial
SNFCA
$245M
$1.81M 0.1%
280,782
-20,740
-7% -$141K
TFFP
139
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$1.76M 0.09%
9,108
+508
+6% +$108K
DEI icon
140
Douglas Emmett
DEI
$2.02B
$1.74M 0.09%
54,897
-91,142
-62% -$3M
VNE
141
DELISTED
Veoneer, Inc.
VNE
$1.7M 0.09%
+50,000
New +$1.59M
RBAC
142
DELISTED
RedBall Acquisition Corp.
RBAC
$1.66M 0.09%
168,397
– –
APTO
143
DELISTED
Aptose Biosciences, Inc.
APTO
$1.57M 0.08%
1,601
+468
+41% +$585K
FSLR icon
144
First Solar
FSLR
$22.1B
$1.54M 0.08%
16,100
-34,751
-68% -$3.23M
CUE icon
145
Cue Biopharma
CUE
$128M
$1.5M 0.08%
3,427
-1,596
-32% -$557K
CTRE icon
146
CareTrust REIT
CTRE
$9.84B
$1.45M 0.08%
71,471
-86,093
-55% -$1.94M
ETRN
147
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$1.32M 0.07%
130,000
– –
MAXN
148
DELISTED
Maxeon Solar Technologies
MAXN
$1.23M 0.07%
+700
New +$1.2M
QS icon
149
QuantumScape Corp
QS
$3.22B
$1.1M 0.06%
+45,000
New +$1.03M
CLNE icon
150
Clean Energy Fuels
CLNE
$425M
$996K 0.05%
122,212
-10,000
-8% -$79.6K
4 5
6
7 8

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Carlson Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Carlson Capital held 218 positions worth $1.9B, down 8.5% from $2.07B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carlson Capital withdrew a net $226M in Q3 2021, closing 57 positions and reducing 41 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $125M position sold in full.

By sector, the portfolio is most concentrated in Financials at 24% of assets, up from 22% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Carlson Capital opened a new position in HILL-ROM HOLDINGS, INC. worth $72M.

  • Carlson Capital's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 480,000 shares worth $72M.
  • Carlson Capital added most to Synovus in Q3 2021, an estimated $29M increase.
  • Carlson Capital's biggest Q3 2021 reduction was Nuance Communications, Inc., cutting an estimated $44M.
  • Carlson Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $125M.
  • Carlson Capital's ten largest holdings make up 43% of its $1.9B portfolio in Q3 2021.
  • Carlson Capital opened 66 new positions and closed 57 in Q3 2021.
  • Carlson Capital's portfolio value fell 8.5% quarter-over-quarter to $1.9B.

Based on Carlson Capital's 13F filing for Q3 2021, filed 12 Nov 2021.