CC

Carlson Capital Portfolio holdings

AUM $176M
This Quarter Return
-1.78%
1 Year Return
+8.55%
3 Year Return
+72.03%
5 Year Return
+273.65%
10 Year Return
+747.49%
AUM
$1.45B
AUM Growth
+$1.45B
Cap. Flow
+$75.6M
Cap. Flow %
5.23%
Top 10 Hldgs %
42.81%
Holding
190
New
39
Increased
41
Reduced
26
Closed
67

Top Buys

1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$74.3M
2
Y
Alleghany Corporation
Y
$65.8M
3
DRE
Duke Realty Corp.
DRE
$49.5M
4
BKI
Black Knight, Inc. Common Stock
BKI
$38.6M
5
TPTX
Turning Point Therapeutics, Inc. Common Stock
TPTX
$31.2M

Top Sells

1
CERN
Cerner Corp
CERN
$77.2M
2
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
$59.1M
3
PNC icon
PNC Financial Services
PNC
$25.7M
4
BBD icon
Banco Bradesco
BBD
$21M
5
WTW icon
Willis Towers Watson
WTW
$15.6M

Sector Composition

1 Financials 35.7%
2 Technology 17.75%
3 Healthcare 12.35%
4 Industrials 8.33%
5 Consumer Discretionary 7.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JWSM.U
101
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
$1.9M 0.13%
192,488
– –
TFFP
102
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$1.7M 0.12%
12,000
-400
-3% -$56.5K
RBAC
103
DELISTED
RedBall Acquisition Corp.
RBAC
$1.68M 0.12%
168,397
– –
IOVA icon
104
Iovance Biotherapeutics
IOVA
$800M
$1.66M 0.11%
150,000
+50,000
+50% +$552K
SNFCA icon
105
Security National Financial
SNFCA
$229M
$1.51M 0.1%
206,427
+48,411
+31% +$354K
CUE icon
106
Cue Biopharma
CUE
$60.9M
$1.44M 0.1%
580,000
+175,000
+43% +$436K
APTO
107
DELISTED
Aptose Biosciences, Inc.
APTO
$1.42M 0.1%
4,239
+762
+22% +$255K
QURE icon
108
uniQure
QURE
$954M
$1.37M 0.09%
73,396
-5,000
-6% -$93.2K
TEAM icon
109
Atlassian
TEAM
$44.8B
$1.2M 0.08%
+6,400
New +$1.2M
LTRN icon
110
Lantern Pharma
LTRN
$46.3M
$971K 0.07%
170,000
+2,700
+2% +$15.4K
MEIP icon
111
MEI Pharma
MEIP
$149M
$666K 0.05%
55,000
+29,000
+112% +$351K
TSHA icon
112
Taysha Gene Therapies
TSHA
$791M
$614K 0.04%
+165,000
New +$614K
SMR icon
113
NuScale Power
SMR
$5.41B
$500K 0.03%
+50,000
New +$500K
EIGR
114
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$410K 0.03%
2,167
+1,267
+141% +$240K
CMBT
115
CMB.TECH NV
CMBT
$2.57B
$321K 0.02%
+26,888
New +$321K
XCUR icon
116
Exicure
XCUR
$32.4M
$216K 0.01%
20,000
+10,667
+114% +$115K
SMR.WS
117
DELISTED
NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
SMR.WS
$177K 0.01%
+87,000
New +$177K
HMCOW
118
DELISTED
HumanCo Acquisition Corp. Warrant
HMCOW
$55K ﹤0.01%
479,025
+90,000
+23% +$10.3K
HTH icon
119
Hilltop Holdings
HTH
$2.21B
– –
-81,500
Closed -$2.4M
HWC icon
120
Hancock Whitney
HWC
$5.28B
– –
-36,600
Closed -$1.91M
ICE icon
121
Intercontinental Exchange
ICE
$100B
– –
-52,201
Closed -$6.9M
KKR icon
122
KKR & Co
KKR
$120B
– –
-81,800
Closed -$4.78M
HRI icon
123
Herc Holdings
HRI
$4.2B
– –
-24,703
Closed -$4.13M
AES icon
124
AES
AES
$9.42B
– –
-129,467
Closed -$3.33M
ALB icon
125
Albemarle
ALB
$9.43B
– –
-6,500
Closed -$1.44M
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5
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