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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$7.42B
AUM Growth
-$906M
Cap. Flow
-$1.44B
Cap. Flow %
-19.46%
Top 10 Hldgs %
15.49%
Holding
363
New
83
Increased
71
Reduced
95
Closed
93

Top Buys

Rank Stock Value
1
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$113M
2
CMS icon
CMS Energy
CMS
+$83.9M
3
PEG icon
Public Service Enterprise Group
PEG
+$72.1M
4
MOLXA
MOLEX INC CL-A
MOLXA
+$69.4M
5
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$61.6M

Top Sells

Rank Stock Value
1
NRG icon
NRG Energy
NRG
+$197M
2
FON
SPRINT CORP FON COM
FON
+$125M
3
EQR icon
Equity Residential
EQR
+$87.7M
4
HCA icon
HCA Healthcare
HCA
+$73.1M
5
NEE icon
NextEra Energy
NEE
+$69M

Sector Composition

Rank Sector Weight
1 Energy 16.78%
2 Financials 10.24%
3 Technology 9.8%
4 Healthcare 9.41%
5 Utilities 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBF icon
101
PBF Energy
PBF
$7.29B
$23.1M 0.31%
+1,027,275
New +$23.2M
FE icon
102
FirstEnergy
FE
$28.9B
$22.9M 0.31%
+629,560
New +$23.6M
WLK icon
103
Westlake Corp
WLK
$9.46B
$22.9M 0.31%
437,890
-224,360
-34% -$11.4M
RF icon
104
Regions Financial
RF
$26.3B
$22.8M 0.31%
+2,459,279
New +$24.1M
WFC icon
105
Wells Fargo
WFC
$261B
$22.7M 0.31%
+548,200
New +$23.4M
SNPS icon
106
Synopsys
SNPS
$71.5B
$22.4M 0.3%
595,113
+118,310
+25% +$4.38M
EOG icon
107
EOG Resources
EOG
$78B
$22.2M 0.3%
262,090
+66,740
+34% +$5.18M
XRX icon
108
Xerox
XRX
$337M
$22.1M 0.3%
+813,857
New +$21.4M
IPG
109
DELISTED
Interpublic Group of Companies
IPG
$22M 0.3%
1,281,824
-2,436,652
-66% -$39.3M
PPL
110
PPL Corp
PPL
$27.3B
$21.9M 0.3%
774,576
-509,147
-40% -$14.6M
RT
111
DELISTED
Ruby Tuesday Georgia
RT
$21.8M 0.29%
2,908,900
+200,000
+7% +$1.59M
OGE icon
112
OGE Energy
OGE
$10.3B
$21.6M 0.29%
598,400
-1,314,040
-69% -$47.5M
AVT icon
113
Avnet
AVT
$7.33B
$21.2M 0.29%
508,410
-680
-0.1% -$26.3K
XEL icon
114
Xcel Energy
XEL
$51B
$21.2M 0.29%
+767,920
New +$22M
LPS
115
DELISTED
LENDER PROCESSING SERVICES INC
LPS
$21.1M 0.28%
635,500
+50,500
+9% +$1.64M
PVH icon
116
PVH
PVH
$3.71B
$20.9M 0.28%
175,775
+90,000
+105% +$11.5M
MWV
117
DELISTED
MEADWESTVACO CORP
MWV
$20.5M 0.28%
535,000
+60,000
+13% +$2.21M
VSH icon
118
Vishay Intertechnology
VSH
$5.86B
$20.4M 0.28%
1,585,948
+700,669
+79% +$9.56M
KOS icon
119
Kosmos Energy
KOS
$1.56B
$20.4M 0.28%
1,985,500
-1,677,100
-46% -$17.6M
DRH icon
120
Diamondrock Hospitality Co
DRH
$2.63B
$20.4M 0.27%
+1,909,300
New +$19.1M
ADT
121
DELISTED
ADT Corp
ADT
$20.3M 0.27%
500,000
+120,000
+32% +$4.93M
THS
122
DELISTED
Treehouse Foods
THS
$20.1M 0.27%
300,692
+133,823
+80% +$9.22M
MS icon
123
Morgan Stanley
MS
$337B
$20.1M 0.27%
744,200
+345,560
+87% +$9.27M
CRM icon
124
Salesforce
CRM
$134B
$20M 0.27%
385,910
-512,720
-57% -$23.3M
AWAY
125
DELISTED
HOMEAWAY INC COM
AWAY
$19.9M 0.27%
711,574
+369,190
+108% +$11.4M
3 4
5
6 7

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Carlson Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Carlson Capital held 363 positions worth $7.42B, down 11% from $8.33B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Carlson Capital withdrew a net $1.44B in Q3 2013, closing 93 positions and reducing 95 holdings. Its most notable exit was SPRINT CORP FON COM, an estimated $125M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, up from 14% a quarter earlier, followed by Financials and Technology.

Against the trend, Carlson Capital opened a new position in CMS Energy worth $81.3M.

  • Carlson Capital's largest Q3 2013 buy was CMS Energy: 3,088,950 shares worth $81.3M.
  • Carlson Capital added most to ELAN CORP ADS(RP1 ORD4IRISH PN in Q3 2013, an estimated $113M increase.
  • Carlson Capital's biggest Q3 2013 reduction was NRG Energy, cutting an estimated $197M.
  • Carlson Capital fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $125M.
  • Carlson Capital's ten largest holdings make up 15% of its $7.42B portfolio in Q3 2013.
  • Carlson Capital opened 83 new positions and closed 93 in Q3 2013.
  • Carlson Capital's portfolio value fell 11% quarter-over-quarter to $7.42B.

Based on Carlson Capital's 13F filing for Q3 2013, filed 13 Nov 2013.