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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$7.42B
AUM Growth
-$906M
Cap. Flow
-$1.44B
Cap. Flow %
-19.46%
Top 10 Hldgs %
15.49%
Holding
363
New
83
Increased
71
Reduced
95
Closed
93

Top Buys

Rank Stock Value
1
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$113M
2
CMS icon
CMS Energy
CMS
+$83.9M
3
PEG icon
Public Service Enterprise Group
PEG
+$72.1M
4
MOLXA
MOLEX INC CL-A
MOLXA
+$69.4M
5
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$61.6M

Top Sells

Rank Stock Value
1
NRG icon
NRG Energy
NRG
+$197M
2
FON
SPRINT CORP FON COM
FON
+$125M
3
EQR icon
Equity Residential
EQR
+$87.7M
4
HCA icon
HCA Healthcare
HCA
+$73.1M
5
NEE icon
NextEra Energy
NEE
+$69M

Sector Composition

Rank Sector Weight
1 Energy 16.78%
2 Financials 10.24%
3 Technology 9.8%
4 Healthcare 9.41%
5 Utilities 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEAM
76
DELISTED
BEAM INC COM STK (DE)
BEAM
$28.7M 0.39%
444,282
+26,620
+6% +$1.71M
PPLI
77
People Inc
PPLI
$3.1B
$28.7M 0.39%
2,933,001
-1,864,373
-39% -$17M
BNY
78
Bank of New York Mellon
BNY
$108B
$28.2M 0.38%
935,085
-1,448,800
-61% -$44.4M
ABT icon
79
Abbott
ABT
$180B
$28.2M 0.38%
850,000
+400,000
+89% +$14M
WMS
80
DELISTED
WMS INDS INC
WMS
$28M 0.38%
1,078,200
-574,603
-35% -$14.8M
VSI
81
DELISTED
Vitamin Shoppe Inc.
VSI
$27.8M 0.37%
634,502
+266,700
+73% +$11.8M
PGR icon
82
Progressive
PGR
$124B
$27.4M 0.37%
1,006,713
-240,140
-19% -$6.23M
TRGP icon
83
Targa Resources
TRGP
$60.4B
$27.2M 0.37%
373,350
-207,140
-36% -$14.3M
TEX icon
84
Terex
TEX
$7.98B
$27.1M 0.37%
+807,308
New +$24.5M
LPT
85
DELISTED
Liberty Property Trust
LPT
$26.7M 0.36%
+750,053
New +$27.5M
NTRS icon
86
Northern Trust
NTRS
$22.2B
$26.6M 0.36%
489,661
-196,950
-29% -$11.3M
SPY icon
87
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$26.3M 0.35%
156,800
+62,900
+67% +$10.5M
TYC
88
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$26.2M 0.35%
716,383
+171,900
+32% +$6.23M
ANDV
89
DELISTED
Andeavor
ANDV
$25.8M 0.35%
+586,625
New +$29.2M
MPC icon
90
Marathon Petroleum
MPC
$90.3B
$25.6M 0.34%
+794,500
New +$27.9M
CBF
91
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$25.3M 0.34%
1,150,459
-168,500
-13% -$3.41M
DKS icon
92
Dick's Sporting Goods
DKS
$18.4B
$25.2M 0.34%
472,736
-224,190
-32% -$11.3M
NBHC icon
93
National Bank Holdings
NBHC
$1.93B
$25.2M 0.34%
1,226,215
+6,900
+0.6% +$138K
GEN icon
94
Gen Digital
GEN
$15.6B
$24.6M 0.33%
992,258
-938,227
-49% -$23.5M
FL
95
DELISTED
Foot Locker
FL
$24.5M 0.33%
722,805
-42,071
-6% -$1.46M
KRFT
96
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$24.4M 0.33%
464,706
-230,104
-33% -$12.6M
NEE icon
97
NextEra Energy
NEE
$187B
$24.1M 0.32%
1,200,360
-3,342,160
-74% -$69M
ADP icon
98
Automatic Data Processing
ADP
$100B
$24.1M 0.32%
+378,467
New +$24M
ADSK icon
99
Autodesk
ADSK
$44.3B
$23.9M 0.32%
+579,694
New +$21.4M
MCHP icon
100
Microchip Technology
MCHP
$42.8B
$23.8M 0.32%
1,181,532
+45,920
+4% +$909K
2 3
4
5 6

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EFN
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WIS
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SFCM
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TM
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GWP
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CPW
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KI
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Carlson Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Carlson Capital held 363 positions worth $7.42B, down 11% from $8.33B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Carlson Capital withdrew a net $1.44B in Q3 2013, closing 93 positions and reducing 95 holdings. Its most notable exit was SPRINT CORP FON COM, an estimated $125M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, up from 14% a quarter earlier, followed by Financials and Technology.

Against the trend, Carlson Capital opened a new position in CMS Energy worth $81.3M.

  • Carlson Capital's largest Q3 2013 buy was CMS Energy: 3,088,950 shares worth $81.3M.
  • Carlson Capital added most to ELAN CORP ADS(RP1 ORD4IRISH PN in Q3 2013, an estimated $113M increase.
  • Carlson Capital's biggest Q3 2013 reduction was NRG Energy, cutting an estimated $197M.
  • Carlson Capital fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $125M.
  • Carlson Capital's ten largest holdings make up 15% of its $7.42B portfolio in Q3 2013.
  • Carlson Capital opened 83 new positions and closed 93 in Q3 2013.
  • Carlson Capital's portfolio value fell 11% quarter-over-quarter to $7.42B.

Based on Carlson Capital's 13F filing for Q3 2013, filed 13 Nov 2013.