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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$7.42B
AUM Growth
-$906M
Cap. Flow
-$1.44B
Cap. Flow %
-19.46%
Top 10 Hldgs %
15.49%
Holding
363
New
83
Increased
71
Reduced
95
Closed
93

Top Buys

Rank Stock Value
1
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$113M
2
CMS icon
CMS Energy
CMS
+$83.9M
3
PEG icon
Public Service Enterprise Group
PEG
+$72.1M
4
MOLXA
MOLEX INC CL-A
MOLXA
+$69.4M
5
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$61.6M

Top Sells

Rank Stock Value
1
NRG icon
NRG Energy
NRG
+$197M
2
FON
SPRINT CORP FON COM
FON
+$125M
3
EQR icon
Equity Residential
EQR
+$87.7M
4
HCA icon
HCA Healthcare
HCA
+$73.1M
5
NEE icon
NextEra Energy
NEE
+$69M

Sector Composition

Rank Sector Weight
1 Energy 16.78%
2 Financials 10.24%
3 Technology 9.8%
4 Healthcare 9.41%
5 Utilities 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWC
51
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$40.4M 0.54%
362,055
-41,960
-10% -$4.72M
HMA
52
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$39.2M 0.53%
+3,060,000
New +$42.5M
ZBH icon
53
Zimmer Biomet
ZBH
$17.7B
$37.5M 0.51%
470,700
+401,690
+582% +$31.6M
POR icon
54
Portland General Electric
POR
$6.02B
$37.5M 0.5%
1,327,499
+237,999
+22% +$7.11M
NTAP icon
55
NetApp
NTAP
$32.9B
$37.4M 0.5%
877,750
+184,910
+27% +$7.69M
GEO icon
56
The GEO Group
GEO
$4.13B
$36.8M 0.5%
1,662,321
+668,239
+67% +$15M
PEI
57
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$36.2M 0.49%
129,025
+73,545
+133% +$21.5M
CWEN icon
58
Clearway Energy Class C
CWEN
$5B
$35.9M 0.48%
+2,373,000
New +$34.1M
DG icon
59
Dollar General
DG
$25.9B
$35.7M 0.48%
632,468
-228,010
-26% -$12.5M
WP
60
DELISTED
Worldpay, Inc.
WP
$35.6M 0.48%
+1,273,866
New +$34.7M
ICE icon
61
Intercontinental Exchange
ICE
$82.4B
$35.5M 0.48%
978,355
+6,430
+0.7% +$233K
TIBX
62
DELISTED
TIBCO SOFTWARE INC
TIBX
$35.2M 0.47%
1,377,195
+977,195
+244% +$23.3M
UTEK
63
DELISTED
Ultratech Inc.
UTEK
$35.2M 0.47%
1,162,856
+13,034
+1% +$399K
MAC icon
64
Macerich
MAC
$7.32B
$34.5M 0.46%
610,510
-229,780
-27% -$13.8M
HCBK
65
DELISTED
HUDSON CITY BANCORP INC
HCBK
$34.4M 0.46%
+3,803,987
New +$35.9M
BKNG icon
66
Booking.com
BKNG
$138B
$33.7M 0.45%
832,500
-261,125
-24% -$9.77M
SLB icon
67
SLB Ltd
SLB
$77.8B
$33.2M 0.45%
375,745
-364,955
-49% -$30M
MRO
68
DELISTED
Marathon Oil Corporation
MRO
$32.9M 0.44%
943,830
-231,270
-20% -$8.22M
META icon
69
Meta Platforms (Facebook)
META
$1.51T
$32.5M 0.44%
647,554
-327,167
-34% -$12.2M
GM icon
70
General Motors
GM
$74.7B
$31.8M 0.43%
884,856
+406,522
+85% +$14.6M
ESC
71
DELISTED
EMERITUS CORP
ESC
$31.6M 0.43%
1,705,687
+592,981
+53% +$13.3M
TMO icon
72
Thermo Fisher Scientific
TMO
$211B
$31.5M 0.42%
+341,785
New +$30.9M
PETM
73
DELISTED
PETSMART INC
PETM
$30.6M 0.41%
+401,180
New +$29M
CTSH icon
74
Cognizant
CTSH
$21.5B
$29.7M 0.4%
723,230
-1,267,840
-64% -$47.1M
GD icon
75
General Dynamics
GD
$105B
$28.9M 0.39%
330,681
-271,817
-45% -$23.1M
1 2
3
4 5

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WIS
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SFCM
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TM
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GWP
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Carlson Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Carlson Capital held 363 positions worth $7.42B, down 11% from $8.33B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Carlson Capital withdrew a net $1.44B in Q3 2013, closing 93 positions and reducing 95 holdings. Its most notable exit was SPRINT CORP FON COM, an estimated $125M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, up from 14% a quarter earlier, followed by Financials and Technology.

Against the trend, Carlson Capital opened a new position in CMS Energy worth $81.3M.

  • Carlson Capital's largest Q3 2013 buy was CMS Energy: 3,088,950 shares worth $81.3M.
  • Carlson Capital added most to ELAN CORP ADS(RP1 ORD4IRISH PN in Q3 2013, an estimated $113M increase.
  • Carlson Capital's biggest Q3 2013 reduction was NRG Energy, cutting an estimated $197M.
  • Carlson Capital fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $125M.
  • Carlson Capital's ten largest holdings make up 15% of its $7.42B portfolio in Q3 2013.
  • Carlson Capital opened 83 new positions and closed 93 in Q3 2013.
  • Carlson Capital's portfolio value fell 11% quarter-over-quarter to $7.42B.

Based on Carlson Capital's 13F filing for Q3 2013, filed 13 Nov 2013.