We are live on ! Find out more
CC

Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+5.74%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$7.89B
AUM Growth
-$144M
Cap. Flow
-$682M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.76%
Holding
353
New
74
Increased
71
Reduced
90
Closed
93

Top Buys

Rank Stock Value
1
STRZA
Starz - Series A
STRZA
+$101M
2
LNKD
LinkedIn Corporation
LNKD
+$93M
3
GS icon
Goldman Sachs
GS
+$91.9M
4
PXD
Pioneer Natural Resource Co.
PXD
+$90.2M
5
ESRX
Express Scripts Holding Company
ESRX
+$79.3M

Top Sells

Rank Stock Value
1
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$231M
2
EMC
EMC CORPORATION
EMC
+$160M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$82.1M
4
MS icon
Morgan Stanley
MS
+$82M
5
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$74.3M

Sector Composition

Rank Sector Weight
1 Financials 18.25%
2 Energy 11.59%
3 Technology 10.64%
4 Communication Services 9.71%
5 Consumer Staples 9.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFX
26
DELISTED
Newfield Exploration
NFX
$73.9M 0.94%
1,700,364
+771,829
+83% +$33.9M
XEC
27
DELISTED
CIMAREX ENERGY CO
XEC
$73.2M 0.93%
545,009
+76,252
+16% +$9.57M
MS icon
28
Morgan Stanley
MS
$337B
$70.5M 0.89%
2,200,000
-2,750,000
-56% -$82M
MDLZ icon
29
Mondelez International
MDLZ
$77.7B
$67.7M 0.86%
1,542,321
+1,492,821
+3,016% +$65.5M
WWAV
30
DELISTED
The WhiteWave Foods Company
WWAV
$66.3M 0.84%
+1,218,000
New +$67M
TS icon
31
Tenaris
TS
$29.1B
$63.4M 0.8%
2,231,095
+199,453
+10% +$5.48M
VIAV icon
32
Viavi Solutions
VIAV
$9.75B
$62.8M 0.8%
8,500,000
-900,135
-10% -$6.6M
SYT
33
DELISTED
Syngenta Ag
SYT
$61.8M 0.78%
705,000
+230,550
+49% +$19M
VSI
34
DELISTED
Vitamin Shoppe Inc.
VSI
$60.5M 0.77%
2,251,683
-57,300
-2% -$1.63M
CLR
35
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$59.7M 0.76%
1,148,658
-565,823
-33% -$26.3M
GOOG icon
36
Alphabet (Google) Class C
GOOG
$3.9T
$59M 0.75%
+1,517,000
New +$57.6M
HIG icon
37
Hartford Financial Services
HIG
$38.5B
$56.2M 0.71%
1,312,600
+1,110,200
+549% +$46.5M
UTEK
38
DELISTED
Ultratech Inc.
UTEK
$56M 0.71%
2,427,256
-1,026,730
-30% -$24.9M
M icon
39
Macy's
M
$6.15B
$55.6M 0.7%
1,500,000
-580,600
-28% -$21M
CXO
40
DELISTED
CONCHO RESOURCES INC.
CXO
$55.5M 0.7%
404,316
+384,316
+1,922% +$48.7M
STI
41
DELISTED
SunTrust Banks, Inc.
STI
$55.1M 0.7%
+1,257,800
New +$53.9M
CIT
42
DELISTED
CIT Group Inc.
CIT
$52.6M 0.67%
1,450,000
-670,323
-32% -$23.4M
PNC icon
43
PNC Financial Services
PNC
$100B
$52.2M 0.66%
578,925
-170,150
-23% -$14.6M
SLAB icon
44
Silicon Laboratories
SLAB
$7.15B
$50.3M 0.64%
855,432
-182,200
-18% -$9.84M
CB icon
45
Chubb
CB
$140B
$49.8M 0.63%
396,316
+221,103
+126% +$28.1M
SLGN icon
46
Silgan Holdings
SLGN
$4.91B
$48.6M 0.62%
1,920,600
+567,800
+42% +$14.2M
DVN icon
47
Devon Energy
DVN
$51.9B
$48.6M 0.62%
1,100,858
-1,614,394
-59% -$65.5M
KRE icon
48
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$46.4M 0.59%
1,097,914
-471,086
-30% -$19.3M
TFCFA
49
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$45.9M 0.58%
1,895,800
+636,400
+51% +$16.3M
NSM
50
DELISTED
Nationstar Mortgage Holdings
NSM
$45M 0.57%
3,041,419
-1,459,018
-32% -$20.8M
1
2
3 4 5

Similar funds

ACA
Ascension Capital Advisors Houston, Texas $318M AUM 15.97% 1-Year Est. Return
EFN
Equita Financial Network Fort Washington, Pennsylvania $318M AUM 16.52% 1-Year Est. Return
WIS
Wright Investors Service Shelton, Connecticut $318M AUM 33.9% 1-Year Est. Return
SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
TM
TigerOak Management Albuquerque, New Mexico $317M AUM 25.39% 1-Year Est. Return
GWP
Gen-Wealth Partners Zeeland, Michigan $317M AUM 17.24% 1-Year Est. Return
CPW
Crestmont Private Wealth Houston, Texas $317M AUM 15.31% 1-Year Est. Return
KI
Keewaydin Investments Southampton, New York $317M AUM

Carlson Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Carlson Capital held 353 positions worth $7.89B, down 1.8% from $8.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Carlson Capital withdrew a net $682M in Q3 2016, closing 93 positions and reducing 90 holdings. Its most notable exit was STARWOOD HOTELS & RESORTS WORLDWIDE, INC., an estimated $231M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Energy and Technology.

Against the trend, Carlson Capital opened a new position in Pioneer Natural Resource Co. worth $98.4M.

  • Carlson Capital's largest Q3 2016 buy was Pioneer Natural Resource Co.: 530,130 shares worth $98.4M.
  • Carlson Capital added most to Starz - Series A in Q3 2016, an estimated $101M increase.
  • Carlson Capital's biggest Q3 2016 reduction was Morgan Stanley, cutting an estimated $82M.
  • Carlson Capital fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $231M.
  • Carlson Capital's ten largest holdings make up 21% of its $7.89B portfolio in Q3 2016.
  • Carlson Capital opened 74 new positions and closed 93 in Q3 2016.
  • Carlson Capital's portfolio value fell 1.8% quarter-over-quarter to $7.89B.

Based on Carlson Capital's 13F filing for Q3 2016, filed 14 Nov 2016.