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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$7.42B
AUM Growth
-$906M
Cap. Flow
-$1.44B
Cap. Flow %
-19.46%
Top 10 Hldgs %
15.49%
Holding
363
New
83
Increased
71
Reduced
95
Closed
93

Top Buys

Rank Stock Value
1
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$113M
2
CMS icon
CMS Energy
CMS
+$83.9M
3
PEG icon
Public Service Enterprise Group
PEG
+$72.1M
4
MOLXA
MOLEX INC CL-A
MOLXA
+$69.4M
5
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$61.6M

Top Sells

Rank Stock Value
1
NRG icon
NRG Energy
NRG
+$197M
2
FON
SPRINT CORP FON COM
FON
+$125M
3
EQR icon
Equity Residential
EQR
+$87.7M
4
HCA icon
HCA Healthcare
HCA
+$73.1M
5
NEE icon
NextEra Energy
NEE
+$69M

Sector Composition

Rank Sector Weight
1 Energy 16.78%
2 Financials 10.24%
3 Technology 9.8%
4 Healthcare 9.41%
5 Utilities 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAH icon
26
Cardinal Health
CAH
$53.4B
$64.1M 0.86%
1,229,174
-149,990
-11% -$7.62M
AMT icon
27
American Tower
AMT
$77.7B
$63.2M 0.85%
852,745
-72,450
-8% -$5.23M
GGP
28
DELISTED
GGP Inc.
GGP
$63M 0.85%
3,265,796
-1,005,237
-24% -$20.2M
VOD icon
29
Vodafone
VOD
$34.9B
$62.8M 0.85%
1,750,889
-1,180,339
-40% -$37.3M
SWC
30
DELISTED
Stillwater Mining Co
SWC
$62.1M 0.84%
5,637,500
+777,519
+16% +$9M
SLAB icon
31
Silicon Laboratories
SLAB
$7.15B
$61.9M 0.83%
1,448,775
+154,238
+12% +$6.38M
PPS
32
DELISTED
Post Properties
PPS
$61.7M 0.83%
1,369,745
-39,780
-3% -$1.86M
SRC
33
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$61.6M 0.83%
+1,496,883
New +$61.6M
SRE icon
34
Sempra
SRE
$60.8B
$61.5M 0.83%
+1,438,090
New +$61.1M
DELL
35
DELISTED
DELL INC
DELL
$61.5M 0.83%
4,468,831
+26,623
+0.6% +$361K
CB icon
36
Chubb
CB
$140B
$60.7M 0.82%
648,592
-140,930
-18% -$12.9M
LOW icon
37
Lowe's Companies
LOW
$116B
$59.8M 0.81%
1,255,457
-64,450
-5% -$2.93M
ESRX
38
DELISTED
Express Scripts Holding Company
ESRX
$55.1M 0.74%
891,270
-113,480
-11% -$7.34M
AZO icon
39
AutoZone
AZO
$48.3B
$52.3M 0.7%
123,652
-43,350
-26% -$18.6M
SPG icon
40
Simon Property Group
SPG
$74.5B
$51.9M 0.7%
371,976
+320,967
+629% +$46.6M
GOOG icon
41
Alphabet (Google) Class C
GOOG
$3.9T
$51.5M 0.69%
2,361,217
-278,039
-11% -$6.14M
ROST icon
42
Ross Stores
ROST
$76.6B
$51.4M 0.69%
1,411,038
+638,358
+83% +$21.8M
CAM
43
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$50.7M 0.68%
868,970
+656,850
+310% +$39.1M
ORCL icon
44
Oracle
ORCL
$331B
$50.7M 0.68%
1,528,933
+252,028
+20% +$8.18M
SNDK
45
DELISTED
SANDISK CORP
SNDK
$49.7M 0.67%
834,813
-86,072
-9% -$5.06M
PCG icon
46
PG&E
PCG
$47.8B
$47.8M 0.64%
1,168,680
-279,070
-19% -$12.1M
EQT icon
47
EQT Corp
EQT
$33.2B
$47M 0.63%
972,840
-191,236
-16% -$8.87M
SM icon
48
SM Energy
SM
$7.96B
$45.4M 0.61%
+587,785
New +$40.7M
IVZ icon
49
Invesco
IVZ
$13.3B
$43.4M 0.58%
1,359,996
+395,709
+41% +$12.6M
ONXX
50
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$43M 0.58%
+345,000
New +$43.7M
1
2
3 4 5

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WIS
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SFCM
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TM
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GWP
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Carlson Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Carlson Capital held 363 positions worth $7.42B, down 11% from $8.33B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Carlson Capital withdrew a net $1.44B in Q3 2013, closing 93 positions and reducing 95 holdings. Its most notable exit was SPRINT CORP FON COM, an estimated $125M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, up from 14% a quarter earlier, followed by Financials and Technology.

Against the trend, Carlson Capital opened a new position in CMS Energy worth $81.3M.

  • Carlson Capital's largest Q3 2013 buy was CMS Energy: 3,088,950 shares worth $81.3M.
  • Carlson Capital added most to ELAN CORP ADS(RP1 ORD4IRISH PN in Q3 2013, an estimated $113M increase.
  • Carlson Capital's biggest Q3 2013 reduction was NRG Energy, cutting an estimated $197M.
  • Carlson Capital fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $125M.
  • Carlson Capital's ten largest holdings make up 15% of its $7.42B portfolio in Q3 2013.
  • Carlson Capital opened 83 new positions and closed 93 in Q3 2013.
  • Carlson Capital's portfolio value fell 11% quarter-over-quarter to $7.42B.

Based on Carlson Capital's 13F filing for Q3 2013, filed 13 Nov 2013.