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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+5.74%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$7.89B
AUM Growth
-$144M
Cap. Flow
-$682M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.76%
Holding
353
New
74
Increased
71
Reduced
90
Closed
93

Top Buys

Rank Stock Value
1
STRZA
Starz - Series A
STRZA
+$101M
2
LNKD
LinkedIn Corporation
LNKD
+$93M
3
GS icon
Goldman Sachs
GS
+$91.9M
4
PXD
Pioneer Natural Resource Co.
PXD
+$90.2M
5
ESRX
Express Scripts Holding Company
ESRX
+$79.3M

Top Sells

Rank Stock Value
1
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$231M
2
EMC
EMC CORPORATION
EMC
+$160M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$82.1M
4
MS icon
Morgan Stanley
MS
+$82M
5
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$74.3M

Sector Composition

Rank Sector Weight
1 Financials 18.25%
2 Energy 11.59%
3 Technology 10.64%
4 Communication Services 9.71%
5 Consumer Staples 9.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSRA
326
DELISTED
CSRA Inc.
CSRA
– –
-30,971
Closed -$726K
DD
327
DELISTED
Du Pont De Nemours E I
DD
– –
-175,000
Closed -$11.3M
N
328
DELISTED
Netsuite Inc
N
– –
-176,542
Closed -$12.9M
ITC
329
DELISTED
ITC HOLDINGS CORP
ITC
– –
-701,928
Closed -$32.9M
SKUL
330
DELISTED
SKULLCANDY INC
SKUL
– –
-775,000
Closed -$4.76M
FEIC
331
DELISTED
FEI COMPANY
FEIC
– –
-206,000
Closed -$22M
MRD
332
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
– –
-2,042,500
Closed -$32.4M
EMC
333
DELISTED
EMC CORPORATION
EMC
– –
-5,905,000
Closed -$160M
AXLL
334
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-2,517,000
Closed -$82.1M
SGNT
335
DELISTED
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
– –
-1,351,056
Closed -$20.2M
FNFG
336
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-7,633,200
Closed -$74.3M
HOT
337
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-3,119,200
Closed -$231M
BCR
338
DELISTED
CR Bard Inc.
BCR
– –
-52,753
Closed -$12.4M
CKEC
339
DELISTED
Carmike Cinemas Inc
CKEC
– –
-367,000
Closed -$11.1M
MDVN
340
DELISTED
MEDIVATION, INC.
MDVN
– –
-300,000
Closed -$18.1M
MHY
341
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
– –
-333,333
Closed -$1.57M
DWRE
342
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
– –
-310,000
Closed -$23.2M
TIVO
343
DELISTED
TIVO INC
TIVO
– –
-2,100,000
Closed -$20.8M
FNSR
344
DELISTED
Finisar Corp
FNSR
– –
-2,050,919
Closed -$35.9M
10 11 12 13
14

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WIS
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SFCM
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TM
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GWP
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Carlson Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Carlson Capital held 353 positions worth $7.89B, down 1.8% from $8.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Carlson Capital withdrew a net $682M in Q3 2016, closing 93 positions and reducing 90 holdings. Its most notable exit was STARWOOD HOTELS & RESORTS WORLDWIDE, INC., an estimated $231M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Energy and Technology.

Against the trend, Carlson Capital opened a new position in Pioneer Natural Resource Co. worth $98.4M.

  • Carlson Capital's largest Q3 2016 buy was Pioneer Natural Resource Co.: 530,130 shares worth $98.4M.
  • Carlson Capital added most to Starz - Series A in Q3 2016, an estimated $101M increase.
  • Carlson Capital's biggest Q3 2016 reduction was Morgan Stanley, cutting an estimated $82M.
  • Carlson Capital fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $231M.
  • Carlson Capital's ten largest holdings make up 21% of its $7.89B portfolio in Q3 2016.
  • Carlson Capital opened 74 new positions and closed 93 in Q3 2016.
  • Carlson Capital's portfolio value fell 1.8% quarter-over-quarter to $7.89B.

Based on Carlson Capital's 13F filing for Q3 2016, filed 14 Nov 2016.