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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$7.42B
AUM Growth
-$906M
Cap. Flow
-$1.44B
Cap. Flow %
-19.46%
Top 10 Hldgs %
15.49%
Holding
363
New
83
Increased
71
Reduced
95
Closed
93

Top Buys

Rank Stock Value
1
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$113M
2
CMS icon
CMS Energy
CMS
+$83.9M
3
PEG icon
Public Service Enterprise Group
PEG
+$72.1M
4
MOLXA
MOLEX INC CL-A
MOLXA
+$69.4M
5
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$61.6M

Top Sells

Rank Stock Value
1
NRG icon
NRG Energy
NRG
+$197M
2
FON
SPRINT CORP FON COM
FON
+$125M
3
EQR icon
Equity Residential
EQR
+$87.7M
4
HCA icon
HCA Healthcare
HCA
+$73.1M
5
NEE icon
NextEra Energy
NEE
+$69M

Sector Composition

Rank Sector Weight
1 Energy 16.78%
2 Financials 10.24%
3 Technology 9.8%
4 Healthcare 9.41%
5 Utilities 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYT
326
DELISTED
CYTEC INDS INC
CYT
– –
-446,580
Closed -$16.4M
ANN
327
DELISTED
ANN INC
ANN
– –
-511,739
Closed -$17M
WLT
328
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
– –
-968,002
Closed -$10.1M
LO
329
DELISTED
LORILLARD INC COM STK
LO
– –
-451,903
Closed -$19.7M
XLS
330
DELISTED
EXELIS INC COM STK
XLS
– –
-626,000
Closed -$8.06M
CODE
331
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
– –
-237,927
Closed -$2.98M
SIMG
332
DELISTED
SILICON IMAGE INC
SIMG
– –
-1,421,358
Closed -$8.31M
LCC
333
DELISTED
US AIRWAYS GROUP INC.
LCC
– –
-800,000
Closed -$13.1M
LCC
334
PUT
DELISTED
US AIRWAYS GROUP INC.
LCC
– –
-4,400
Closed -$216K
OPTR
335
CALL
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-2,000
Closed -$350K
VHS
336
DELISTED
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
– –
-1,000,000
Closed -$20.7M
WCRX
337
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
– –
-524,800
Closed -$10.4M
SFD
338
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-1,129,800
Closed -$37M
WWAV.B
339
DELISTED
THE WHITEWAVE FOODS COMPANY CLASS B COM STK
WWAV.B
– –
-2,554,463
Closed -$38.8M
BKI
340
DELISTED
BUCKEYE TECHNOLOGY INC
BKI
– –
-645,900
Closed -$23.9M
PWER
341
DELISTED
POWER-ONE INC COM STK NEW (DE)
PWER
– –
-755,861
Closed -$4.78M
ET
342
DELISTED
EXACTTARGET INC COM STK (DE)
ET
– –
-1,415,262
Closed -$47.7M
EXXI
343
DELISTED
ENERGY XXI LTD COM SHS
EXXI
– –
-150,000
Closed -$3.33M
EXXI
344
PUT
DELISTED
ENERGY XXI LTD COM SHS
EXXI
– –
-2,100
Closed -$1.42M
CA
345
DELISTED
CA, Inc.
CA
– –
-1,099,887
Closed -$31.5M
GG
346
DELISTED
Goldcorp Inc
GG
– –
-2,780,750
Closed -$68.8M
FON
347
DELISTED
SPRINT CORP FON COM
FON
– –
-17,755,500
Closed -$125M
CLWR
348
DELISTED
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
– –
-1,528,919
Closed -$7.64M
10 11 12 13
14

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GWP
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Carlson Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Carlson Capital held 363 positions worth $7.42B, down 11% from $8.33B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Carlson Capital withdrew a net $1.44B in Q3 2013, closing 93 positions and reducing 95 holdings. Its most notable exit was SPRINT CORP FON COM, an estimated $125M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, up from 14% a quarter earlier, followed by Financials and Technology.

Against the trend, Carlson Capital opened a new position in CMS Energy worth $81.3M.

  • Carlson Capital's largest Q3 2013 buy was CMS Energy: 3,088,950 shares worth $81.3M.
  • Carlson Capital added most to ELAN CORP ADS(RP1 ORD4IRISH PN in Q3 2013, an estimated $113M increase.
  • Carlson Capital's biggest Q3 2013 reduction was NRG Energy, cutting an estimated $197M.
  • Carlson Capital fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $125M.
  • Carlson Capital's ten largest holdings make up 15% of its $7.42B portfolio in Q3 2013.
  • Carlson Capital opened 83 new positions and closed 93 in Q3 2013.
  • Carlson Capital's portfolio value fell 11% quarter-over-quarter to $7.42B.

Based on Carlson Capital's 13F filing for Q3 2013, filed 13 Nov 2013.