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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
-1.98%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$9.26B
AUM Growth
+$138M
Cap. Flow
+$316M
Cap. Flow %
3.41%
Top 10 Hldgs %
15.28%
Holding
411
New
80
Increased
117
Reduced
96
Closed
85

Top Buys

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$115M
2
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$114M
3
LO
LORILLARD INC COM STK
LO
+$102M
4
KMT icon
Kennametal
KMT
+$98M
5
ROC
ROCKWOOD HLDGS INC
ROC
+$89.5M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$278M
2
HSH
HILLSHIRE BRANDS CO
HSH
+$155M
3
EMC
EMC CORPORATION
EMC
+$95M
4
SLB icon
SLB Ltd
SLB
+$78.2M
5
GM icon
General Motors
GM
+$77.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 13.68%
2 Financials 12.75%
3 Technology 10.95%
4 Energy 9.81%
5 Utilities 7.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIBR.C
301
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$553K 0.01%
1,494
– –
NEE icon
302
NextEra Energy
NEE
$185B
$439K ﹤0.01%
18,720
-474,180
-96% -$11.4M
AKS
303
PUT
DELISTED
AK Steel Holding Corp
AKS
$316K ﹤0.01%
+2,051
New +$19.1K
GM.WS.A
304
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$300K ﹤0.01%
13,421
– –
CX icon
305
Cemex
CX
$17.6B
$264K ﹤0.01%
22,778
-733,581
-97% -$8.52M
WLT
306
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$243K ﹤0.01%
103,900
– –
MTW icon
307
PUT
Manitowoc
MTW
$523M
$239K ﹤0.01%
+775
New +$20.2K
YELP icon
308
PUT
Yelp
YELP
$1.45B
$239K ﹤0.01%
+288
New +$21.5K
NBR icon
309
PUT
Nabors Industries
NBR
$1.16B
$212K ﹤0.01%
+17
New +$22.6K
VLO icon
310
PUT
Valero Energy
VLO
$90.5B
$204K ﹤0.01%
+370
New +$18.7K
HLF icon
311
PUT
Herbalife
HLF
$1.26B
$201K ﹤0.01%
288
-288
-50% -$7.7K
GM.WS.B
312
DELISTED
General Motors Company
GM.WS.B
$194K ﹤0.01%
13,421
– –
END
313
DELISTED
ENDEAVOUR INTERNATIONAL CORP NEW (NV)
END
$150K ﹤0.01%
+500,000
New +$483K
CYHHZ
314
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$119K ﹤0.01%
3,394,977
– –
ADI icon
315
Analog Devices
ADI
$181B
– –
-891,006
Closed -$48.2M
ADM icon
316
Archer Daniels Midland
ADM
$40.1B
– –
-211,010
Closed -$9.31M
AMAT icon
317
Applied Materials
AMAT
$410B
– –
-925,000
Closed -$20.9M
ANF icon
318
Abercrombie & Fitch
ANF
$4.41B
– –
-176,000
Closed -$7.61M
BHP icon
319
BHP
BHP
$213B
– –
-701,515
Closed -$40.6M
BRX icon
320
Brixmor Property Group
BRX
$9.93B
– –
-1,091,340
Closed -$25M
BUD icon
321
AB InBev
BUD
$156B
– –
-198,240
Closed -$22.8M
CAH icon
322
Cardinal Health
CAH
$53.7B
– –
-265,310
Closed -$18.2M
CMS icon
323
CMS Energy
CMS
$22.9B
– –
-766,940
Closed -$23.9M
COST icon
324
Costco
COST
$422B
– –
-57,709
Closed -$6.65M
CVS icon
325
CVS Health
CVS
$137B
– –
-243,795
Closed -$18.4M
11 12
13
14 15

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WIS
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SFCM
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TM
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GWP
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CPW
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KI
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Carlson Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Carlson Capital held 411 positions worth $9.26B, up 1.5% from $9.13B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Carlson Capital deployed $316M of net new capital in Q3 2014, opening 80 new positions and adding to 117 existing holdings. Its largest new stake was TRW AUTOMOTIVE HOLDINGS CORP: 705,000 shares worth $71.4M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 14% of assets, up from 12% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was EMC CORPORATION, an estimated $95M trimmed.

  • Carlson Capital's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 705,000 shares worth $71.4M.
  • Carlson Capital added most to Valero Energy in Q3 2014, an estimated $115M increase.
  • Carlson Capital's biggest Q3 2014 reduction was EMC CORPORATION, cutting an estimated $95M.
  • Carlson Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $278M.
  • Carlson Capital's ten largest holdings make up 15% of its $9.26B portfolio in Q3 2014.
  • Carlson Capital opened 80 new positions and closed 85 in Q3 2014.
  • Carlson Capital's portfolio value rose 1.5% quarter-over-quarter to $9.26B.

Based on Carlson Capital's 13F filing for Q3 2014, filed 13 Nov 2014.