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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$7.42B
AUM Growth
-$906M
Cap. Flow
-$1.44B
Cap. Flow %
-19.46%
Top 10 Hldgs %
15.49%
Holding
363
New
83
Increased
71
Reduced
95
Closed
93

Top Buys

Rank Stock Value
1
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$113M
2
CMS icon
CMS Energy
CMS
+$83.9M
3
PEG icon
Public Service Enterprise Group
PEG
+$72.1M
4
MOLXA
MOLEX INC CL-A
MOLXA
+$69.4M
5
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$61.6M

Top Sells

Rank Stock Value
1
NRG icon
NRG Energy
NRG
+$197M
2
FON
SPRINT CORP FON COM
FON
+$125M
3
EQR icon
Equity Residential
EQR
+$87.7M
4
HCA icon
HCA Healthcare
HCA
+$73.1M
5
NEE icon
NextEra Energy
NEE
+$69M

Sector Composition

Rank Sector Weight
1 Energy 16.78%
2 Financials 10.24%
3 Technology 9.8%
4 Healthcare 9.41%
5 Utilities 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THC icon
301
Tenet Healthcare
THC
$21B
– –
-280,120
Closed -$12.9M
TROX icon
302
Tronox
TROX
$973M
– –
-422,200
Closed -$8.51M
UNH icon
303
UnitedHealth
UNH
$379B
– –
-395,422
Closed -$25.9M
USB icon
304
US Bancorp
USB
$98.9B
– –
-1,685,817
Closed -$60.9M
V icon
305
Visa
V
$689B
– –
-1,062,408
Closed -$48.5M
VMC icon
306
Vulcan Materials
VMC
$36.9B
– –
-348,400
Closed -$16.9M
VNO icon
307
Vornado Realty Trust
VNO
$7.43B
– –
-75,272
Closed -$4.56M
WAT icon
308
Waters Corp
WAT
$36.4B
– –
-128,395
Closed -$12.8M
WBS icon
309
Webster Financial
WBS
$12.5B
– –
-1,357,600
Closed -$34.9M
WDC icon
310
Western Digital
WDC
$172B
– –
-511,687
Closed -$24M
SLCA
311
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-608,100
Closed -$12.6M
MDRX
312
DELISTED
Veradigm Inc. Common Stock
MDRX
– –
-959,170
Closed -$12.4M
BSMX
313
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
– –
-864,000
Closed -$12.3M
DISCK
314
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-783,600
Closed -$27.3M
RDS.A
315
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-526,669
Closed -$33.6M
ETFC
316
DELISTED
E*Trade Financial Corporation
ETFC
– –
-1,529,272
Closed -$19.4M
AGN
317
DELISTED
Allergan plc
AGN
– –
-162,960
Closed -$20.6M
AET
318
DELISTED
Aetna Inc
AET
– –
-187,852
Closed -$11.9M
MON
319
DELISTED
Monsanto Co
MON
– –
-264,180
Closed -$26.1M
MJN
320
DELISTED
Mead Johnson Nutrition Company
MJN
– –
-148,070
Closed -$11.7M
ITC
321
DELISTED
ITC HOLDINGS CORP
ITC
– –
-1,810,068
Closed -$55.1M
DCUB
322
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
– –
-96,000
Closed -$4.78M
ARG
323
DELISTED
Airgas Inc
ARG
– –
-173,325
Closed -$16.5M
MHFI
324
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
– –
-550,000
Closed -$29.3M
SIRO
325
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
– –
-90,240
Closed -$5.95M
10 11 12
13
14

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SFCM
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TM
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GWP
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Carlson Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Carlson Capital held 363 positions worth $7.42B, down 11% from $8.33B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Carlson Capital withdrew a net $1.44B in Q3 2013, closing 93 positions and reducing 95 holdings. Its most notable exit was SPRINT CORP FON COM, an estimated $125M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, up from 14% a quarter earlier, followed by Financials and Technology.

Against the trend, Carlson Capital opened a new position in CMS Energy worth $81.3M.

  • Carlson Capital's largest Q3 2013 buy was CMS Energy: 3,088,950 shares worth $81.3M.
  • Carlson Capital added most to ELAN CORP ADS(RP1 ORD4IRISH PN in Q3 2013, an estimated $113M increase.
  • Carlson Capital's biggest Q3 2013 reduction was NRG Energy, cutting an estimated $197M.
  • Carlson Capital fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $125M.
  • Carlson Capital's ten largest holdings make up 15% of its $7.42B portfolio in Q3 2013.
  • Carlson Capital opened 83 new positions and closed 93 in Q3 2013.
  • Carlson Capital's portfolio value fell 11% quarter-over-quarter to $7.42B.

Based on Carlson Capital's 13F filing for Q3 2013, filed 13 Nov 2013.