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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$10.2B
AUM Growth
+$904M
Cap. Flow
+$440M
Cap. Flow %
4.33%
Top 10 Hldgs %
15%
Holding
434
New
105
Increased
100
Reduced
92
Closed
106

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$171M
2
KEY icon
KeyCorp
KEY
+$166M
3
AGN
Allergan Inc
AGN
+$134M
4
DRC
DRESSER-RAND GROUP INC
DRC
+$116M
5
WPX
WPX Energy, Inc.
WPX
+$96.2M

Top Sells

Rank Stock Value
1
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$115M
2
HOUS
Anywhere Real Estate
HOUS
+$95.3M
3
FE icon
FirstEnergy
FE
+$80.8M
4
SRE icon
Sempra
SRE
+$80M
5
CSCO icon
Cisco
CSCO
+$71.7M

Sector Composition

Rank Sector Weight
1 Technology 14.59%
2 Financials 12.77%
3 Consumer Discretionary 12.34%
4 Healthcare 10.25%
5 Energy 7.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLDR icon
276
Builders FirstSource
BLDR
$7.82B
$2.06M 0.02%
+300,000
New +$1.79M
AEC
277
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$1.98M 0.02%
+85,400
New +$1.76M
NHS
278
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$1.87M 0.02%
151,800
– –
IVH
279
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$1.8M 0.02%
113,333
– –
HIO
280
Western Asset High Income Opportunity Fund
HIO
$334M
$1.79M 0.02%
333,333
– –
MHY
281
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$1.7M 0.02%
333,333
– –
JNJ icon
282
Johnson & Johnson
JNJ
$641B
$1.22M 0.01%
+11,700
New +$1.23M
COVS
283
DELISTED
Covisint Corporation
COVS
$1.11M 0.01%
420,733
+238,712
+131% +$684K
ZG icon
284
PUT
Zillow
ZG
$7.32B
$769K 0.01%
+2,388
New +$87.6K
LNG icon
285
PUT
Cheniere Energy
LNG
$53.6B
$767K 0.01%
+1,710
New +$121K
VHI icon
286
Valhi
VHI
$385M
$641K 0.01%
8,333
– –
TSLA icon
287
PUT
Tesla
TSLA
$1.22T
$609K 0.01%
40,500
-22,500
-36% -$352K
FANG icon
288
PUT
Diamondback Energy
FANG
$55.1B
$605K 0.01%
+893
New +$56.8K
VRTX icon
289
PUT
Vertex Pharmaceuticals
VRTX
$122B
$592K 0.01%
+640
New +$72.1K
GMCR
290
PUT
DELISTED
KEURIG GREEN MTN INC
GMCR
$545K 0.01%
+576
New +$81.7K
CHK
291
PUT
DELISTED
Chesapeake Energy Corporation
CHK
$532K 0.01%
+40
New +$166K
WMB icon
292
PUT
Williams Companies
WMB
$86.6B
$522K 0.01%
+774
New +$39.6K
GM icon
293
General Motors
GM
$78.7B
$515K 0.01%
14,764
-225,376
-94% -$7.2M
MU icon
294
PUT
Micron Technology
MU
$1.02T
$435K ﹤0.01%
+2,274
New +$75.3K
TRGP icon
295
CALL
Targa Resources
TRGP
$57.4B
$427K ﹤0.01%
+756
New +$87.5K
UAA icon
296
PUT
Under Armour
UAA
$3.02B
$403K ﹤0.01%
+2,351
New +$78.7K
FFIV icon
297
PUT
F5
FFIV
$23B
$338K ﹤0.01%
+666
New +$83K
GM.WS.A
298
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$337K ﹤0.01%
13,421
– –
LRCX icon
299
PUT
Lam Research
LRCX
$365B
$311K ﹤0.01%
+10,280
New +$79.7K
SUNE
300
PUT
DELISTED
SUNEDISON, INC COM
SUNE
$306K ﹤0.01%
+2,176
New +$41.3K
10 11
12
13 14

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WIS
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SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
TM
TigerOak Management Albuquerque, New Mexico $317M AUM 25.39% 1-Year Est. Return
GWP
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CPW
Crestmont Private Wealth Houston, Texas $317M AUM 15.31% 1-Year Est. Return
KI
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CPH
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Carlson Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Carlson Capital held 434 positions worth $10.2B, up 9.8% from $9.26B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Carlson Capital deployed $440M of net new capital in Q4 2014, opening 105 new positions and adding to 100 existing holdings. Its largest new stake was CAREFUSION CORPORATION: 2,983,455 shares worth $177M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $115M trimmed.

  • Carlson Capital's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,983,455 shares worth $177M.
  • Carlson Capital added most to KeyCorp in Q4 2014, an estimated $166M increase.
  • Carlson Capital's biggest Q4 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $115M.
  • Carlson Capital fully exited FirstEnergy in Q4 2014, selling an estimated $80.8M.
  • Carlson Capital's ten largest holdings make up 15% of its $10.2B portfolio in Q4 2014.
  • Carlson Capital opened 105 new positions and closed 106 in Q4 2014.
  • Carlson Capital's portfolio value rose 9.8% quarter-over-quarter to $10.2B.

Based on Carlson Capital's 13F filing for Q4 2014, filed 13 Feb 2015.