CC

Carlson Capital Portfolio holdings

AUM $176M
1-Year Return 8.55%
This Quarter Return
-1.96%
1 Year Return
+8.55%
3 Year Return
+72.03%
5 Year Return
+273.65%
10 Year Return
+747.49%
AUM
$9.25B
AUM Growth
+$132M
Cap. Flow
+$141M
Cap. Flow %
1.53%
Top 10 Hldgs %
15.3%
Holding
411
New
73
Increased
116
Reduced
95
Closed
81

Top Buys

1
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$111M
2
VLO icon
Valero Energy
VLO
$105M
3
LO
LORILLARD INC COM STK
LO
$101M
4
KMT icon
Kennametal
KMT
$92.1M
5
ROC
ROCKWOOD HLDGS INC
ROC
$85.5M

Top Sells

1
FRX
FOREST LABORATORIES INC
FRX
$278M
2
HSH
HILLSHIRE BRANDS CO
HSH
$155M
3
EMC
EMC CORPORATION
EMC
$96.3M
4
SLB icon
Schlumberger
SLB
$78.2M
5
TGT icon
Target
TGT
$77.5M

Sector Composition

1 Consumer Discretionary 13.69%
2 Financials 12.76%
3 Technology 10.97%
4 Energy 9.82%
5 Utilities 7.98%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TGT icon
276
Target
TGT
$42.3B
$3.13M 0.03%
50,000
-1,236,715
-96% -$77.5M
TOL icon
277
Toll Brothers
TOL
$14.2B
$3.05M 0.03%
97,900
+15,200
+18% +$474K
MRCY icon
278
Mercury Systems
MRCY
$4.13B
$2.98M 0.03%
271,000
+1,173
+0.4% +$12.9K
UHS icon
279
Universal Health Services
UHS
$12.1B
$2.9M 0.03%
+27,762
New +$2.9M
FSD
280
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$2.85M 0.03%
166,666
– –
GFIG
281
DELISTED
GFI GROUP INC
GFIG
$2.72M 0.03%
+503,000
New +$2.72M
KMI icon
282
Kinder Morgan
KMI
$59.1B
$2.58M 0.03%
+67,400
New +$2.58M
HYI
283
Western Asset High Yield Opportunity Fund Inc.
HYI
$273M
$2.55M 0.03%
153,333
– –
DHG
284
DELISTED
Deutsche High Incm Opportunities
DHG
$2.25M 0.02%
153,333
– –
HYT icon
285
BlackRock Corporate High Yield Fund
HYT
$1.48B
$2.17M 0.02%
183,333
– –
NHS
286
Neuberger Berman High Yield Strategies Fund
NHS
$230M
$1.96M 0.02%
151,800
– –
IVH
287
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$1.96M 0.02%
113,333
– –
HIO
288
Western Asset High Income Opportunity Fund
HIO
$375M
$1.93M 0.02%
333,333
– –
VYX icon
289
NCR Voyix
VYX
$1.84B
$1.93M 0.02%
94,025
-355,480
-79% -$7.29M
MHY
290
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$1.84M 0.02%
333,333
– –
DIOD icon
291
Diodes
DIOD
$2.46B
$813K 0.01%
33,974
– –
COVS
292
DELISTED
Covisint Corporation
COVS
$755K 0.01%
182,021
– –
CNQ icon
293
Canadian Natural Resources
CNQ
$63.2B
$737K 0.01%
39,261
+7,860
+25% +$148K
VHI icon
294
Valhi
VHI
$461M
$653K 0.01%
8,333
– –
KWK
295
DELISTED
QUICKSILVER RESOURCES INC
KWK
$603K 0.01%
+1,000,000
New +$603K
ANR
296
DELISTED
ALPHA NATURAL RESOURCES INC.
ANR
$585K 0.01%
235,700
– –
OIBR.C
297
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$553K 0.01%
1,494
– –
NEE icon
298
NextEra Energy, Inc.
NEE
$146B
$439K ﹤0.01%
18,720
-474,180
-96% -$11.1M
GM.WS.A
299
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$300K ﹤0.01%
13,421
– –
CX icon
300
Cemex
CX
$13.6B
$264K ﹤0.01%
22,778
-733,581
-97% -$8.5M
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