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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
-1.98%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$9.26B
AUM Growth
+$138M
Cap. Flow
+$316M
Cap. Flow %
3.41%
Top 10 Hldgs %
15.28%
Holding
411
New
80
Increased
117
Reduced
96
Closed
85

Top Buys

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$115M
2
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$114M
3
LO
LORILLARD INC COM STK
LO
+$102M
4
KMT icon
Kennametal
KMT
+$98M
5
ROC
ROCKWOOD HLDGS INC
ROC
+$89.5M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$278M
2
HSH
HILLSHIRE BRANDS CO
HSH
+$155M
3
EMC
EMC CORPORATION
EMC
+$95M
4
SLB icon
SLB Ltd
SLB
+$78.2M
5
GM icon
General Motors
GM
+$77.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 13.68%
2 Financials 12.75%
3 Technology 10.95%
4 Energy 9.81%
5 Utilities 7.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTRPA
276
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$3.4M 0.04%
+100,223
New +$3.5M
TGT icon
277
Target
TGT
$63.7B
$3.13M 0.03%
50,000
-1,236,715
-96% -$74.9M
TOL icon
278
Toll Brothers
TOL
$14.1B
$3.05M 0.03%
97,900
+15,200
+18% +$521K
MRCY icon
279
Mercury Systems
MRCY
$6.23B
$2.98M 0.03%
271,000
+1,173
+0.4% +$13.2K
UHS icon
280
Universal Health Services
UHS
$9.64B
$2.9M 0.03%
+27,762
New +$2.95M
FSD
281
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$2.85M 0.03%
166,666
– –
GFIG
282
DELISTED
GFI GROUP INC
GFIG
$2.72M 0.03%
+503,000
New +$2.21M
KMI icon
283
Kinder Morgan
KMI
$70.6B
$2.58M 0.03%
+67,400
New +$2.56M
HYI
284
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$2.55M 0.03%
153,333
– –
DHG
285
DELISTED
Deutsche High Incm Opportunities
DHG
$2.25M 0.02%
153,333
– –
HYT icon
286
BlackRock Corporate High Yield Fund
HYT
$1.35B
$2.17M 0.02%
183,333
– –
NHS
287
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$1.96M 0.02%
151,800
– –
IVH
288
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$1.96M 0.02%
113,333
– –
HIO
289
Western Asset High Income Opportunity Fund
HIO
$334M
$1.93M 0.02%
333,333
– –
VYX icon
290
NCR Voyix
VYX
$1.13B
$1.93M 0.02%
94,025
-355,480
-79% -$7.21M
MHY
291
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$1.84M 0.02%
333,333
– –
XLB icon
292
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$1.55M 0.02%
+3,800
New +$94.8K
TSLA icon
293
PUT
Tesla
TSLA
$1.22T
$1.24M 0.01%
63,000
+54,000
+600% +$891K
JCP
294
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
$927K 0.01%
3,150
– –
DIOD icon
295
Diodes
DIOD
$3.95B
$813K 0.01%
33,974
– –
COVS
296
DELISTED
Covisint Corporation
COVS
$755K 0.01%
182,021
– –
CNQ icon
297
Canadian Natural Resources
CNQ
$93.4B
$737K 0.01%
39,261
+7,860
+25% +$162K
VHI icon
298
Valhi
VHI
$385M
$653K 0.01%
8,333
– –
KWK
299
DELISTED
QUICKSILVER RESOURCES INC
KWK
$603K 0.01%
+1,000,000
New +$1.52M
ANR
300
DELISTED
Alpha Natural Resources Inc
ANR
$585K 0.01%
235,700
– –
10 11
12
13 14

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EFN
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WIS
Wright Investors Service Shelton, Connecticut $318M AUM 33.9% 1-Year Est. Return
SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
TM
TigerOak Management Albuquerque, New Mexico $317M AUM 25.39% 1-Year Est. Return
GWP
Gen-Wealth Partners Zeeland, Michigan $317M AUM 17.24% 1-Year Est. Return
CPW
Crestmont Private Wealth Houston, Texas $317M AUM 15.31% 1-Year Est. Return
KI
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Carlson Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Carlson Capital held 411 positions worth $9.26B, up 1.5% from $9.13B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Carlson Capital deployed $316M of net new capital in Q3 2014, opening 80 new positions and adding to 117 existing holdings. Its largest new stake was TRW AUTOMOTIVE HOLDINGS CORP: 705,000 shares worth $71.4M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 14% of assets, up from 12% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was EMC CORPORATION, an estimated $95M trimmed.

  • Carlson Capital's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 705,000 shares worth $71.4M.
  • Carlson Capital added most to Valero Energy in Q3 2014, an estimated $115M increase.
  • Carlson Capital's biggest Q3 2014 reduction was EMC CORPORATION, cutting an estimated $95M.
  • Carlson Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $278M.
  • Carlson Capital's ten largest holdings make up 15% of its $9.26B portfolio in Q3 2014.
  • Carlson Capital opened 80 new positions and closed 85 in Q3 2014.
  • Carlson Capital's portfolio value rose 1.5% quarter-over-quarter to $9.26B.

Based on Carlson Capital's 13F filing for Q3 2014, filed 13 Nov 2014.