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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$8.6B
AUM Growth
-$224M
Cap. Flow
-$565M
Cap. Flow %
-6.57%
Top 10 Hldgs %
14.55%
Holding
391
New
117
Increased
73
Reduced
111
Closed
75

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$155M
2
NRG icon
NRG Energy
NRG
+$112M
3
INTC icon
Intel
INTC
+$101M
4
EXC icon
Exelon
EXC
+$86M
5
AEO icon
American Eagle Outfitters
AEO
+$85M

Top Sells

Rank Stock Value
1
ELV icon
Elevance Health
ELV
+$133M
2
ORCL icon
Oracle
ORCL
+$121M
3
OKE icon
Oneok
OKE
+$109M
4
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$105M
5
ESRX
Express Scripts Holding Company
ESRX
+$104M

Sector Composition

Rank Sector Weight
1 Energy 14.35%
2 Technology 14.14%
3 Consumer Discretionary 12.75%
4 Financials 9.18%
5 Healthcare 7.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYI
276
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$2.74M 0.03%
+153,333
New +$2.75M
BURL icon
277
Burlington
BURL
$23.3B
$2.61M 0.03%
+88,400
New +$2.43M
AVNW icon
278
Aviat Networks
AVNW
$264M
$2.46M 0.03%
257,570
+7,500
+3% +$87.4K
CZR
279
DELISTED
Caesars Entertainment Corporation
CZR
$2.38M 0.03%
+125,000
New +$2.88M
AZO icon
280
AutoZone
AZO
$50.9B
$2.34M 0.03%
4,363
-29,688
-87% -$15.4M
HYT icon
281
BlackRock Corporate High Yield Fund
HYT
$1.36B
$2.25M 0.03%
+183,333
New +$2.24M
DHG
282
DELISTED
Deutsche High Incm Opportunities
DHG
$2.24M 0.03%
+153,333
New +$2.22M
IVH
283
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$2.07M 0.02%
+113,333
New +$2.06M
INFY icon
284
Infosys
INFY
$50B
$2.07M 0.02%
+305,728
New +$2.22M
NHS
285
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$2.07M 0.02%
+151,800
New +$2.06M
HIO
286
Western Asset High Income Opportunity Fund
HIO
$334M
$2.02M 0.02%
+333,333
New +$2M
MHY
287
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$1.91M 0.02%
+333,333
New +$1.92M
ANR
288
DELISTED
Alpha Natural Resources Inc
ANR
$1.85M 0.02%
435,700
+96,500
+28% +$517K
CIR
289
DELISTED
CIRCOR International, Inc
CIR
$1.83M 0.02%
+25,000
New +$1.87M
JCP
290
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
$1.57M 0.02%
+3,150
New +$22.7K
FST
291
DELISTED
FOREST OIL CORPORATION
FST
$1.53M 0.02%
+800,000
New +$2.16M
COVS
292
DELISTED
Covisint Corporation
COVS
$1.28M 0.01%
+175,200
New +$1.76M
KRA
293
DELISTED
Kraton Corporation
KRA
$1.07M 0.01%
+40,769
New +$1.03M
SWY
294
DELISTED
SAFEWAY INC
SWY
$924K 0.01%
+27,925
New +$866K
WLT
295
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$785K 0.01%
103,900
– –
NADL
296
DELISTED
North Atlantic Drilling Ltd
NADL
$675K 0.01%
+7,640
New +$669K
FL
297
DELISTED
Foot Locker
FL
$622K 0.01%
13,238
-629,327
-98% -$26.1M
GM.WS.A
298
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$333K ﹤0.01%
13,421
– –
GM.WS.B
299
DELISTED
General Motors Company
GM.WS.B
$234K ﹤0.01%
13,421
– –
CYHHZ
300
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$223K ﹤0.01%
+3,678,195
New +$204K
10 11
12
13 14

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Carlson Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Carlson Capital held 391 positions worth $8.6B, down 2.5% from $8.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Carlson Capital withdrew a net $565M in Q1 2014, closing 75 positions and reducing 111 holdings. Its most notable exit was Oneok, an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Energy at 14% of assets, down from 15% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Carlson Capital opened a new position in FOREST LABORATORIES INC worth $177M.

  • Carlson Capital's largest Q1 2014 buy was FOREST LABORATORIES INC: 1,917,167 shares worth $177M.
  • Carlson Capital added most to NRG Energy in Q1 2014, an estimated $112M increase.
  • Carlson Capital's biggest Q1 2014 reduction was Elevance Health, cutting an estimated $133M.
  • Carlson Capital fully exited Oneok in Q1 2014, selling an estimated $109M.
  • Carlson Capital's ten largest holdings make up 15% of its $8.6B portfolio in Q1 2014.
  • Carlson Capital opened 117 new positions and closed 75 in Q1 2014.
  • Carlson Capital's portfolio value fell 2.5% quarter-over-quarter to $8.6B.

Based on Carlson Capital's 13F filing for Q1 2014, filed 15 May 2014.