CC

Carlson Capital Portfolio holdings

AUM $176M
1-Year Return 8.55%
This Quarter Return
+5.83%
1 Year Return
+8.55%
3 Year Return
+72.03%
5 Year Return
+273.65%
10 Year Return
+747.49%
AUM
$5.85B
AUM Growth
+$28.9M
Cap. Flow
-$282M
Cap. Flow %
-4.82%
Top 10 Hldgs %
28.58%
Holding
292
New
73
Increased
62
Reduced
70
Closed
64

Top Buys

1
CAA
CalAtlantic Group, Inc.
CAA
$144M
2
DD icon
DuPont de Nemours
DD
$108M
3
TWX
Time Warner Inc
TWX
$81.9M
4
CAVM
Cavium, Inc.
CAVM
$74.9M
5
BPOP icon
Popular Inc
BPOP
$67.7M

Top Sells

1
BCR
CR Bard Inc.
BCR
$213M
2
RICE
Rice Energy Inc.
RICE
$95.8M
3
AABA
Altaba Inc. Common Stock
AABA
$82.7M
4
SC
SANTANDER CONSUMER USA HOLDINGS INC
SC
$79.1M
5
PRU icon
Prudential Financial
PRU
$76M

Sector Composition

1 Technology 17.96%
2 Financials 15.72%
3 Communication Services 12.79%
4 Consumer Staples 8.84%
5 Consumer Discretionary 7.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SIX
251
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-115,000
Closed -$7.01M
PXD
252
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-345,099
Closed -$50.9M
CPE
253
DELISTED
Callon Petroleum Company
CPE
– –
-170,495
Closed -$19.2M
UMPQ
254
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-150,000
Closed -$2.93M
Y
255
DELISTED
Alleghany Corporation
Y
– –
-40,587
Closed -$22.5M
MGP
256
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
– –
-340,719
Closed -$10.3M
DISCK
257
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
0
– –
HMHC
258
DELISTED
Houghton Mifflin Harcourt Company
HMHC
– –
-971,313
Closed -$11.7M
VRS
259
DELISTED
Verso Corporation
VRS
– –
-1,119,100
Closed -$5.7M
CONE
260
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-105,622
Closed -$6.22M
KSU
261
DELISTED
Kansas City Southern
KSU
– –
-322,699
Closed -$35.1M
CXO
262
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-288,160
Closed -$38M
WPX
263
DELISTED
WPX Energy, Inc.
WPX
– –
-4,128,552
Closed -$47.5M
GNC
264
DELISTED
GNC Holdings, Inc.
GNC
– –
0
– –
INXN
265
DELISTED
Interxion Holding N.V.
INXN
– –
-485,402
Closed -$24.7M
VSI
266
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-184,021
Closed -$985K
BID
267
DELISTED
Sotheby's
BID
– –
0
– –
IDTI
268
DELISTED
Integrated Device Technology I
IDTI
– –
-232,793
Closed -$6.19M
PX
269
DELISTED
Praxair Inc
PX
– –
-78,300
Closed -$10.9M
VR
270
DELISTED
Validus Hold Ltd
VR
– –
-541,263
Closed -$26.6M
GNRT
271
DELISTED
Gener8 Maritime, Inc.
GNRT
– –
-728,419
Closed -$3.29M
BRCD
272
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-2,845,000
Closed -$34M
RICE
273
DELISTED
Rice Energy Inc.
RICE
– –
-3,310,000
Closed -$95.8M
LVLT
274
DELISTED
Level 3 Communications Inc
LVLT
– –
-969,000
Closed -$51.6M
KITE
275
DELISTED
Kite Pharma, Inc.
KITE
– –
-355,000
Closed -$63.8M
8 9 10
11
12