CC

Carlson Capital Portfolio holdings

AUM $176M
1-Year Return 8.55%
This Quarter Return
+3.08%
1 Year Return
+8.55%
3 Year Return
+72.03%
5 Year Return
+273.65%
10 Year Return
+747.49%
AUM
$8.95B
AUM Growth
-$1.2B
Cap. Flow
-$1.58B
Cap. Flow %
-17.68%
Top 10 Hldgs %
16.69%
Holding
417
New
83
Increased
85
Reduced
94
Closed
98

Top Buys

1
HSP
HOSPIRA INC
HSP
$115M
2
PCYC
PHARMACYCLICS INC
PCYC
$112M
3
EXC icon
Exelon
EXC
$95.8M
4
C icon
Citigroup
C
$91.8M
5
AMT icon
American Tower
AMT
$82.5M

Top Sells

1
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$180M
2
CFN
CAREFUSION CORPORATION
CFN
$177M
3
PL
PROTECTIVE LIFE CORP
PL
$159M
4
AGN
ALLERGAN INC
AGN
$150M
5
ROC
ROCKWOOD HLDGS INC
ROC
$127M

Sector Composition

1 Financials 13.93%
2 Technology 13.13%
3 Energy 9.76%
4 Consumer Discretionary 8.96%
5 Consumer Staples 8.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ASPS icon
251
Altisource Portfolio Solutions
ASPS
$124M
$3.7M 0.04%
+35,925
New +$3.7M
NSR
252
DELISTED
Neustar Inc
NSR
$3.69M 0.04%
+150,000
New +$3.69M
FSD
253
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$3.68M 0.04%
224,666
+58,000
+35% +$950K
CFG icon
254
Citizens Financial Group
CFG
$22.3B
$3.62M 0.04%
+150,000
New +$3.62M
SRE icon
255
Sempra
SRE
$52.9B
$3.5M 0.04%
+64,212
New +$3.5M
DHG
256
DELISTED
Deutsche High Incm Opportunities
DHG
$2.86M 0.03%
199,333
+46,000
+30% +$660K
TERP
257
DELISTED
TerraForm Power, Inc
TERP
$2.57M 0.03%
+70,430
New +$2.57M
SAIC icon
258
Saic
SAIC
$4.83B
$2.57M 0.03%
+50,000
New +$2.57M
HYI
259
Western Asset High Yield Opportunity Fund Inc.
HYI
$273M
$2.51M 0.03%
153,333
– –
NHS
260
Neuberger Berman High Yield Strategies Fund
NHS
$230M
$2.47M 0.03%
200,000
+48,200
+32% +$595K
S
261
DELISTED
Sprint Corporation
S
$2.4M 0.03%
+506,400
New +$2.4M
AKAM icon
262
Akamai
AKAM
$11.3B
$2.18M 0.02%
+30,700
New +$2.18M
DYN
263
DELISTED
Dynegy, Inc.
DYN
$2.08M 0.02%
66,300
-338,000
-84% -$10.6M
IVH
264
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$1.84M 0.02%
113,333
– –
HIO
265
Western Asset High Income Opportunity Fund
HIO
$375M
$1.77M 0.02%
333,333
– –
MHY
266
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$1.72M 0.02%
333,333
– –
BLDR icon
267
Builders FirstSource
BLDR
$16.5B
$1.56M 0.02%
233,566
-66,434
-22% -$443K
COVS
268
DELISTED
Covisint Corporation
COVS
$854K 0.01%
420,733
– –
VHI icon
269
Valhi
VHI
$461M
$623K 0.01%
8,333
– –
GM icon
270
General Motors
GM
$55.5B
$554K 0.01%
14,764
– –
GM.WS.A
271
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$372K ﹤0.01%
13,421
– –
GM.WS.B
272
DELISTED
General Motors Company
GM.WS.B
$264K ﹤0.01%
13,421
– –
OIBR.C
273
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$122K ﹤0.01%
14,937
– –
CYHHZ
274
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$75K ﹤0.01%
3,394,977
– –
ALJ
275
DELISTED
Alon U S A Energy Inc
ALJ
– –
-2,650,843
Closed -$33.6M
9 10
11
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