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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$7.42B
AUM Growth
-$906M
Cap. Flow
-$1.44B
Cap. Flow %
-19.46%
Top 10 Hldgs %
15.49%
Holding
363
New
83
Increased
71
Reduced
95
Closed
93

Top Buys

Rank Stock Value
1
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$113M
2
CMS icon
CMS Energy
CMS
+$83.9M
3
PEG icon
Public Service Enterprise Group
PEG
+$72.1M
4
MOLXA
MOLEX INC CL-A
MOLXA
+$69.4M
5
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$61.6M

Top Sells

Rank Stock Value
1
NRG icon
NRG Energy
NRG
+$197M
2
FON
SPRINT CORP FON COM
FON
+$125M
3
EQR icon
Equity Residential
EQR
+$87.7M
4
HCA icon
HCA Healthcare
HCA
+$73.1M
5
NEE icon
NextEra Energy
NEE
+$69M

Sector Composition

Rank Sector Weight
1 Energy 16.78%
2 Financials 10.24%
3 Technology 9.8%
4 Healthcare 9.41%
5 Utilities 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM.WS.A
251
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$355K ﹤0.01%
13,421
– –
XME icon
252
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$3.88B
$331K ﹤0.01%
+1,300
New +$47.1K
XME icon
253
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$3.88B
$270K ﹤0.01%
+1,300
New +$47.1K
GM.WS.B
254
DELISTED
General Motors Company
GM.WS.B
$250K ﹤0.01%
13,421
– –
ORCL icon
255
CALL
Oracle
ORCL
$348B
$218K ﹤0.01%
+3,610
New +$117K
AIV
256
Aimco
AIV
$378M
– –
-2,503,940
Closed -$10M
AROC icon
257
PUT
Archrock
AROC
$6.19B
– –
-2,100
Closed -$263K
AVB icon
258
AvalonBay Communities
AVB
$27.4B
– –
-503,908
Closed -$68M
BAC icon
259
Bank of America
BAC
$438B
– –
-3,689,000
Closed -$47.4M
BAX icon
260
Baxter International
BAX
$12.5B
– –
-502,262
Closed -$18.9M
BG icon
261
CALL
Bunge Global
BG
$22.7B
– –
-4,106
Closed -$246K
BWXT icon
262
BWX Technologies
BWXT
$15.4B
– –
-350,509
Closed -$7.53M
BXP icon
263
Boston Properties
BXP
$11.2B
– –
-168,378
Closed -$17.8M
CF icon
264
CF Industries
CF
$18.9B
– –
-462,825
Closed -$15.9M
CLX icon
265
Clorox
CLX
$12.1B
– –
-139,350
Closed -$11.6M
COF icon
266
Capital One
COF
$129B
– –
-751,680
Closed -$47.2M
DIOD icon
267
Diodes
DIOD
$3.7B
– –
-200,100
Closed -$5.2M
DRI icon
268
Darden Restaurants
DRI
$23.8B
– –
-97,848
Closed -$4.42M
ENB icon
269
Enbridge
ENB
$121B
– –
-819,309
Closed -$34.5M
ETR icon
270
Entergy
ETR
$53B
– –
-531,240
Closed -$18.5M
FCX icon
271
Freeport-McMoran
FCX
$89B
– –
-684,277
Closed -$18.9M
FLR icon
272
Fluor
FLR
$6.84B
– –
-236,100
Closed -$14M
GE icon
273
GE Aerospace
GE
$376B
– –
-1,807
Closed -$201K
GGB icon
274
Gerdau
GGB
$9.68B
– –
-3,509,352
Closed -$15.9M
HSBC icon
275
CALL
HSBC
HSBC
$355B
– –
-224,337
Closed -$10M
9 10
11
12 13

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WIS
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SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
TM
TigerOak Management Albuquerque, New Mexico $317M AUM 25.39% 1-Year Est. Return
GWP
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CPW
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KI
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CPH
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Carlson Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Carlson Capital held 363 positions worth $7.42B, down 11% from $8.33B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Carlson Capital withdrew a net $1.44B in Q3 2013, closing 93 positions and reducing 95 holdings. Its most notable exit was SPRINT CORP FON COM, an estimated $125M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, up from 14% a quarter earlier, followed by Financials and Technology.

Against the trend, Carlson Capital opened a new position in CMS Energy worth $81.3M.

  • Carlson Capital's largest Q3 2013 buy was CMS Energy: 3,088,950 shares worth $81.3M.
  • Carlson Capital added most to ELAN CORP ADS(RP1 ORD4IRISH PN in Q3 2013, an estimated $113M increase.
  • Carlson Capital's biggest Q3 2013 reduction was NRG Energy, cutting an estimated $197M.
  • Carlson Capital fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $125M.
  • Carlson Capital's ten largest holdings make up 15% of its $7.42B portfolio in Q3 2013.
  • Carlson Capital opened 83 new positions and closed 93 in Q3 2013.
  • Carlson Capital's portfolio value fell 11% quarter-over-quarter to $7.42B.

Based on Carlson Capital's 13F filing for Q3 2013, filed 13 Nov 2013.