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Carlson Capital Portfolio holdings

AUM $318M
1-Year Est. Return 27.64%
This Fund
S&P 500
This Quarter Est. Return
+5.74%
1 Year Est. Return
+27.64%
3 Year Est. Return
+72.52%
5 Year Est. Return
+198.38%
10 Year Est. Return
+1,031.43%
AUM
$7.89B
AUM Growth
-$144M
Cap. Flow
-$682M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.76%
Holding
353
New
74
Increased
71
Reduced
90
Closed
93

Top Buys

Rank Stock Value
1
STRZA
Starz - Series A
STRZA
+$101M
2
LNKD
LinkedIn Corporation
LNKD
+$93M
3
GS icon
Goldman Sachs
GS
+$91.9M
4
PXD
Pioneer Natural Resource Co.
PXD
+$90.2M
5
ESRX
Express Scripts Holding Company
ESRX
+$79.3M

Top Sells

Rank Stock Value
1
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$231M
2
EMC
EMC CORPORATION
EMC
+$160M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$82.1M
4
MS icon
Morgan Stanley
MS
+$82M
5
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$74.3M

Sector Composition

Rank Sector Weight
1 Financials 18.25%
2 Energy 11.59%
3 Technology 10.64%
4 Communication Services 9.71%
5 Consumer Staples 9.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
226
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$1.94M 0.02%
+10,000
New +$2.16M
LTRPA
227
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$1.92M 0.02%
+87,800
New +$1.92M
LPCN icon
228
Lipocine
LPCN
$17.1M
$1.87M 0.02%
24,706
-5,294
-18% -$328K
STLD icon
229
Steel Dynamics
STLD
$35.6B
$1.82M 0.02%
72,727
-498,673
-87% -$12.7M
MT icon
230
ArcelorMittal
MT
$50.4B
$1.69M 0.02%
93,333
– –
NXPI icon
231
NXP Semiconductors
NXPI
$68B
$1.6M 0.02%
15,700
-43,300
-73% -$3.67M
DHG
232
DELISTED
Deutsche High Incm Opportunities
DHG
$1.42M 0.02%
100,033
– –
JCP
233
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
$1.1M 0.01%
8,500
-3,300
-28% -$31.4K
ISIL
234
DELISTED
Intersil Corp
ISIL
$1.1M 0.01%
+50,000
New +$866K
COVS
235
DELISTED
Covisint Corporation
COVS
$872K 0.01%
400,000
– –
AET
236
DELISTED
Aetna Inc
AET
$629K 0.01%
+5,445
New +$638K
IWM icon
237
PUT
iShares Russell 2000 ETF
IWM
$79.8B
$560K 0.01%
+2,500
New +$304K
BATRK icon
238
Atlanta Braves Holdings Series B
BATRK
$3.23B
$530K 0.01%
30,474
-659,891
-96% -$10.7M
GM icon
239
General Motors
GM
$74.7B
$469K 0.01%
14,764
– –
COR
240
PUT
DELISTED
Coresite Realty Corporation
COR
$411K 0.01%
+904
New +$73.3K
VMC icon
241
PUT
Vulcan Materials
VMC
$36.3B
$345K ﹤0.01%
+479
New +$56.5K
LOW icon
242
PUT
Lowe's Companies
LOW
$116B
$341K ﹤0.01%
+935
New +$72.7K
TLRD
243
DELISTED
Tailored Brands, Inc.
TLRD
$314K ﹤0.01%
+20,000
New +$291K
WEC icon
244
PUT
WEC Energy
WEC
$37.7B
$284K ﹤0.01%
+1,023
New +$63.9K
DLR icon
245
PUT
Digital Realty Trust
DLR
$73.7B
$269K ﹤0.01%
+634
New +$64.5K
HSIC icon
246
PUT
Henry Schein
HSIC
$9.74B
$262K ﹤0.01%
+1,183
New +$78.5K
MCD icon
247
PUT
McDonald's
MCD
$188B
$253K ﹤0.01%
+614
New +$72.8K
BG icon
248
CALL
Bunge Global
BG
$23.6B
$225K ﹤0.01%
+1,800
New +$112K
NI icon
249
PUT
NiSource
NI
$22.4B
$208K ﹤0.01%
+3,196
New +$80K
SYY icon
250
PUT
Sysco
SYY
$39.7B
$208K ﹤0.01%
+1,543
New +$79.2K
8 9
10
11 12

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EFN
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WIS
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SFCM
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TM
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GWP
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CPW
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KI
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Carlson Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Carlson Capital held 353 positions worth $7.89B, down 1.8% from $8.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Carlson Capital withdrew a net $682M in Q3 2016, closing 93 positions and reducing 90 holdings. Its most notable exit was STARWOOD HOTELS & RESORTS WORLDWIDE, INC., an estimated $231M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Energy and Technology.

Against the trend, Carlson Capital opened a new position in Pioneer Natural Resource Co. worth $98.4M.

  • Carlson Capital's largest Q3 2016 buy was Pioneer Natural Resource Co.: 530,130 shares worth $98.4M.
  • Carlson Capital added most to Starz - Series A in Q3 2016, an estimated $101M increase.
  • Carlson Capital's biggest Q3 2016 reduction was Morgan Stanley, cutting an estimated $82M.
  • Carlson Capital fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $231M.
  • Carlson Capital's ten largest holdings make up 21% of its $7.89B portfolio in Q3 2016.
  • Carlson Capital opened 74 new positions and closed 93 in Q3 2016.
  • Carlson Capital's portfolio value fell 1.8% quarter-over-quarter to $7.89B.

Based on Carlson Capital's 13F filing for Q3 2016, filed 14 Nov 2016.