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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PII icon
201
PUT
Polaris
PII
$3.77B
$8.08M 0.13%
+80,000
New +$8.33M
XENE icon
202
CALL
Xenon Pharmaceuticals
XENE
$6.09B
$8.01M 0.12%
+203,100
New +$7.4M
ORCL icon
203
Oracle
ORCL
$371B
$7.99M 0.12%
97,700
+91,000
+1,358% +$6.92M
HTGC icon
204
PUT
Hercules Capital
HTGC
$3.06B
$7.95M 0.12%
601,000
+501,000
+501% +$6.81M
VIPS icon
205
CALL
Vipshop
VIPS
$7.33B
$7.91M 0.12%
580,000
– –
CPT icon
206
PUT
Camden Property Trust
CPT
$11B
$7.91M 0.12%
70,700
-15,000
-18% -$1.72M
IFF icon
207
CALL
International Flavors & Fragrances
IFF
$20.3B
$7.86M 0.12%
75,000
+45,000
+150% +$4.42M
WMT icon
208
CALL
Walmart Inc
WMT
$884B
$7.8M 0.12%
165,000
+138,000
+511% +$6.55M
LI icon
209
CALL
Li Auto
LI
$13.3B
$7.75M 0.12%
380,000
+260,000
+217% +$4.94M
AR icon
210
CALL
Antero Resources
AR
$11B
$7.75M 0.12%
250,000
-90,000
-26% -$3.11M
JNJ icon
211
CALL
Johnson & Johnson
JNJ
$621B
$7.74M 0.12%
43,800
-340,200
-89% -$58.7M
MRO
212
CALL
DELISTED
Marathon Oil Corporation
MRO
$7.67M 0.12%
283,400
-199,100
-41% -$5.78M
IRM icon
213
CALL
Iron Mountain
IRM
$36.8B
$7.48M 0.12%
150,000
+16,000
+12% +$808K
ANF icon
214
CALL
Abercrombie & Fitch
ANF
$4.46B
$7.47M 0.12%
+326,000
New +$6.42M
EBAY icon
215
PUT
eBay
EBAY
$50.5B
$7.46M 0.12%
180,000
+15,000
+9% +$621K
EW icon
216
PUT
Edwards Lifesciences
EW
$49.6B
$7.46M 0.12%
+100,000
New +$7.71M
TXT icon
217
CALL
Textron
TXT
$14.8B
$7.41M 0.12%
+104,700
New +$7.11M
TTD icon
218
CALL
Trade Desk
TTD
$8.49B
$7.4M 0.12%
165,000
-811,500
-83% -$41.1M
Z icon
219
CALL
Zillow
Z
$7.78B
$7.39M 0.12%
229,500
-90,000
-28% -$2.98M
LH icon
220
CALL
Labcorp
LH
$25.5B
$7.32M 0.11%
+36,200
New +$7.08M
HLF icon
221
CALL
Herbalife
HLF
$1.28B
$7.21M 0.11%
484,800
-6,200
-1% -$108K
RUN icon
222
Sunrun
RUN
$2.34B
$7.21M 0.11%
300,000
+209,388
+231% +$5.59M
AMZN icon
223
CALL
Amazon
AMZN
$2.92T
$7.14M 0.11%
+85,000
New +$8.4M
STKL
224
PUT
DELISTED
SunOpta
STKL
$7.11M 0.11%
842,300
-500
-0.1% -$4.72K
IP icon
225
International Paper
IP
$21.8B
$7.09M 0.11%
204,597
+194,597
+1,946% +$6.73M
7 8
9
10 11

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.