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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
(+14%)
Cap. Flow
+$1.62B
Cap. Flow
% of AUM
18.52%
Top 10 Holdings %
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Petrobras
PBR
|
+$43.8M |
| 2 |
Charter Communications
CHTR
|
+$30.5M |
| 3 |
X
US Steel
X
|
+$28.3M |
| 4 |
STMP
Stamps.com, Inc.
STMP
|
+$22.8M |
| 5 |
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
|
+$19.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Darden Restaurants
DRI
|
+$71.1M |
| 2 |
Wayfair
W
|
+$40.2M |
| 3 |
Horizon Kinetics Inflation Beneficiaries ETF
INFL
|
+$20.8M |
| 4 |
RAPT
RAPT Therapeutics
RAPT
|
+$13.9M |
| 5 |
NCR Voyix
VYX
|
+$10.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.49% |
| 2 | Consumer Discretionary | 2.52% |
| 3 | Materials | 1.97% |
| 4 | Energy | 1.87% |
| 5 | Technology | 1.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
CALL
FIVE9
FIVN
$2.09B
| $11.7M | 0.13% |
+73,100
| New | +$13.3M |
|
|
202
PUT
FIVE9
FIVN
$2.09B
| $11.7M | 0.13% |
+73,100
| New | +$13.3M |
|
203
PUT
Centene
CNC
$30.6B
| $11.7M | 0.13% |
187,000
+177,000
| +1,770% | +$11.8M |
|
204
CALL
Avis
CAR
$4.86B
| $11.7M | 0.13% |
100,000
+50,000
| +100% | +$4.41M |
|
205
CALL
T-Mobile US
TMUS
$183B
| $11.5M | 0.13% |
90,000
-68,000
| -43% | -$9.47M |
|
|
CCXI
206
PUT
DELISTED
ChemoCentryx, Inc.
CCXI
| $11.5M | 0.13% |
671,100
+271,100
| +68% | +$4.22M |
|
207
PUT
Thermo Fisher Scientific
TMO
$213B
| $11.4M | 0.13% |
+20,000
| New | +$11M |
|
|
FISV
208
PUT
Fiserv Inc
FISV
$28.6B
| $11.4M | 0.13% |
+105,000
| New | +$11.7M |
|
209
CALL
Cloudflare
NET
$99.7B
| $11.3M | 0.13% |
+100,000
| New | +$11.9M |
|
210
Invesco DB Agriculture Fund
DBA
$1.23B
| $11.2M | 0.13% |
581,000
-183,146
| -24% | -$3.44M |
|
211
AGCO
AGCO
$7.42B
| $11.2M | 0.13% |
+91,100
| New | +$11.9M |
|
|
212
PUT
AGCO
AGCO
$7.42B
| $11.2M | 0.13% |
+91,100
| New | +$11.9M |
|
213
AMC Entertainment Holdings
AMC
$2.47B
| $11.1M | 0.13% |
29,230
+2,390
| +9% | +$964K |
|
214
CALL
Upstart Holdings
UPST
$2.64B
| $11.1M | 0.13% |
+35,000
| New | +$6.9M |
|
|
NUAN
215
PUT
DELISTED
Nuance Communications, Inc.
NUAN
| $11M | 0.13% |
200,000
| – | – |
|
|
X
216
CALL
DELISTED
US Steel
X
| $11M | 0.13% |
+500,000
| New | +$12.5M |
|
|
HOLX
217
CALL
DELISTED
Hologic
HOLX
| $10.9M | 0.12% |
+147,500
| New | +$11.1M |
|
218
Duke Energy
DUK
$97.6B
| $10.9M | 0.12% |
111,289
+11,289
| +11% | +$1.17M |
|
219
CALL
AbbVie
ABBV
$444B
| $10.8M | 0.12% |
+100,000
| New | +$11.4M |
|
220
CALL
Xenon Pharmaceuticals
XENE
$6.11B
| $10.8M | 0.12% |
+704,200
| New | +$12.2M |
|
221
Alkermes
ALKS
$8.25B
| $10.6M | 0.12% |
344,100
-57,153
| -14% | -$1.61M |
|
222
Wynn Resorts
WYNN
$10.3B
| $10.6M | 0.12% |
125,070
+88,320
| +240% | +$8.72M |
|
223
PUT
Willis Towers Watson
WTW
$31.5B
| $10.5M | 0.12% |
+45,000
| New | +$10M |
|
224
PUT
Baidu
BIDU
$37.4B
| $10.5M | 0.12% |
+68,000
| New | +$11.2M |
|
225
CALL
SLB Ltd
SLB
$73.3B
| $10.4M | 0.12% |
351,100
+289,500
| +470% | +$8.29M |
|
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Caption Management's Q3 2021 Portfolio in Review
As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.
By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.
On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.
- Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
- Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
- Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
- Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
- Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
- Caption Management opened 703 new positions and closed 492 in Q3 2021.
- Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.
Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.