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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
(+2.6%)
Cap. Flow
-$575M
Cap. Flow
% of AUM
-13.12%
Top 10 Holdings %
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Teck Resources
TECK
|
+$13.2M |
| 2 |
GE Aerospace
GE
|
+$11.9M |
| 3 |
Invesco DB Agriculture Fund
DBA
|
+$10.8M |
| 4 |
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
|
+$10.3M |
| 5 |
SBNY
Signature Bank
SBNY
|
+$8.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$24M |
| 2 |
American Eagle Outfitters
AEO
|
+$16.5M |
| 3 |
Adobe
ADBE
|
+$15M |
| 4 |
Pfizer
PFE
|
+$13.7M |
| 5 |
LHCG
LHC Group LLC
LHCG
|
+$12.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.21% |
| 2 | Consumer Discretionary | 3.05% |
| 3 | Technology | 2.58% |
| 4 | Industrials | 1.15% |
| 5 | Materials | 1.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
CALL
Live Nation Entertainment
LYV
$41.9B
| $5.51M | 0.13% |
+75,000
| New | +$4.73M |
|
202
PUT
Harley-Davidson
HOG
$2.64B
| $5.51M | 0.13% |
150,000
| – | – |
|
203
PUT
Universal Health Services
UHS
$10.3B
| $5.5M | 0.13% |
+40,000
| New | +$4.98M |
|
|
HEXO
204
CALL
DELISTED
HEXO Corp. Common Shares
HEXO
| $5.49M | 0.13% |
106,471
+88,614
| +496% | +$4.19M |
|
|
MFA
205
PUT
MFA Financial
MFA
$930M
| $5.44M | 0.12% |
349,825
-17,000
| -5% | -$229K |
|
206
PUT
Intellia Therapeutics
NTLA
$1.49B
| $5.44M | 0.12% |
+100,000
| New | +$3.63M |
|
|
OSG
207
CALL
Octave Specialty Group
OSG
$249M
| $5.38M | 0.12% |
+350,000
| New | +$5.16M |
|
208
CALL
Alarm.com
ALRM
$2.76B
| $5.17M | 0.12% |
+50,000
| New | +$3.63M |
|
209
PUT
Gen Digital
GEN
$16.8B
| $5.16M | 0.12% |
248,400
-100
| -0% | -$2.02K |
|
|
210
Gen Digital
GEN
$16.8B
| $5.15M | 0.12% |
248,000
-67,187
| -21% | -$1.36M |
|
211
CALL
Under Armour
UAA
$2.9B
| $5.15M | 0.12% |
+300,000
| New | +$4.58M |
|
212
CALL
GameStop
GME
$8.34B
| $5.13M | 0.12% |
+1,090,000
| New | +$3.75M |
|
213
PUT
SolarEdge
SEDG
$2.67B
| $5.11M | 0.12% |
16,000
-21,300
| -57% | -$5.89M |
|
|
HZNP
214
PUT
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $5.1M | 0.12% |
69,700
-30,300
| -30% | -$2.25M |
|
|
215
CALL
Teck Resources
TECK
$29.4B
| $5.08M | 0.12% |
280,000
-321,000
| -53% | -$4.95M |
|
|
RWT
216
PUT
Redwood Trust
RWT
$579M
| $5.08M | 0.12% |
578,300
-7,700
| -1% | -$66.2K |
|
|
STKL
217
CALL
DELISTED
SunOpta
STKL
| $5.08M | 0.12% |
+435,100
| New | +$3.83M |
|
|
AXNX
218
CALL
DELISTED
Axonics, Inc. Common Stock
AXNX
| $5.04M | 0.11% |
101,000
-45,800
| -31% | -$2.15M |
|
219
CALL
Digital Turbine
APPS
$1.05B
| $5.03M | 0.11% |
+89,000
| New | +$3.65M |
|
|
AXNX
220
PUT
DELISTED
Axonics, Inc. Common Stock
AXNX
| $4.99M | 0.11% |
+100,000
| New | +$4.7M |
|
|
MDLA
221
CALL
DELISTED
Medallia, Inc.
MDLA
| $4.98M | 0.11% |
+150,000
| New | +$4.78M |
|
222
Peloton Interactive
PTON
$2.78B
| $4.98M | 0.11% |
32,800
-86,300
| -72% | -$10.5M |
|
223
Alkermes
ALKS
$8.43B
| $4.95M | 0.11% |
248,285
-96,715
| -28% | -$1.77M |
|
224
Marvell Technology
MRVL
$170B
| $4.94M | 0.11% |
104,000
+91,500
| +732% | +$3.96M |
|
225
CALL
VanEck Semiconductor ETF
SMH
$68B
| $4.94M | 0.11% |
45,200
+40,000
| +769% | +$3.96M |
|
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Caption Management's Q4 2020 Portfolio in Review
As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.
Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.
- Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
- Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
- Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
- Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
- Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
- Caption Management opened 403 new positions and closed 465 in Q4 2020.
- Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.
Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.