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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+40.12%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
(+55%)
Cap. Flow
+$658M
Cap. Flow
% of AUM
22.1%
Top 10 Holdings %
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
uniQure
QURE
|
+$16.9M |
| 2 |
Tradeweb Markets
TW
|
+$11M |
| 3 |
ON Semiconductor
ON
|
+$8.24M |
| 4 |
SAGE
Sage Therapeutics
SAGE
|
+$8.03M |
| 5 |
INST
Instructure, Inc.
INST
|
+$6.85M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$22.3M |
| 2 |
Marathon Petroleum
MPC
|
+$9.07M |
| 3 |
Axalta
AXTA
|
+$6.53M |
| 4 |
Targa Resources
TRGP
|
+$5.63M |
| 5 |
Planet Fitness
PLNT
|
+$5.39M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 5.74% |
| 2 | Consumer Discretionary | 2.23% |
| 3 | Technology | 2% |
| 4 | Financials | 1.03% |
| 5 | Energy | 0.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SAGE
201
CALL
DELISTED
Sage Therapeutics
SAGE
| $4.16M | 0.14% |
57,700
-4,800
| -8% | -$590K |
|
202
DuPont de Nemours
DD
$18.5B
| $4.16M | 0.14% |
+51,591
| New | +$4.28M |
|
|
HRC
203
PUT
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $4.16M | 0.14% |
+36,600
| New | +$3.86M |
|
|
LKFT
204
CALL
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.78B
| $4.14M | 0.14% |
+20,000
| New | +$3.7M |
|
205
Guardant Health
GH
$21.7B
| $4.13M | 0.14% |
+52,834
| New | +$3.81M |
|
206
PUT
Viatris
VTRS
$20.4B
| $4.13M | 0.14% |
205,300
-140,300
| -41% | -$2.61M |
|
|
GWPH
207
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $4.07M | 0.14% |
38,919
+27,969
| +255% | +$3.14M |
|
208
PUT
CarMax
KMX
$8.13B
| $4.05M | 0.14% |
+46,200
| New | +$4.35M |
|
209
CALL
Okta
OKTA
$24.7B
| $4.04M | 0.14% |
35,000
-4,300
| -11% | -$495K |
|
|
SAVE
210
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
| $4.03M | 0.14% |
+100,000
| New | +$3.8M |
|
|
PARA
211
CALL
DELISTED
Paramount Global Class B
PARA
| $3.99M | 0.13% |
+95,000
| New | +$3.68M |
|
|
WCC
212
WESCO International
WCC
$16.7B
| $3.98M | 0.13% |
+67,000
| New | +$3.49M |
|
213
PG&E
PCG
$38.3B
| $3.98M | 0.13% |
+365,989
| New | +$3.14M |
|
|
GTHX
214
PUT
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
| $3.96M | 0.13% |
150,000
| – | – |
|
215
PUT
D.R. Horton
DHI
$40B
| $3.96M | 0.13% |
75,000
| – | – |
|
216
PUT
Chewy
CHWY
$9.25B
| $3.93M | 0.13% |
+135,600
| New | +$3.47M |
|
217
PUT
HSBC
HSBC
$365B
| $3.91M | 0.13% |
100,000
-350,000
| -78% | -$13.3M |
|
218
CALL
TotalEnergies
TTE
$195B
| $3.89M | 0.13% |
+70,400
| New | +$3.72M |
|
|
BBBY
219
DELISTED
Bed Bath & Beyond Inc
BBBY
| $3.87M | 0.13% |
223,500
+108,500
| +94% | +$1.52M |
|
|
ALXN
220
PUT
DELISTED
Alexion Pharmaceuticals
ALXN
| $3.79M | 0.13% |
35,000
+10,000
| +40% | +$1.07M |
|
221
CALL
Pinduoduo
PDD
$126B
| $3.78M | 0.13% |
+100,000
| New | +$3.73M |
|
222
CALL
DHT Holdings
DHT
$2.99B
| $3.75M | 0.13% |
453,300
+278,300
| +159% | +$2.06M |
|
|
UNIT
223
CALL
Uniti Group
UNIT
$2.36B
| $3.75M | 0.13% |
456,900
+200,000
| +78% | +$1.45M |
|
|
NUAN
224
DELISTED
Nuance Communications, Inc.
NUAN
| $3.75M | 0.13% |
210,000
+36,750
| +21% | +$610K |
|
|
CISN
225
CALL
DELISTED
Cision Ltd. Ordinary Share
CISN
| $3.74M | 0.13% |
375,000
-250,000
| -40% | -$2.39M |
|
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Caption Management's Q4 2019 Portfolio in Review
As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management deployed $658M of net new capital in Q4 2019, opening 423 new positions and adding to 157 existing holdings. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M.
By sector, the portfolio is most concentrated in Healthcare at 5.7% of assets, up from 4.6% a quarter earlier, followed by Consumer Discretionary and Technology.
On the sell side, the largest reduction was Marathon Petroleum, an estimated $9.07M trimmed.
- Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
- Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
- Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
- Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
- Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
- Caption Management opened 423 new positions and closed 302 in Q4 2019.
- Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.
Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.