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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.92B
AUM Growth
+$174M
Cap. Flow
+$610M
Cap. Flow %
6.84%
Top 10 Hldgs %
9.99%
Holding
2,113
New
656
Increased
339
Reduced
297
Closed
567

Top Buys

Rank Stock Value
1
TCOM icon
Trip.com Group
TCOM
+$23.1M
2
Z icon
Zillow
Z
+$21.8M
3
DVN icon
Devon Energy
DVN
+$20.9M
4
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
+$16.6M
5
TECK icon
Teck Resources
TECK
+$16.1M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$33.2M
2
STMP
Stamps.com, Inc.
STMP
+$24.4M
3
CHTR icon
Charter Communications
CHTR
+$22.5M
4
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$20.3M
5
PRKS icon
United Parks & Resorts
PRKS
+$14.4M

Sector Composition

Rank Sector Weight
1 Healthcare 3.18%
2 Technology 2.63%
3 Energy 2.29%
4 Materials 2.2%
5 Consumer Discretionary 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZVRA icon
2001
CALL
Zevra Therapeutics
ZVRA
$562M
– –
-63,600
Closed -$593K
ZYME icon
2002
Zymeworks
ZYME
$1.61B
– –
-8,200
Closed -$238K
PRKS icon
2003
United Parks & Resorts
PRKS
$2.1B
$0 ﹤0.01%
3
-229,572
-100% -$14.4M
LOGC
2004
DELISTED
ContextLogic
LOGC
– –
-154
Closed -$25K
TE
2005
CALL
T1 Energy
TE
$1.16B
– –
-130,000
Closed -$1.28M
PRSU
2006
Pursuit Attractions and Hospitality Inc
PRSU
$1.39B
– –
-17,500
Closed -$795K
JOYY
2007
JOYY Inc
JOYY
$3.71B
– –
-6,889
Closed -$355K
TVRD
2008
CALL
Tvardi Therapeutics
TVRD
$19.7M
– –
-417
Closed -$232K
CMRX
2009
DELISTED
Chimerix, Inc.
CMRX
– –
-55,494
Closed -$344K
CMRX
2010
PUT
DELISTED
Chimerix, Inc.
CMRX
– –
-80,000
Closed -$495K
SILV
2011
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
– –
-10,000
Closed -$70K
ENLC
2012
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
– –
-64,100
Closed -$437K
AXNX
2013
DELISTED
Axonics, Inc. Common Stock
AXNX
– –
-39,000
Closed -$2.54M
PIXY
2014
CALL
DELISTED
ShiftPixy, Inc. Common Stock
PIXY
– –
-2
Closed -$82K
PWSC
2015
DELISTED
PowerSchool Holdings, Inc.
PWSC
– –
-11,100
Closed -$273K
TUP
2016
CALL
DELISTED
Tupperware Brands Corporation
TUP
– –
-25,500
Closed -$539K
EGIO
2017
CALL
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
-7,603
Closed -$724K
HYZN
2018
CALL
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
– –
-5,500
Closed -$1.91M
EVBG
2019
PUT
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-20,000
Closed -$3.02M
DMTK
2020
CALL
DELISTED
DermTech, Inc. Common Stock
DMTK
– –
-40,000
Closed -$1.28M
TAST
2021
CALL
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-250,000
Closed -$915K
TAST
2022
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-18,582
Closed -$68K
NGM
2023
DELISTED
NGM Biopharmaceuticals, Inc. Common Stock
NGM
– –
-72,687
Closed -$1.39M
DSKE
2024
CALL
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-94,400
Closed -$869K
KRTX
2025
CALL
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
– –
-6,400
Closed -$783K
79 80
81
82 83

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Caption Management's Q4 2021 Portfolio in Review

As of Q4 2021, Caption Management held 2,113 positions worth $8.92B, up 2% from $8.75B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Caption Management deployed $610M of net new capital in Q4 2021, opening 656 new positions and adding to 339 existing holdings. Its largest new stake was Zillow: 302,083 shares worth $19.3M.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, down from 3.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Charter Communications, an estimated $22.5M trimmed.

  • Caption Management's largest Q4 2021 buy was Zillow: 302,083 shares worth $19.3M.
  • Caption Management added most to Trip.com Group in Q4 2021, an estimated $23.1M increase.
  • Caption Management's biggest Q4 2021 reduction was Charter Communications, cutting an estimated $22.5M.
  • Caption Management fully exited Meta Platforms (Facebook) in Q4 2021, selling an estimated $33.2M.
  • Caption Management's ten largest holdings make up 10% of its $8.92B portfolio in Q4 2021.
  • Caption Management opened 656 new positions and closed 567 in Q4 2021.
  • Caption Management's portfolio value rose 2% quarter-over-quarter to $8.92B.

Based on Caption Management's 13F filing for Q4 2021, filed 11 Feb 2022.