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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$7.25B
AUM Growth
-$2.88M
Cap. Flow
-$580M
Cap. Flow %
-8%
Top 10 Hldgs %
14.3%
Holding
1,990
New
595
Increased
284
Reduced
345
Closed
531

Top Buys

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$22.4M
2
ZM icon
Zoom
ZM
+$15.7M
3
SABR icon
Sabre
SABR
+$8.12M
4
EXAS
Exact Sciences
EXAS
+$5.98M
5
OVV icon
Ovintiv
OVV
+$5.76M

Top Sells

Rank Stock Value
1
FANG icon
Diamondback Energy
FANG
+$59.9M
2
TCOM icon
Trip.com Group
TCOM
+$53.8M
3
DVN icon
Devon Energy
DVN
+$42.6M
4
FCX icon
Freeport-McMoran
FCX
+$36.7M
5
CLAR icon
Clarus
CLAR
+$26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.49%
2 Energy 2.02%
3 Healthcare 1.54%
4 Technology 0.89%
5 Materials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDUS
1976
PUT
DELISTED
Radius Health, Inc.
RDUS
– –
-321,900
Closed -$3.34M
PSTH.WS
1977
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
– –
-79,494
Closed -$42K
SAFM
1978
CALL
DELISTED
Sanderson Farms Inc
SAFM
– –
-103,000
Closed -$22.2M
SAFM
1979
PUT
DELISTED
Sanderson Farms Inc
SAFM
– –
-100
Closed -$22K
COWN
1980
CALL
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-25,000
Closed -$592K
CTIC
1981
CALL
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
– –
-60,700
Closed -$362K
CTIC
1982
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
– –
-29,000
Closed -$173K
EBIX
1983
PUT
DELISTED
Ebix Inc
EBIX
– –
-50,000
Closed -$845K
VG
1984
CALL
DELISTED
Vonage Holdings Corporation
VG
– –
-85,000
Closed -$1.6M
VG
1985
PUT
DELISTED
Vonage Holdings Corporation
VG
– –
-350,600
Closed -$6.61M
ENV
1986
PUT
DELISTED
ENVESTNET, INC.
ENV
– –
-15,000
Closed -$792K
BHVN
1987
CALL
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-20,400
Closed -$2.97M
BHVN
1988
PUT
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-20,400
Closed -$2.97M
SAFE
1989
CALL
DELISTED
Safehold Inc.
SAFE
– –
-52,600
Closed -$1.86M
SAFE
1990
PUT
DELISTED
Safehold Inc.
SAFE
– –
-29,000
Closed -$1.03M
76 77 78 79
80

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BPA
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SA
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AA
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RAM
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Caption Management's Q3 2022 Portfolio in Review

As of Q3 2022, Caption Management held 1,990 positions worth $7.25B, down 0.04% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $580M in Q3 2022, closing 531 positions and reducing 345 holdings. Its most notable exit was US Steel, an estimated $21.7M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 85% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Caption Management opened a new position in Zoom worth $12.1M.

  • Caption Management's largest Q3 2022 buy was Zoom: 165,000 shares worth $12.1M.
  • Caption Management added most to EQT Corp in Q3 2022, an estimated $22.4M increase.
  • Caption Management's biggest Q3 2022 reduction was Diamondback Energy, cutting an estimated $59.9M.
  • Caption Management fully exited US Steel in Q3 2022, selling an estimated $21.7M.
  • Caption Management's ten largest holdings make up 14% of its $7.25B portfolio in Q3 2022.
  • Caption Management opened 595 new positions and closed 531 in Q3 2022.
  • Caption Management's portfolio value fell 0.04% quarter-over-quarter to $7.25B.

Based on Caption Management's 13F filing for Q3 2022, filed 14 Nov 2022.