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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$124M
Cap. Flow %
-2.84%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.75%
2 Healthcare 3.26%
3 Consumer Discretionary 3.05%
4 Technology 2.59%
5 Industrials 1.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIPS icon
176
PUT
Vipshop
VIPS
$5.8B
$7.03M 0.16%
250,000
– –
BIG
177
CALL
DELISTED
Big Lots, Inc.
BIG
$6.94M 0.16%
161,600
-256,500
-61% -$12.5M
AMBA icon
178
PUT
Ambarella
AMBA
$2.95B
$6.88M 0.16%
+75,000
New +$5.25M
AUPH icon
179
CALL
Aurinia Pharmaceuticals
AUPH
$2.26B
$6.88M 0.16%
497,200
+34,300
+7% +$499K
BHVN
180
CALL
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$6.62M 0.15%
77,200
+47,200
+157% +$4M
ON icon
181
CALL
ON Semiconductor
ON
$26.6B
$6.55M 0.15%
200,000
-571,500
-74% -$15.9M
DB icon
182
Deutsche Bank
DB
$73.4B
$6.37M 0.15%
584,000
+273,900
+88% +$2.82M
MAR icon
183
CALL
Marriott International
MAR
$87.1B
$6.28M 0.14%
47,600
– –
MRNA icon
184
CALL
Moderna
MRNA
$63.1B
$6.27M 0.14%
60,000
+25,000
+71% +$2.53M
PDD icon
185
PUT
Pinduoduo
PDD
$111B
$6.22M 0.14%
35,000
-82,500
-70% -$9.86M
GPRE icon
186
CALL
Green Plains
GPRE
$1.06B
$6.03M 0.14%
458,000
+171,400
+60% +$2.61M
GRWG icon
187
CALL
GrowGeneration
GRWG
$88.4M
$6.03M 0.14%
+150,000
New +$4.04M
UA icon
188
CALL
Under Armour Class C
UA
$2.08B
$5.95M 0.14%
400,000
+200,000
+100% +$2.68M
TLND
189
CALL
DELISTED
Talend S.A. American Depositary Shares
TLND
$5.94M 0.14%
+155,000
New +$6.1M
CTLP
190
CALL
DELISTED
Cantaloupe
CTLP
$5.93M 0.14%
+565,500
New +$5.53M
SFIX
191
PUT
Stitch Fix
SFIX
$388M
$5.87M 0.13%
+100,000
New +$4.28M
UPBD icon
192
CALL
Upbound Group
UPBD
$1.03B
$5.74M 0.13%
+150,000
New +$5.09M
LPX icon
193
Louisiana-Pacific
LPX
$4.6B
$5.74M 0.13%
+154,528
New +$5.18M
PLTR icon
194
CALL
Palantir
PLTR
$424B
$5.73M 0.13%
+243,400
New +$4.35M
ARVN icon
195
PUT
Arvinas
ARVN
$543M
$5.73M 0.13%
67,500
+1,000
+2% +$34.5K
CTVA icon
196
PUT
Corteva
CTVA
$54.4B
$5.66M 0.13%
146,100
– –
TISI icon
197
CALL
Team
TISI
$126M
$5.56M 0.13%
+51,020
New +$4.19M
MTZ icon
198
MasTec
MTZ
$16.7B
$5.55M 0.13%
+81,402
New +$4.57M
THC icon
199
PUT
Tenet Healthcare
THC
$21.1B
$5.54M 0.13%
138,700
– –
TSM icon
200
TSMC
TSM
$2.23T
$5.52M 0.13%
+50,600
New +$4.8M
6 7
8
9 10

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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2020 filing shows 403 new, 168 increased, 199 reduced and 465 closed positions. Its largest new stake was GE Aerospace: 264,797 shares worth $14.3M. The largest sale was Amazon, an estimated $24M.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, up from 85% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.