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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-4.29%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$1.92B
AUM Growth
-$64.5M
Cap. Flow
+$89.8M
Cap. Flow %
4.67%
Top 10 Hldgs %
14.65%
Holding
1,008
New
367
Increased
112
Reduced
107
Closed
328

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$23.7M
2
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$11.4M
3
MDCO
Medicines Co
MDCO
+$7.54M
4
MPC icon
Marathon Petroleum
MPC
+$6.85M
5
PLNT icon
Planet Fitness
PLNT
+$5.64M

Top Sells

Rank Stock Value
1
UPBD icon
Upbound Group
UPBD
+$8.44M
2
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$6.21M
3
TWLO icon
Twilio
TWLO
+$6M
4
AEM icon
Agnico Eagle Mines
AEM
+$5.39M
5
ORLY icon
O'Reilly Automotive
ORLY
+$5.17M

Sector Composition

Rank Sector Weight
1 Healthcare 4.59%
2 Consumer Discretionary 2.4%
3 Energy 2.06%
4 Financials 1.79%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHRS icon
176
CALL
Coherus Oncology
CHRS
$219M
$2.98M 0.15%
+146,900
New +$2.94M
VTRS icon
177
CALL
Viatris
VTRS
$20.4B
$2.97M 0.15%
150,000
-333,000
-69% -$6.53M
NOG icon
178
PUT
Northern Oil and Gas
NOG
$2.29B
$2.95M 0.15%
150,290
-1,560
-1% -$28.7K
GPRE icon
179
CALL
Green Plains
GPRE
$1.17B
$2.87M 0.15%
+270,600
New +$2.59M
MAT icon
180
PUT
Mattel
MAT
$4.37B
$2.85M 0.15%
250,000
+150,000
+150% +$1.72M
DBX icon
181
PUT
Dropbox
DBX
$7.58B
$2.83M 0.15%
+140,600
New +$3M
PLAN
182
DELISTED
Anaplan, Inc.
PLAN
$2.82M 0.15%
+60,000
New +$3.26M
RETA
183
CALL
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$2.81M 0.15%
35,000
+25,000
+250% +$2.12M
ALLK
184
DELISTED
Allakos
ALLK
$2.8M 0.15%
+35,600
New +$2.35M
FBM
185
PUT
DELISTED
Foundation Building Materials, Inc. Common Stock
FBM
$2.79M 0.15%
+180,000
New +$3.12M
AIG icon
186
CALL
American International
AIG
$41.7B
$2.79M 0.14%
+50,000
New +$2.76M
SDC
187
CALL
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$2.78M 0.14%
+200,000
New +$3.34M
PRGO icon
188
CALL
Perrigo
PRGO
$1.39B
$2.77M 0.14%
49,500
– –
PRGO icon
189
PUT
Perrigo
PRGO
$1.39B
$2.77M 0.14%
49,500
– –
ROG icon
190
CALL
Rogers Corp
ROG
$2.22B
$2.73M 0.14%
20,000
– –
I
191
CALL
DELISTED
INTELSAT S. A.
I
$2.73M 0.14%
120,000
-5,000
-4% -$105K
STLA icon
192
CALL
Stellantis
STLA
$16.7B
$2.69M 0.14%
207,700
– –
CEQP
193
CALL
DELISTED
Crestwood Equity Partners LP
CEQP
$2.65M 0.14%
+72,500
New +$2.63M
RST
194
CALL
DELISTED
ROSETTA STONE INC
RST
$2.64M 0.14%
151,800
– –
CVGW
195
PUT
DELISTED
Calavo Growers
CVGW
$2.57M 0.13%
+27,000
New +$2.48M
INVA icon
196
Innoviva
INVA
$1.55B
$2.55M 0.13%
+242,000
New +$2.89M
KRNT icon
197
CALL
Kornit Digital
KRNT
$705M
$2.54M 0.13%
82,500
+32,500
+65% +$969K
SEDG icon
198
PUT
SolarEdge
SEDG
$2.53B
$2.51M 0.13%
30,000
-70,000
-70% -$5.22M
CELG
199
CALL
DELISTED
Celgene Corp
CELG
$2.48M 0.13%
25,000
– –
SPR
200
CALL
DELISTED
Spirit AeroSystems
SPR
$2.47M 0.13%
+30,000
New +$2.35M
6 7
8
9 10

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ASRS
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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2019 Portfolio in Review

As of Q3 2019, Caption Management held 1,008 positions worth $1.92B, down 3.2% from $1.99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Caption Management deployed $89.8M of net new capital in Q3 2019, opening 367 new positions and adding to 112 existing holdings. Its largest new stake was PayPal: 215,000 shares worth $22.3M.

By sector, the portfolio is most concentrated in Healthcare at 4.6% of assets, up from 3% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was Spark Therapeutics, Inc. Common Stock, an estimated $6.21M trimmed.

  • Caption Management's largest Q3 2019 buy was PayPal: 215,000 shares worth $22.3M.
  • Caption Management added most to Medicines Co in Q3 2019, an estimated $7.54M increase.
  • Caption Management's biggest Q3 2019 reduction was Spark Therapeutics, Inc. Common Stock, cutting an estimated $6.21M.
  • Caption Management fully exited Upbound Group in Q3 2019, selling an estimated $8.44M.
  • Caption Management's ten largest holdings make up 15% of its $1.92B portfolio in Q3 2019.
  • Caption Management opened 367 new positions and closed 328 in Q3 2019.
  • Caption Management's portfolio value fell 3.2% quarter-over-quarter to $1.92B.

Based on Caption Management's 13F filing for Q3 2019, filed 14 Nov 2019.