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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$1.62B
Cap. Flow %
18.52%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Healthcare 3.49%
2 Consumer Discretionary 2.52%
3 Materials 1.97%
4 Energy 1.87%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XENT
1926
DELISTED
Intersect ENT, Inc
XENT
– –
-25,000
Closed -$428K
GNOG
1927
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
-45,000
Closed -$575K
HMHC
1928
DELISTED
Houghton Mifflin Harcourt Company
HMHC
– –
-61,850
Closed -$778K
CPLG
1929
PUT
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
– –
-45,000
Closed -$482K
VCRA
1930
CALL
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
– –
-140,000
Closed -$5.58M
VCRA
1931
PUT
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
– –
-75,000
Closed -$2.99M
CSPR
1932
DELISTED
Casper Sleep Inc.
CSPR
– –
-43,800
Closed -$362K
KSU
1933
DELISTED
Kansas City Southern
KSU
– –
-8,228
Closed -$2.29M
CVA
1934
DELISTED
Covanta Holding Corporation
CVA
– –
-105,000
Closed -$1.85M
TBIO
1935
CALL
DELISTED
Translate Bio, Inc. Common Stock
TBIO
– –
-30,800
Closed -$848K
SPRT
1936
DELISTED
support.com, Inc.
SPRT
– –
-57,900
Closed -$223K
QTS
1937
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-30,000
Closed -$2.32M
USCR
1938
CALL
DELISTED
U S Concrete, Inc.
USCR
– –
-50,000
Closed -$3.69M
USCR
1939
PUT
DELISTED
U S Concrete, Inc.
USCR
– –
-50,000
Closed -$3.69M
TLND
1940
PUT
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-108,100
Closed -$7.09M
HOME
1941
CALL
DELISTED
At Home Group Inc.
HOME
– –
-13,000
Closed -$478K
CNST
1942
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-75,000
Closed -$2.54M
IO
1943
CALL
DELISTED
ION Geophysical Corporation
IO
– –
-132,000
Closed -$276K
NLSN
1944
CALL
DELISTED
Nielsen Holdings plc
NLSN
– –
-375,000
Closed -$9.25M
REGI
1945
CALL
DELISTED
Renewable Energy Group, Inc.
REGI
– –
-185,100
Closed -$11.5M
REGI
1946
PUT
DELISTED
Renewable Energy Group, Inc.
REGI
– –
-221,400
Closed -$13.8M
PSXP
1947
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
– –
-22,596
Closed -$892K
BBL
1948
PUT
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
– –
-200,000
Closed -$11.9M
UFS
1949
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-5,100
Closed -$279K
74 75 76 77
78

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Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.